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ENT
ENT for MBBS, written in exam-answer format.
The External Ear
- The external ear comprises the auricle (pinna) and the external auditory canal, ending at the tympanic membrane.
The Middle Ear
- The middle ear (tympanic cavity) is an air-containing space in the petrous temporal bone, lined by mucosa and connected to the nasopharynx by the eustachian tube and to the mastoid air cells by the aditus ad antrum
- It is described as a biconcave disc or a matchbox on edge, and is divided into three parts by lines drawn through the upper and lower margins of the tympanic membrane: the epitympanum (attic), above; the mesotympanum, opposite; and the hypotympanum, below
- The attic is the site of cholesteatoma, and the protympanum lies anteriorly, leading to the Eustachian tube
| Wall | Relations and clinical importance |
|---|---|
| Roof (tegmental) | The tegmen tympani, a thin plate separating the middle ear from the middle cranial fossa and temporal lobe — the route to extradural abscess and meningitis |
| Floor (jugular) | A thin plate over the jugular bulb. |
| Anterior (carotid) | Openings of the eustachian tube and the canal for tensor tympani, with the internal carotid artery below |
| Posterior (mastoid) |
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| Medial (labyrinthine) | The promontory (basal turn of the cochlea); the oval window with the stapes footplate; the round window; the prominence of the lateral semicircular canal (site of fistula in cholesteatoma); and the facial nerve in its horizontal segment, dehiscent in some 10 to 15% of people |
| Lateral (membranous) | Largely the tympanic membrane, with bone above and below |
- The ossicles — the malleus (head, neck, handle, and the lateral and anterior processes); the incus (body, short process and long process ending in the lenticular process); and the stapes (head, two crura and footplate), which is the smallest bone in the body
- The long process of the incus is the commonest ossicle to necrose, because its blood supply is tenuous and end-arterial — hence incus erosion in chronic otitis media and cholesteatoma
- The intratympanic muscles — tensor tympani, inserted into the malleus and supplied by the mandibular nerve (V3); and stapedius, the smallest skeletal muscle in the body, inserted into the neck of the stapes and supplied by the facial nerve (VII). They contract reflexly to loud sound, stiffening the ossicular chain and attenuating transmission — the basis of the acoustic (stapedial) reflex, and the reason its loss causes hyperacusis in facial palsy
- The chorda tympani crosses the middle ear between the long process of the incus and the handle of the malleus, carrying taste from the anterior two-thirds of the tongue and secretomotor fibres to the submandibular and sublingual glands. It is at risk in middle ear surgery, and its injury causes metallic taste and dryness
- Blood supply — chiefly from branches of the maxillary artery, principally the anterior tympanic, with contributions from the stylomastoid, middle meningeal and ascending pharyngeal arteries
- Nerve supply of the mucosa — the tympanic plexus on the promontory, formed mainly by jacobson’S nerve, the tympanic branch of the glossopharyngeal (IX) — which is why tonsillitis and tonsillectomy cause referred otalgia
- Auricular cartilage has no blood supply of its own, which is the whole reason a haematoma must be drained without delay
- Pull the pinna up and back in an adult and back and down in an infant, whose canal is short, straight and largely cartilaginous
- The isthmus is where foreign bodies impact, at the junction of the cartilaginous and bony parts
- Local anaesthetic cannot be infiltrated in the bony canal.
- The canal cleans itself by outward epithelial migration, which is why cotton buds cause impaction by pushing wax against the flow
- Cerumen is acidic and lysozyme-rich, so removing it predisposes to otitis externa rather than preventing it
The Bony and Membranous Labyrinth
- The inner ear (labyrinth) lies within the petrous temporal bone and comprises a bony labyrinth containing perilymph, within which floats a membranous labyrinth containing endolymph.
- It houses the organs of both hearing and balance.
- The bony labyrinth has three parts — the vestibule centrally; the cochlea anteriorly; and the three semicircular canals posteriorly
- The cochlea is a spiral of two and a half to two and three-quarter turns about a central bony modiolus.
- The cochlea has three compartments: the scala vestibuli above and the scala tympani below, both containing perilymph and communicating at the apex through the helicotrema; and between them the scala media (cochlear duct), containing endolymph and housing the organ of CORTI
- The scala media is bounded by reissner’S membrane above, the basilar membrane below, and the stria vascularis laterally
- The stria vascularis secretes the endolymph and generates the endocochlear potential of +80 mV. It is the only epithelium in the body with an intraepithelial capillary bed, and it is highly susceptible to ototoxic drugs and to ischaemia
- The fluids differ IN composition like intra- and extracellular fluid, and this IS the key TO the physiology: perilymph resembles extracellular fluid — high sodium, low potassium; whereas endolymph resembles intracellular fluid — high potassium (150 mmol/L), low sodium. It is the only extracellular fluid in the body with this composition
- The consequence is a large electrochemical gradient between the endolymph (+80 mV) and the interior of the hair cell (about −60 mV) — a potential difference of some 140 mV, which drives potassium into the hair cell when its channels open and powers transduction
- Perilymph communicates with the CSF through the cochlear aqueduct; endolymph drains through the endolymphatic duct and sac.
The Organ of Corti and the Vestibular Apparatus
- The organ of CORTI rests on the basilar membrane and is the end organ of hearing. It contains one row of inner hair cells (3,500) and three rows of outer hair cells (12,000 to 20,000), separated by the tunnel of Corti and supported by the pillar cells and the cells of deiters, with the tectorial membrane overlying the stereocilia
- The division OF labour between the two types OF hair cell IS the most important point, and is frequently stated the wrong way round:
- Inner hair cells are the true sensory receptors. Although far fewer, they receive 95% of the afferent fibres of the cochlear nerve, and they are what actually send hearing to the brain
- Outer hair cells are the cochlear amplifier. They receive mainly efferent innervation (from the olivocochlear bundle), and they contract and elongate in response to sound (electromotility, mediated by the protein prestin), actively amplifying and sharpening the basilar membrane response by some 40 to 60 dB
- Two clinical consequences follow directly: otoacoustic emissions are generated by the outer hair cells.
- The vestibular apparatus comprises the three semicircular canals.
- The canals lie in three mutually perpendicular planes, and each is coplanar with its opposite-side partner — the two laterals together, and each anterior with the contralateral posterior. The lateral canal is inclined 30 degrees to the horizontal, which is why the head is tilted 30 degrees forward when it is being tested by caloric stimulation
| Feature | Inner hair cells | Outer hair cells |
|---|---|---|
| Number and arrangement | About 3,500 in one row | About 12,000 to 20,000 in three rows |
| Shape | Flask-shaped | Cylindrical |
| Innervation | About 95% of afferent cochlear nerve fibres | Mainly efferent, from the olivocochlear bundle |
| Function | The true sensory receptors — they transmit hearing to the brain | The cochlear amplifier — electromotility through prestin, amplifying by 40 to 60 dB |
| Contact with tectorial membrane | Not embedded; moved by fluid | Stereocilia embedded in it |
| Otoacoustic emissions | Not generated by them | Generated by them — the basis of newborn screening |
| Vulnerability | More resistant | Damaged first by noise, ototoxic drugs and ageing |
Conduction of Sound to the Cochlea
- Hearing is the conversion of airborne sound into nerve impulses.
- Sound is conducted mechanically through the external and middle ear, transduced in the cochlea, and analysed in the central auditory pathway.
- The central problem the middle ear exists to solve is impedance mismatch. Sound arrives in air but must be transmitted into the fluid of the cochlea. Fluid has a far higher acoustic impedance, so 99.9% of sound energy striking a water surface is reflected, a loss of some 30 dB
Cochlear Transduction
- 1.
- Stapes footplate moves at the oval window, displacing perilymph in the scala vestibuli → 2.
- A travelling wave is set up along the basilar membrane (von Bekesy), moving from base to apex → 3.
- Tonotopic localisation — the wave peaks at a position determined by frequency.
- The base is narrow and stiff and responds to high frequencies; the apex is wide and floppy and responds to low frequencies.
- This place principle is preserved all the way to the cortex, and is what a cochlear implant electrode array exploits → 4.
- Shearing between the basilar and tectorial membranes deflects the stereocilia → 5.
- Deflection toward the tallest stereocilium opens mechanically gated channels through the tip links → 6.
- Potassium floods IN from the high-potassium endolymph, driven by the 140 mV gradient, depolarising the hair cell → 7.
- Depolarisation opens calcium channels and releases glutamate at the base of the inner hair cell → 8.
- The cochlear nerve fires, and the signal passes to the spiral ganglion and centrally → 9.
- Outer hair cells simultaneously amplify the travelling wave through prestin-mediated electromotility, sharpening the peak and adding 40 to 60 dB of gain
- The central auditory pathway — cochlear nerve to the cochlear nuclei in the pons; then to the superior olivary complex (largely crossed, but bilateral from this point onward); the lateral lemniscus; the inferior colliculus; the medial geniculate body; and the auditory cortex in the superior temporal gyrus (areas 41 and 42)
- Because the pathway is bilateral above the cochlear nuclei, a unilateral central lesion does not cause significant deafness — which is why unilateral deafness always indicates a lesion of the cochlea or the cochlear nerve, and never of the cortex
- The superior olive is where the two ears are first compared, and is therefore the basis of sound localisation, using interaural time differences for low frequencies and interaural intensity differences for high frequencies
- The audible range is 20 to 20,000 Hz, with greatest sensitivity between 500 and 4,000 Hz — the speech frequencies, which is what audiometry concentrates on
- The decibel is a logarithmic ratio, not an absolute unit, which is why a 10 dB change represents a tenfold change in intensity and why hearing loss cannot be averaged naively
- The acoustic (stapedial) reflex contracts stapedius bilaterally to sound above about 70 to 100 dB, stiffening the chain and protecting the cochlea from sustained loud sound. Its latency is too long to protect against impulse noise such as a blast or gunshot — which is precisely why such injuries are so damaging
- The efferent olivocochlear bundle modulates outer hair cell activity, improving the detection of signals in noise
| Mechanism | Contribution and comment |
|---|---|
| Areal (hydraulic) ratio | 17 to 1 — the vibrating drum area of some 55 mm² against a footplate of 3.2 mm². Much the largest contribution |
| Ossicular lever | 1.3 to 1, from the malleus handle being longer than the incus long process |
| Curved membrane (catenary) effect | About 2, from buckling of the conical tympanic membrane |
| Total transformer ratio | 22 to 1, worth 25 to 30 dB — which recovers almost exactly the loss that impedance mismatch would otherwise cause |
| Phase differential | Not a gain but a requirement: sound must reach the two windows out of phase for fluid to move. Lost in a large perforation |
| Clinical consequence | Maximum conductive loss is 60 dB. A loss greater than this must involve the cochlea |
The Vestibular End Organs
- Balance is maintained by three inputs integrated centrally — the vestibular apparatus, vision, and proprioception from the neck and limbs. Any two can compensate for the loss of the third.
- The semicircular canals detect angular (rotational) acceleration. When the head rotates, endolymph lags behind by inertia, deflecting the cupula and the stereocilia within it
- The cupula has the same specific gravity as endolymph, so it is not deflected by gravity — which is why the canals respond to rotation but not to head position. When otoconia become attached to it (cupulolithiasis), it becomes gravity-sensitive, and that is one mechanism of positional vertigo
Reflexes and Clinical Application
- The vestibulo-ocular reflex (VOR) is the most important vestibular reflex: head movement produces an equal and opposite eye movement, stabilising the image on the retina. It is the fastest reflex in the body (latency 10 ms) — far faster than visual tracking.
- Its failure causes oscillopsia — the world appearing to bounce with each step — which is the disabling symptom of bilateral vestibular loss, as after gentamicin
- The head impulse (Halmagyi) test tests it directly: a rapid, small, unpredictable head turn toward the affected side produces a corrective saccade because the reflex fails. It is central to the hints examination distinguishing peripheral from central vertigo
- The vestibulospinal reflexes maintain posture and tone, and are what is tested by romberg, sharpened Romberg, unterberger stepping and gait testing
- Nystagmus has a slow phase generated by the vestibular system and a fast corrective phase generated centrally; by convention it is named by the direction of the fast phase, although the slow phase is the pathological one
- Caloric testing applies this physiology — with the head raised 30 degrees to bring the lateral canal vertical, warm water induces nystagmus toward the same side and cold toward the opposite side, remembered as COWS: Cold Opposite, Warm Same. It is the only test that examines each labyrinth separately
- Central compensation is the reason most vestibular disease recovers: the cerebellum and brainstem re-balance the resting tone over days to weeks. It is promoted by early mobilisation and vestibular exercises and delayed by prolonged bed rest and by vestibular sedatives — which is why prochlorperazine should be stopped within a few days and is one of the commonest errors in managing vertigo
- Compensation is also impaired in the elderly, in visual impairment, in cerebellar disease and by anxiety
- Motion sickness arises from sensory conflict between vestibular, visual and proprioceptive inputs — classically reading in a moving car, where the vestibular system signals motion and vision does not
- The cupula has the same specific gravity as endolymph, so gravity does not deflect it and the canals sense rotation only
- Otoconia attached to the cupula make it gravity-sensitive, which is the cupulolithiasis mechanism of positional vertigo
- Ampullopetal flow excites the lateral canal and ampullofugal flow excites the vertical canals.
- Nystagmus occurs in the plane of the canal stimulated, which is how the offending canal is identified in positional testing
- The canals work in push-pull pairs, so the brain reads a difference and gains both sensitivity and noise rejection
- Acute loss makes the intact side appear maximally excited, giving violent vertigo with nystagmus beating away from the affected ear
| Structure | Stimulus detected and clinical note |
|---|---|
| Semicircular canals | Angular (rotational) acceleration. Endolymph lags by inertia and deflects the cupula |
| Lateral canal | Inclined 30 degrees to the horizontal — hence the head is raised 30 degrees for caloric testing |
| Posterior canal | The commonest site of displaced otoconia, and so of benign paroxysmal positional vertigo |
| Utricle (macula horizontal) | Horizontal linear acceleration and head tilt. The source of the otoconia in positional vertigo |
| Saccule (macula vertical) | Vertical linear acceleration, as in a lift |
| Cupula | Same specific gravity as endolymph, so not gravity-sensitive — unless otoconia adhere to it (cupulolithiasis) |
| Otoconia | Calcium carbonate crystals, denser than the surrounding membrane. |
Course of the Facial Nerve
The facial (seventh) nerve has the longest intraosseous course of any cranial nerve, running some 3 cm within the temporal bone in a narrow bony canal — which is why it is so vulnerable to swelling, infection, trauma and surgery.
- It is a mixed nerve with four components: motor to the muscles of facial expression, stapedius, stylohyoid and the posterior belly of digastric; secretomotor (parasympathetic) to the lacrimal, submandibular, sublingual and nasal glands; special sensory (taste) from the anterior two-thirds of the tongue; and general sensory from the concha and a small area behind the ear
- The sensory and secretomotor fibres travel as the nervus intermedius, a separate root between the motor root and the eighth nerve
Topodiagnosis and Applied Aspects
- The branches allow the level OF A lesion TO BE deduced from the signs, and this is the classical application — each branch lost places the lesion above its origin:
- Lacrimation reduced (Schirmer test) — lesion at or above the geniculate ganglion, since the greater superficial petrosal nerve leaves there
- Stapedial reflex absent, with hyperacusis — lesion above the nerve to stapedius
- Taste lost and salivary flow reduced — lesion above the chorda tympani
- All of these intact with facial weakness — lesion below the chorda, in the mastoid segment or extratemporal
- The most important clinical distinction IS upper versus lower motor neurone, and it turns on the forehead: the upper face has bilateral cortical representation, so an upper motor neurone (supranuclear) lesion spares the forehead and the patient can still wrinkle the brow and close the eye; a lower motor neurone lesion involves the whole half of the face
- Two refinements are worth knowing: an upper motor neurone lesion often shows emotional sparing, the face moving normally on spontaneous laughter though not to command, because emotional pathways are separate; and it is accompanied by other neurological signs
- Causes relevant to ENT — bell’S palsy, much the commonest, a diagnosis of exclusion; RAMSAY hunt syndrome (herpes zoster oticus, with vesicles in the concha and canal, severe pain and a worse prognosis); acute and chronic suppurative otitis media, and cholesteatoma, in which facial palsy is an indication for urgent surgery; malignant otitis externa; temporal bone fracture; iatrogenic injury at mastoid or parotid surgery; parotid malignancy, in which facial palsy strongly suggests malignancy rather than a benign tumour; and acoustic neuroma
- Temporal bone fractures — a longitudinal fracture (80%) more often causes conductive loss with delayed, incomplete palsy which recovers; a transverse fracture causes sensorineural loss and immediate, complete palsy, implying transection, which warrants exploration
- The timing distinction is what matters: immediate and complete palsy suggests transection and needs surgical consideration; delayed or incomplete palsy suggests oedema and is managed conservatively
- Grading is by the house-brackmann scale from I (normal) to VI (total paralysis), and should be recorded at every visit so that progress can be judged
- The eye IS the urgent responsibility in any facial palsy: lubricants, ointment and taping at night, and tarsorrhaphy where the cornea is threatened — particularly if corneal sensation is also impaired
- The labyrinthine segment is the narrowest, which is why oedema compresses the nerve there and why decompression targets it
- The tympanic segment is dehiscent in ten to fifteen per cent, and is the segment most often injured in middle ear surgery
- Acoustic neuroma spares the facial nerve until late despite stretching it, which is a diagnostic peculiarity worth knowing
| Function lost | Level of the lesion |
|---|---|
| Lacrimation reduced | At or above the geniculate ganglion. |
| Stapedial reflex absent, with hyperacusis | Above the nerve to stapedius, in the mastoid segment or higher |
| Taste lost, salivary flow reduced | Above the chorda tympani |
| Facial weakness alone, all the above intact | Below the chorda tympani — low mastoid segment or extratemporal |
| Forehead spared | Upper motor neurone (supranuclear). |
Structure
- The tympanic membrane separates the external canal from the middle ear.
- It is obliquely set, oval, about 9 by 10 mm and 0.1 mm thick, and is conical, its most depressed point being the umbo.
- Three layers — an outer epithelial layer continuous with the canal skin; a middle fibrous layer with radial and circular fibres; and an inner mucosal layer continuous with the middle ear. The middle fibrous layer gives the drum its strength, and its healing determines whether a perforation closes
- Two parts, and the distinction governs the whole of otology: the pars tensa, the larger lower part.
- Because the pars flaccida has no fibrous layer, it retracts readily under negative pressure — which is why attic retraction pockets and cholesteatoma arise there, and why a small attic perforation is far more sinister than a large central one
- The quadrants are defined by a line along the handle of the malleus and another perpendicular to it at the umbo: anterosuperior, anteroinferior, posterosuperior and posteroinferior
- The posterosuperior quadrant is the dangerous one.
- Normal appearance — pearly grey and translucent, with the cone of light radiating anteroinferiorly from the umbo, the handle and lateral process of the malleus visible, and the anterior and posterior malleal folds demarcating the pars flaccida
- The cone of light is lost early when the drum is retracted or the middle ear contains fluid, and its absence is a sensitive if non-specific sign
- Nerve supply — the outer surface by the auriculotemporal nerve and ARNOLD’S nerve, and the inner surface by the tympanic plexus (glossopharyngeal)
- Blood supply — the outer surface from the deep auricular artery and the inner from the anterior tympanic and stylomastoid arteries, forming radial and circular networks; hyperaemia along the handle of the malleus is an early sign of acute otitis media
- Examination should be systematic — colour, translucency, position (retracted, neutral or bulging), the presence, site and margin of any perforation, mobility on pneumatic (Siegle) otoscopy, and the state of the attic, which must be seen specifically
- Central versus marginal perforation is the key distinction: a central perforation has a rim of pars tensa around its whole circumference and belongs to safe (tubotympanic) disease; a marginal or attic perforation involves the annulus or pars flaccida and belongs to unsafe (atticoantral) disease with cholesteatoma
Anatomy and Function
- The eustachian (pharyngotympanic) tube connects the anterior wall of the middle ear to the lateral wall of the nasopharynx.
- It is about 36 mm long in the adult, and is cartilaginous in its medial two-thirds and bony in its lateral third, the narrowest point being the isthmus at their junction.
- It has three functions, and all three matter clinically: ventilation, equalising middle ear pressure with the atmosphere; drainage of middle ear secretions by mucociliary action toward the nasopharynx; and protection of the middle ear from nasopharyngeal sound, pressure and reflux
Disorders
- Obstruction (dysfunction) is much the commoner disorder, and follows from upper respiratory infection, allergic rhinitis, adenoid hypertrophy, cleft palate, sinusitis, barotrauma and nasopharyngeal carcinoma
- The sequence it produces is the basis of middle ear disease: obstruction → absorption of air and negative middle ear pressure → retraction of the drum → transudation of fluid (otitis media with effusion) → infection, adhesive otitis media, retraction pockets and cholesteatoma
- Symptoms — blocked ear, fullness, mild conductive hearing loss, popping or crackling, autophony and discomfort on flying or diving
- The single most important rule: a unilateral middle ear effusion in an adult is nasopharyngeal carcinoma until the postnasal space has been examined. This is particularly important in Northeast India and in populations of Chinese origin, and the effusion is often the first and only symptom
- In cleft palate the tensor veli palatini is abnormally inserted.
- Barotrauma — on descent in an aircraft or while diving, ambient pressure rises and the tube tends to lock, so pressure cannot be equalised. This causes pain, retraction, haemorrhage into the drum and effusion. Prevention is by swallowing, yawning and Valsalva during descent, avoiding flying with an upper respiratory infection, and decongestants
- Patulous Eustachian tube is the opposite disorder — the tube remains abnormally open, causing autophony, hearing one’s own breathing, and a sensation of blockage. It follows marked weight loss, pregnancy and radiotherapy, and is characteristically relieved by lying down or by a head-down position.
- Treatment — treat the nose and the underlying cause; autoinflation; adenoidectomy where the adenoid is obstructing; grommet insertion for persistent effusion; and balloon Eustachian tuboplasty in selected adults
- The infant tube is shorter, wider and horizontal, which is the whole explanation of paediatric otitis media
- Do not feed an infant lying flat; reflux into the middle ear through a horizontal tube is a direct consequence of the anatomy
The Problem and the Solution
- Impedance matching is the function of the middle ear in transferring sound energy from air to the fluid of the inner ear.
- Without it, 99.9% of the energy would be reflected at the air-fluid interface, a loss of some 30 dB.
- Acoustic impedance is the resistance a medium offers to sound, and depends on its density and the velocity of sound within it. Fluid has a far higher impedance than air, so at the boundary most energy is reflected rather than transmitted — the same reason one hears little when submerged
- The middle ear IS A mechanical transformer that increases pressure at the expense of amplitude, which is exactly what is required to drive a stiff, dense medium
Applied Aspects
- Phase differential is the fourth requirement: fluid is incompressible, so it can only move if one window moves out while the other moves in. The intact drum and the air-containing middle ear shield the round window from sound, preserving the phase difference
- This explains the hearing loss in specific lesions:
- A small central perforation causes a modest loss, proportional to the area lost from the vibrating surface
- A large or subtotal perforation causes a disproportionately greater loss, because the round window is exposed and the phase difference abolished as well as the areal ratio being lost
- Ossicular discontinuity with an intact drum causes the maximal conductive loss, 55 to 60 dB.
- Ossicular discontinuity with a perforation causes a smaller loss (35 to 40 dB) than with an intact drum.
- Fluid in the middle ear loads the ossicular chain and abolishes the air cushion, giving a loss of 25 to 30 dB
- Otosclerosis fixes the stapes footplate.
- Surgical application — reconstructive middle ear surgery (tympanoplasty) aims to restore an intact vibrating membrane, a functioning ossicular linkage to the oval window, and an aerated middle ear that shields the round window. All three are needed.
- The various types of tympanoplasty are simply different ways of re-establishing that linkage when different ossicles are missing
- The transformer raises pressure at the cost of amplitude, which is exactly what is needed to drive a dense stiff medium
- Only about two-thirds of the drum vibrates effectively, which is why the working area is 55 rather than 90 square millimetres
- An air-bone gap cannot exceed 60 decibels, so a greater loss proves a sensorineural component whatever the drum looks like
Development
- The ear develops from three separate sources, and almost every congenital anomaly follows from this: the external ear from the first branchial cleft and the first and second arches; the middle ear from the first pharyngeal pouch (endoderm) with ossicles from the first and second arch cartilages; and the inner ear from ectoderm.
- The crucial consequence IS that the inner ear develops separately from the other two. So a child with a grossly deformed pinna and an atretic canal may have an entirely normal cochlea, and the hearing loss is purely conductive and treatable. Never assume a deformed external ear means a deaf child
- The auricle forms from six hillocks of his — three from the first arch and three from the second — which fuse. Failure of fusion produces preauricular sinuses and pits, and incomplete development produces the various degrees of microtia
Congenital Anomalies
- Preauricular sinus and pit — a small pit at the anterior margin of the ascending limb of the helix, from failed fusion of the hillocks. It may be familial and bilateral, is asymptomatic, and is treated only when it becomes recurrently infected, when complete excision of the whole tract is required since incomplete excision guarantees recurrence
- Accessory auricles (skin tags) — along the line from the tragus to the angle of the mouth; excised for cosmesis
- Microtia and ANOTIA — graded from a mildly small ear to complete absence, and frequently associated with canal atresia and middle ear anomalies because they share an embryological origin
- Congenital aural atresia — absence or stenosis of the canal, causing a maximal conductive loss of 60 dB with a normal cochlea. Assessment requires audiometry (including bone conduction) and high-resolution CT to define the ossicles, the facial nerve and the pneumatisation
- The management priority IN atresia IS hearing, not appearance, and the distinction between unilateral and bilateral IS decisive: bilateral atresia requires a bone-conduction hearing aid within the first weeks of life.
- Reconstruction — auricular reconstruction (with costal cartilage or a prosthesis) precedes canalplasty, since surgery on the canal first destroys the skin needed for the pinna; and bone-anchored hearing aids are frequently a better option than canalplasty, whose hearing results are modest and whose restenosis rate is high
- Associated syndromes must be sought — treacher collins (bilateral, with mandibulofacial dysostosis and antimongoloid slant), goldenhar (hemifacial microsomia with epibulbar dermoids and vertebral anomalies), crouzon and PIERRE ROBIN
History and Inspection
- The history should establish — deafness (which ear, onset, progression, fluctuation, effect on telephone use and on conversation in noise); discharge (otorrhoea), and crucially whether it is mucoid or foul-smelling and scanty; pain (otalgia), and whether the ear looks normal, which suggests referred pain; tinnitus; vertigo; and facial weakness
- The character OF the discharge IS the single most useful historical point: profuse, mucoid and odourless discharge suggests safe (tubotympanic) disease.
- Ask about the past — ear surgery, trauma, noise exposure, ototoxic drugs (aminoglycosides, loop diuretics, cisplatin), meningitis, and family history of deafness
Otoscopy and Further Assessment
- Otoscopy technique — use the largest speculum that fits comfortably; pull the pinna upward and backward in an adult and backward and downward in an infant; hold the otoscope like a pen, resting the hand on the patient’s head so that it moves with any sudden movement — which matters greatly in a child
- Examine the canal first — wax, debris, discharge, oedema, furuncle, granulation, exostoses, foreign body — then the drum. The canal must be cleared before any statement about the drum is made
- Examine the drum systematically: colour and translucency; position (retracted, neutral, bulging); the handle and lateral process of the malleus; the cone of light; any perforation with its site, size and whether the margin is central or marginal; and the attic.
- Pneumatic (SIEGLE) otoscopy assesses mobility and is the most useful single addition to otoscopy: reduced mobility indicates fluid, adhesions or a stiff drum, and it also demonstrates the fistula sign
- The fistula test — pressure applied to the canal produces vertigo and nystagmus when there is a labyrinthine fistula, eroding the lateral semicircular canal in cholesteatoma. A false-negative occurs when the labyrinth is already dead, which is an important qualification
- Tuning fork tests with a 512 Hz fork are performed at the bedside — RINNE, WEBER and absolute bone conduction — and give the type of hearing loss before any audiometry
- Examine the nose, postnasal space and throat IN every ear patient. The ear is not an isolated organ: referred otalgia arises from the pharynx, larynx and teeth; Eustachian dysfunction arises in the nose and nasopharynx; and a unilateral effusion in an adult demands the postnasal space be seen
- Complete the examination with the facial nerve, the other cranial nerves, the neck, and vestibular assessment (nystagmus, head impulse, Romberg, gait) where there is vertigo
The Temporal Bone and the Mastoid
- The temporal bone has four parts — the squamous, petrous, mastoid and tympanic parts, with the styloid process. The petrous part houses the inner ear and is the densest bone in the body
- The mastoid process is absent at birth and develops during the first two years under the pull of sternocleidomastoid. The mastoid antrum, however, is present and adult-sized at birth, lying superficially beneath the suprameatal triangle
- Pneumatisation begins in fetal life and continues through childhood, spreading from the antrum. It is arrested by childhood middle ear infection, so a sclerotic (poorly pneumatised) mastoid on a radiograph is evidence of long-standing childhood ear disease — and it is characteristically found with cholesteatoma
Applied Aspects
- Radiology — the plain schuller view is largely historical but shows pneumatisation and the sigmoid sinus position; high-resolution CT of the temporal bone is the standard, showing bony erosion, the ossicles, the tegmen, the facial nerve canal, the labyrinth and the extent of cholesteatoma
- MRI with diffusion-weighted imaging distinguishes cholesteatoma (which restricts diffusion) from granulation tissue and fluid, and is particularly valuable in detecting residual or recurrent disease after surgery without a second-look operation
- Why pneumatisation matters clinically — a well-pneumatised mastoid provides an air reservoir buffering middle ear pressure changes, and its cells are a route by which infection spreads; a sclerotic mastoid signals past disease and is associated with cholesteatoma and with poorer surgical outcomes
- The temporal bone as a route of spread — middle ear infection reaches the intracranial cavity by direct bone erosion, through preformed pathways (the oval and round windows, a labyrinthine fistula, congenital dehiscences), and by retrograde thrombophlebitis along the emissary veins
- Temporal bone fractures — longitudinal (80%, along the long axis of the petrous bone, from a lateral blow), causing conductive loss, bleeding from the ear and a delayed, incomplete facial palsy; and transverse (20%, from a frontal or occipital blow), crossing the petrous axis and the labyrinth, causing sensorineural deafness, vertigo, haemotympanum without bleeding from the canal, and an immediate, complete facial palsy.
- Battle’S sign (postauricular bruising) and CSF otorrhoea indicate a base of skull fracture
- The antrum is adult-sized at birth though the mastoid process is not, and lies superficially in the infant
- Pneumatisation is arrested by childhood infection, so a sclerotic mastoid is evidence of long-standing disease
- Macewen triangle overlies the antrum at 1.5 cm depth in the adult, and is where cortical mastoidectomy begins
Arterial and Venous Supply
- The blood supply of the ear follows its embryological division into three parts, and the inner ear is supplied quite separately from the other two — which has major clinical consequences
- The auricle is supplied by the posterior auricular and superficial temporal arteries, both from the external carotid, with a contribution from the occipital artery. It has a rich anastomosis, which is why auricular lacerations heal well and need minimal debridement, and why even a nearly avulsed pinna may survive on a small pedicle
- The external canal is supplied by the deep auricular branch of the maxillary artery, with the posterior auricular and superficial temporal arteries
Nerve Supply and Lymphatic Drainage
- The sensory supply IS shared among four cranial and two cervical nerves.
- Trigeminal (V3) — the auriculotemporal nerve, supplying the tragus, anterior canal and anterior drum. Refers pain from the teeth, temporomandibular joint, tongue and oral cavity
- Facial (VII) — a small sensory area over the concha and postauricular skin.
- Glossopharyngeal (IX) — jacobson’S nerve, forming the tympanic plexus on the promontory and supplying the middle ear and inner surface of the drum. Refers pain from the tonsil, oropharynx and base of tongue — which is why otalgia is universal after tonsillectomy and why a tonsillar carcinoma presents with earache
- Vagus (X) — ARNOLD’S nerve, the auricular branch, supplying the posterior canal and concha. Refers pain from the larynx, hypopharynx and oesophagus, and produces the cough and vomiting reflex on instrumenting the ear
- C2 and C3 — the great auricular and lesser occipital nerves, supplying the lower and posterior pinna. Refer pain from the cervical spine
- The clinical rule that follows IS absolute: otalgia with a normal ear must be investigated as referred pain — and in an adult smoker over 40 with persistent unilateral otalgia and a normal ear, a malignancy of the tonsil, tongue base, hypopharynx or larynx must be excluded by endoscopy. Many such tumours present in exactly this way
- Other causes of referred otalgia — dental disease and impacted third molars; temporomandibular joint dysfunction, which is very common; tonsillitis and quinsy; cervical spondylosis; and neuralgias
- Secretomotor fibres reach the parotid from the tympanic plexus via the lesser petrosal nerve and the otic ganglion
Predisposing Factors and Classification
- Otitis externa is inflammation of the skin of the external auditory canal, with or without involvement of the pinna and tympanic membrane.
- It is among the commonest conditions in ENT practice and is essentially a dermatological disease occurring in an awkward place.
- The canal IS normally protected BY four mechanisms, and otitis externa follows when they are breached — which is why the predisposing factors matter more than the organism:
Diffuse Otitis Externa
- Diffuse otitis externa is generalised inflammation of the canal skin, and is the commonest form
- Organisms — pseudomonas aeruginosa is the commonest, followed by Staphylococcus aureus, proteus and other Gram-negative organisms; and often a mixed growth. Fungi in 10%
- Symptoms — pain, which is severe and out of proportion to the visible signs because the skin is tightly bound to periosteum in the bony canal with no room to swell; itching, which frequently precedes the pain and leads to the scratching that started it; discharge, scanty and watery at first; a blocked ear with conductive deafness if the canal occludes; and tenderness on chewing
- Signs — tragal tenderness and pain on moving the pinna, which are the cardinal signs and are absent in otitis media — this single distinction settles the diagnosis at the bedside; a red, oedematous, narrowed canal filled with debris; regional lymphadenopathy; and, in severe cases, spread to the pinna and face with cellulitis
- The drum must BE seen, even if this requires review after treatment, because otitis externa may be secondary to a discharging middle ear and the management is entirely different
- Treatment — the principles are clean, medicate, and treat the cause:
- Aural toilet is the single most important measure, and is frequently omitted. Debris must be removed under vision by suction or dry mopping.
- Topical therapy — antibiotic with steroid drops (ciprofloxacin, gentamicin, neomycin with hydrocortisone), or acidifying agents (2% acetic acid, aluminium acetate).
- A wick or ribbon gauze soaked in the medication should be inserted where the canal is too swollen for drops to enter, and changed daily. This is what converts a failing treatment into a working one
- Analgesia is essential and is under-prescribed; the pain is severe and patients frequently need more than paracetamol
- Systemic antibiotics are not routinely required, and are reserved for spreading cellulitis, fever, lymphadenopathy, diabetes or immunosuppression
- Keep the ear dry — no swimming, cotton wool with petroleum jelly while bathing, and nothing to be put into the ear
- Treat the underlying dermatosis, and stop any drop causing contact sensitivity.
- Tragal tenderness settles the diagnosis at the bedside, being present in otitis externa and absent in otitis media
- Pain is out of proportion to the signs because the skin is bound to periosteum in the bony canal and cannot swell
- Self-cleaning is the commonest precipitant, and removing the wax removes the protection that prevented the infection
- Pseudomonas is the commonest organism, followed by staphylococcus, and mixed growths are frequent
- Acidifying drops restore the natural pH, are cheap and effective, and do not select for resistance
- Insert a wick when the canal is too swollen for drops to enter, and change it daily until the swelling subsides
- Never syringe an inflamed canal; it adds the moisture and trauma that caused the condition in the first place
- Prescribe adequate analgesia; the pain is severe, is routinely underestimated and frequently needs more than paracetamol
- Systemic antibiotics are not routinely needed, and are reserved for cellulitis, fever, diabetes or immunosuppression
- See the drum before you finish, since a discharging middle ear may be the cause and needs entirely different treatment
- Suspect contact allergy if it worsens on treatment, and neomycin in ear drops is the commonest culprit
- Look for an underlying dermatosis; eczema, seborrhoeic dermatitis and psoriasis all present in the canal and need treating
Nature and Presentation
- Malignant (necrotising) otitis externa is a progressive osteomyelitis of the temporal bone and skull base, beginning as an otitis externa.
- It is not a malignancy — the name reflects its relentless course and former high mortality.
- IT IS A disease OF the elderly diabetic, and this is the single most important association: the great majority occur in diabetics over 60, the remainder in the immunosuppressed — HIV, chemotherapy, transplantation and long-term steroid
Investigation and Management
- Diagnosis rests on the clinical picture in a diabetic, supported by imaging and inflammatory markers:
- Biopsy of the granulation tissue is mandatory — not to prove the diagnosis but to exclude carcinoma of the external canal.
- Microbiology — deep swab or tissue for culture and sensitivity, including fungal culture, ideally before antibiotics are started
- Blood — ESR is characteristically very high and is the best marker for monitoring the response; CRP; blood glucose and HbA1c; and a search for immunosuppression where the patient is not diabetic
- CT of the temporal bone shows bony erosion and the extent of disease, but requires about a third of the bone to be lost before it is visible, so it is insensitive early and changes persist long after cure, making it useless for follow-up
- MRI is superior for soft tissue and intracranial extension and for marrow involvement
- Technetium-99m bone scan is highly sensitive and positive early, but is non-specific and remains positive after cure
- Gallium-67 scan reflects active inflammation and normalises with resolution — so it is the investigation used to decide when treatment may be stopped.
- Treatment:
- Prolonged systemic antipseudomonal antibiotics are the mainstay — ciprofloxacin, oral or intravenous, is the standard, with ceftazidime, piperacillin-tazobactam or meropenem, often with an aminoglycoside. Treatment must continue for 6 to 8 weeks at least, and sometimes for months
- The commonest management error is stopping too early, when the pain settles; relapse then occurs and is harder to treat. Treatment is guided by symptoms, ESR and gallium scanning, not by the CT appearance
- Strict glycaemic control is essential and is as important as the antibiotic; these patients need insulin and admission initially
- Local measures — regular aural toilet, removal of granulations, and topical antipseudomonal drops
- Surgery has a limited role — it is not curative, since the disease is an osteomyelitis rather than a collection. It is used for biopsy, debridement of sequestra and drainage of abscess
- Hyperbaric oxygen is used as an adjunct in refractory disease, with limited evidence
- Follow up long term, since relapse may occur months later
- It is not a malignancy; the name reflects the relentless course and the former high mortality of the condition
- Suspect it in any elderly diabetic whose otitis externa has not settled after two weeks of appropriate topical treatment
- Pain worse at night out of proportion to signs is the cardinal symptom, and is what should trigger the suspicion
- Look for granulations on the canal floor at the bony-cartilaginous junction; they must be sought specifically
- Biopsy the granulations to exclude carcinoma, which presents identically and is the error that must not be made
- Pseudomonas causes over ninety per cent, and aspergillus is the important alternative in the severely immunosuppressed
- Spread occurs through the fissures of Santorini in the cartilaginous canal floor and along the skull base
- Facial palsy is the first cranial nerve affected and is a grave sign indicating skull base involvement
- Nerves nine, ten and eleven go together at the jugular foramen, giving dysphagia, hoarseness and shoulder weakness
- The drum and hearing are often normal, which falsely reassures the unwary examiner
- ESR is very high and is the monitoring marker, whereas CT changes persist long after cure and cannot be used
- CT needs a third of the bone lost before erosion is visible, so it is insensitive early in the disease
Cerumen and its Removal
- Cerumen (wax) is the normal secretion of the ceruminous and sebaceous glands of the cartilaginous canal, mixed with desquamated epithelium.
- It is protective, not dirt, being acidic, water-repellent and rich in lysozyme and immunoglobulins.
- Two genetically determined types — wet (sticky, brown), dominant and usual in Europeans, Africans and most Indians; and dry (flaky, grey), recessive and usual in East Asians. The difference lies in a single gene affecting apocrine secretion
Foreign Bodies in the Ear
- Foreign bodies are commonest in children, and are self-inserted and asymptomatic, discovered incidentally or after a clumsy removal attempt. In adults, cotton wool, insects and broken cotton buds predominate
- The classification governs the management:
- Non-living, non-vegetable (inorganic) — beads, pebbles, plastic toys, buttons. They are inert, may be left safely until proper facilities are available, and syringing is permissible
- Non-living, vegetable (organic) — peas, beans, seeds, grain. These swell with water and become impacted, so syringing IS absolutely contraindicated and they must be removed instrumentally
- Living (insects) — which cause intense distress, noise and pain from movement against the drum. The insect must be killed first, by instilling oil, spirit or lignocaine, before any attempt at removal
- Button (disc) batteries are a special emergency — they leak alkali and cause liquefactive necrosis within hours, destroying the canal skin, drum and ossicles. They require immediate removal without irrigation
- Principles OF removal, and they are mostly about restraint:
- The first attempt IS the best attempt. Repeated blind attempts push the object past the isthmus, cause bleeding and oedema, and turn a simple problem into a general anaesthetic
- Remove under direct vision, with adequate light, magnification and appropriate instruments — never blindly with forceps
- Do not grasp a smooth, round object with forceps.
- Syringing is suitable for small inert objects but not for vegetable matter, batteries or a suspected perforation
- General anaesthesia is indicated for an uncooperative child, a deeply impacted object, a failed first attempt, or where the object is against the drum — and choosing it early is a sign of good judgement, not of failure
- Examine the other ear and the nose, since children frequently insert more than one
- Always examine the drum after removal and document its state
- Wax is protective, not dirt, and explaining this is what prevents the patient returning with the same problem
- Impaction means the self-cleaning mechanism has failed, and cotton buds pushing wax inward are much the commonest reason
- Soften for several days before removal; it eases every method and converts a difficult procedure into a simple one
- Syringe at body temperature; water too hot or too cold causes caloric vertigo that is unpleasant and entirely avoidable
- Direct the stream posterosuperiorly so that it passes behind the wax and floats it outward rather than compacting it
- Never syringe a perforated or previously operated ear, nor an only hearing ear, nor where vegetable matter is present
- Microsuction is safer and is now preferred, being done under direct vision and without wetting the ear
- Syringing generates disproportionate medicolegal claims, so consent and documentation of the drum afterwards both matter
- Sudden deafness after bathing is the classic history of wax swelling and occluding a canal that was already narrowed
- Wax rarely causes more than thirty to forty decibels of loss, so a greater loss needs explaining after the wax is removed
- Kill an insect before attempting removal with oil, spirit or lignocaine; a moving insect against the drum is intolerable
- A button battery is an emergency, leaking alkali and causing liquefactive necrosis within hours
- Never irrigate a button battery; it accelerates the leak and spreads the alkali along the canal
- Pass a hook beyond a round object rather than grasping it with forceps.
Benign Tumours and Tumour-like Lesions
- Tumours of the external ear are dominated by skin cancers of the pinna.
| Lesion | Features |
|---|---|
| Exostoses |
|
| Osteoma | Solitary, unilateral and peduncled, arising at a suture line. A true benign neoplasm |
| Keratosis obturans | A plug of desquamated keratin in a widened canal in younger patients, often bilateral and associated with bronchiectasis and sinusitis. Causes pain and conductive deafness |
| External canal cholesteatoma | Localised bony erosion with sequestration in an older patient, unilateral and painful. Distinct from keratosis obturans and needs surgery |
| Papilloma and seborrhoeic keratosis | Benign; excised for cosmesis or diagnosis |
| Ceruminoma (ceruminous gland tumours) | Arise from the ceruminous glands; include benign adenoma and the malignant adenoid cystic carcinoma. |
| Keloid | Common after ear piercing, particularly on the lobule and in darker skin; treated with intralesional steroid, excision with steroid or pressure, and radiotherapy in resistant cases |
| Chondrodermatitis nodularis helicis |
|
Malignant Tumours
- Malignancy OF the pinna — squamous cell carcinoma is the commonest on the pinna, unlike the face where basal cell carcinoma predominates, and arises on the helix in elderly men with chronic sun exposure. It metastasises to the parotid and cervical nodes
- Basal cell carcinoma occurs more often on the postauricular and preauricular skin, and is locally invasive without metastasis
- Melanoma is uncommon but carries a worse prognosis on the ear than elsewhere
- Predisposing factors — chronic sun exposure, fair skin, actinic keratosis, chronic irritation, previous radiotherapy and immunosuppression
- Malignancy OF the external canal is rare, and its importance lies entirely in the delay in diagnosis. It presents with pain, blood-stained discharge, granulations and a canal that fails to respond to treatment — that is, it is indistinguishable from chronic otitis externa or malignant otitis externa
- The rule that follows IS the most important IN this answer: biopsy any granulation tissue or non-healing lesion in the canal, and biopsy any "otitis externa" that has not responded to adequate treatment. Delay is the reason these tumours present late and do badly
- A long history of chronic suppurative otitis media is a recognised risk factor for carcinoma of the middle ear and canal, so a change in the character of the discharge to blood-stained, or the onset of pain in a previously painless discharging ear, demands biopsy
- Spread is early and difficult to assess, into the parotid, temporomandibular joint, mastoid, facial nerve and skull base; facial palsy indicates advanced disease
- Investigation — biopsy; high-resolution CT for bone and MRI for soft tissue and dural involvement; and assessment of the neck and parotid
- Management — surgical excision with clear margins is the mainstay: wedge excision or partial pinnectomy for small pinna lesions, with reconstruction; and, for canal tumours, lateral or subtotal temporal bone resection with parotidectomy and neck dissection as indicated, followed by postoperative radiotherapy
- Prognosis is good for small pinna lesions and poor for canal and temporal bone tumours, chiefly because of late presentation and the difficulty of clearing margins in that anatomy
- Squamous carcinoma predominates on the pinna, unlike the face where basal cell carcinoma is commoner
- Biopsy any granulation in the canal; carcinoma is indistinguishable from chronic otitis externa without histology
- Blood-stained discharge in a chronic ear demands biopsy, as does the onset of pain in a previously painless discharging ear
| Feature | Keratosis obturans | Canal cholesteatoma |
|---|---|---|
| Age | Younger adults | Older adults |
| Side | Usually bilateral | Usually unilateral |
| Pain | Acute and severe | Dull and chronic |
| Canal | Widened circumferentially, no erosion | Localised bony erosion with sequestrum |
| Hearing | Conductive loss common | Usually normal |
| Associations | Bronchiectasis and sinusitis | Trauma, previous surgery, radiotherapy |
| Treatment | Repeated removal of the keratin plug | Surgical debridement and canalplasty |
Injuries of the Pinna
- The pinna is exposed and projecting, so it is injured readily; its rich blood supply from both the posterior auricular and superficial temporal arteries means it heals remarkably well and needs minimal debridement
- Haematoma auris is the injury that must be understood. Blunt trauma — classically in wrestling, BOXING and rugby — shears the perichondrium off the cartilage, and blood collects in the subperichondrial plane
- The danger follows from a fact of anatomy: the auricular cartilage has NO blood supply of its own and is nourished entirely by the overlying perichondrium. A haematoma therefore separates the cartilage from its only source of nutrition
Injuries of the Canal and Drum
- Canal injuries arise from cotton buds, hairpins and instrumentation, from syringing, from a blow to the jaw driving the condyle backward through the anterior canal wall, and from temporal bone fracture
- Bleeding from the canal after head injury raises three possibilities — a simple canal laceration, a ruptured tympanic membrane, or a temporal bone fracture; and CSF otorrhoea must be excluded, which is suggested by clear fluid, a halo sign on tissue, and confirmed by beta-2 transferrin assay
- Traumatic perforation of the tympanic membrane follows a slap or blow to the ear, which is much the commonest cause in India and frequently follows assault; a blast; diving or a fall onto water; instrumentation; and lightning strike
- Features — sudden pain, bleeding, conductive deafness and tinnitus; the perforation is characteristically irregular with everted, blood-stained margins, which distinguishes it from a chronic perforation
- Vertigo or sensorineural loss suggests inner ear injury — a perilymph fistula or ossicular dislocation — and is a warning sign requiring specialist assessment rather than reassurance
- Management of a traumatic perforation is conservative, and this is the key point: the great majority — around 80 to 90% — heal spontaneously within 6 to 8 weeks
- The essential instruction is to keep the ear dry — no swimming, no drops, no syringing, cotton wool and petroleum jelly while bathing. Topical drops and syringing are contraindicated, since they introduce infection into the middle ear and convert a healing perforation into chronic suppuration
- Do not prescribe antibiotic drops routinely; oral antibiotics are given only if the ear was contaminated (as after a dirty injury or water entry)
- Review at 6 to 8 weeks with audiometry; myringoplasty is offered only if the perforation persists beyond 3 months or the hearing loss is disproportionate.
- Barotrauma and blast injury may also cause haemotympanum, ossicular disruption and sensorineural loss
- Document carefully in every traumatic perforation — the mechanism in the patient’s words, the appearance and the audiogram — since these frequently follow assault and generate legal proceedings
- Cartilage is fed only by perichondrium, which is the whole reason a haematoma of the pinna is an urgent problem
- Evacuation is the easy half of the treatment; preventing re-accumulation is what determines whether the ear deforms
- Use a moulded pressure dressing or bolster sutures and review daily, since re-accumulation is common and silent
| Injury | Key point in management |
|---|---|
| Haematoma auris | Drain promptly and prevent RE-accumulation with a moulded pressure dressing or bolster sutures. Failure gives cauliflower ear |
| Pinna laceration | Minimal debridement; cover all cartilage with skin or perichondrium; antibiotic and tetanus cover |
| Near-avulsion | Replace on its pedicle — the dual blood supply means very little is needed for survival |
| Perichondritis after high piercing | Systemic antipseudomonal antibiotics, drainage of any collection, and removal of the jewellery |
| Traumatic perforation | Conservative. Keep the ear dry; NO drops and NO syringing. 80 to 90% heal in 6 to 8 weeks |
| Perforation with vertigo or sensorineural loss | Suggests inner ear injury — perilymph fistula or ossicular dislocation. Refer urgently |
| Bleeding ear after head injury | Exclude temporal bone fracture and CSF otorrhoea (halo sign, beta-2 transferrin) |
| Frostbite or burn | Rewarm gently, do not rub, delay debridement until demarcation, and prevent infection |
Nature and Presentation
- Otomycosis is fungal infection of the external auditory canal.
- It is particularly common in India because of the hot, humid climate, and accounts for a substantial proportion of all otitis externa here — far more than in temperate countries.
- Organisms — aspergillus is much the commonest, particularly A. Niger, then A. Fumigatus and A. Flavus; and candida albicans
Management
- Mechanical clearance IS the most important step and is regularly under-done. The fungal mass must be completely removed by suction and dry mopping under the microscope.
- Repeated toilet at intervals of a few days is required, and the commonest reason for treatment failure is inadequate or single cleaning
- Stop all antibiotic and steroid drops, which are perpetuating the infection; this is frequently the single most useful intervention
- Topical antifungals — clotrimazole 1% solution is the standard and is effective against both aspergillus and candida; also nystatin (for candida), miconazole and ketoconazole. Continue for at least 1 to 2 weeks after apparent clearance, since relapse is common
- Acidifying and drying agents — 2% acetic acid, boric acid in spirit and aluminium acetate, which restore the acid pH and dry the canal; these are cheap and effective and are widely used in India
- Systemic antifungals are rarely needed, and are reserved for invasive disease, the immunosuppressed, or where there is a perforation with middle ear involvement — itraconazole or voriconazole
- Keep the ear dry, which is essential to preventing recurrence, and treat any diabetes
- Take particular care where the drum is perforated or absent — many topical preparations are ototoxic, so alcohol-based and boric acid preparations must be avoided and only agents safe for the middle ear used
- Recurrence is common, and the patient should be told so and warned against self-medication with antibiotic drops
- Complications are rare but include tympanic membrane perforation, and, in the immunosuppressed, invasive aspergillosis extending to bone — which behaves like malignant otitis externa and carries a poor prognosis
- Itching predominates in fungal disease and pain in bacterial disease.
- Wet blotting paper sprinkled with pepper describes Aspergillus niger, and is close to diagnostic on sight
- Prolonged antibiotic and steroid drops cause it, which makes it the commonest iatrogenic ear infection
Nature and Features
A furuncle (localised otitis externa) is an acute staphylococcal abscess of a hair follicle in the cartilaginous (outer third) portion of the external canal — the only part that bears hair and sebaceous glands.
- The site is determined by the anatomy and is worth stating explicitly: hair follicles exist only in the outer cartilaginous canal, so a furuncle cannot occur in the bony canal. A localised swelling deeper in is something else
- Organism — staphylococcus aureus almost invariably
- Predisposing factors — trauma from scratching, cotton buds and hairpins; diabetes, which should be excluded in recurrent cases; general debility; and nasal carriage of staphylococcus
Management
- Analgesia is the first priority and is often inadequate; these patients are in genuine and severe pain and frequently need more than a simple analgesic
- Local heat (a warm compress) and rest.
- Topical treatment — a wick or ribbon gauze soaked in ichthammol glycerine (which is hygroscopic and reduces oedema) or an antibiotic-steroid preparation, inserted gently and changed daily
- Systemic antibiotics — an anti-staphylococcal agent such as cloxacillin, flucloxacillin, amoxicillin-clavulanate or a cephalosporin. Unlike diffuse otitis externa, systemic antibiotics are routinely indicated for a furuncle
- Incision and drainage only when the furuncle has pointed and is clearly fluctuant — and it should be done with a fine blade under vision, incising along the length of the canal. Premature incision of an indurated lesion is painful and achieves nothing
- DO not squeeze, and warn the patient against doing so
- Investigate recurrent furunculosis — check for diabetes, look for nasal carriage of staphylococcus and treat it with mupirocin, and address the underlying habit of scratching or instrumenting the ear, which is the real cause
- Advise against cotton buds and keep the ear dry
- Complications — spread to give diffuse otitis externa or perichondritis; cellulitis of the pinna and face; abscess formation; and, rarely, spread through the fissures of Santorini to the parotid or, in an infant, through the foramina of Huschke
- A furuncle cannot occur in the bony canal, since hair follicles exist only in the outer cartilaginous third
- Pain worse on chewing is characteristic, the temporomandibular joint lying immediately anterior to the canal
- Four findings separate it from mastoiditis — normal hearing, normal drum, tragal tenderness and a preserved postauricular sulcus
- Systemic antibiotics are routinely indicated for a furuncle, unlike diffuse otitis externa where they are not
Perichondritis
- Perichondritis is infection of the perichondrium of the auricular cartilage.
- It matters out of all proportion to its frequency because the cartilage depends entirely on the perichondrium for its blood supply, so the infection destroys the cartilage and permanently deforms the pinna.
- Causes — high (cartilage) ear piercing, which is now much the commonest cause in young people and is far more dangerous than lobule piercing; trauma and lacerations involving cartilage; an undrained or infected haematoma; surgery, particularly endaural and postaural incisions; burns and frostbite; insect bites; and spread from a severe otitis externa or furuncle
- Organism — pseudomonas aeruginosa is the commonest and most destructive, followed by Staphylococcus aureus. The predominance of pseudomonas determines the antibiotic choice
- Features — a dusky red, hot, exquisitely tender and swollen pinna; severe throbbing pain; and fever
- The diagnostic sign IS that the lobule IS spared, because the lobule contains NO cartilage. This distinguishes perichondritis from cellulitis of the pinna, in which the lobule is involved along with the rest — and it is the single most useful observation in the answer
Relapsing Polychondritis
- Relapsing polychondritis is an autoimmune disease causing recurrent inflammation of cartilage throughout the body, directed against type II collagen
- It has to be told apart from infective perichondritis, and the features that do so are: it is recurrent; frequently bilateral; it spares the lobule (as perichondritis does, being cartilage-directed); it does not respond to antibiotics; and it is accompanied by cartilage inflammation elsewhere
- Other sites involved — the nasal septum, giving a saddle-nose deformity; the laryngotracheal cartilages, causing hoarseness, stridor and potentially fatal airway collapse — which is the most serious manifestation; the costal cartilages; and the joints, with a seronegative arthritis
- Systemic associations — audiovestibular dysfunction with sensorineural loss and vertigo; ocular inflammation (scleritis, episcleritis, uveitis); aortic valve disease and aneurysm; vasculitis; and renal disease. About a third have another autoimmune disease
- Diagnosis is clinical, using the McAdam or Damiani criteria; biopsy supports it, and there is no specific serological test. Inflammatory markers are raised in active disease
- Treatment — systemic corticosteroids are the mainstay for acute episodes, with steroid-sparing immunosuppressants (methotrexate, azathioprine) and biologics for resistant disease; and airway assessment and support, which may require tracheostomy or stenting
- The prognosis depends chiefly on airway and cardiovascular involvement, and these patients need multidisciplinary follow-up
Nature and Presentation
Herpes zoster oticus (RAMSAY hunt syndrome) is reactivation of latent varicella-zoster virus in the geniculate ganglion of the facial nerve, producing the triad of otalgia, vesicles in the ear, and lower motor neurone facial palsy.
- The virus lies dormant in the sensory ganglion after chickenpox, and reactivates when cell-mediated immunity declines — with age, immunosuppression, HIV, malignancy, diabetes and stress. Ramsay Hunt in a young patient should prompt HIV testing
- The vesicles appear in the concha, external canal and postauricular skin — the small area of skin supplied by the sensory branch of the facial nerve, which is why this apparently obscure sensory territory matters
Management and Prognosis
- The prognosis IS significantly worse than bell’S palsy, and this is the central clinical fact: complete recovery occurs in only 50 to 60% against some 85 to 90% for Bell’s palsy, and a complete palsy at presentation carries a much worse outlook
- Treatment must begin early — ideally within 72 hours, and the benefit falls off sharply with delay.
- Antiviral — aciclovir 800 mg five times daily, or valaciclovir or famciclovir, for 7 to 10 days; intravenously in severe or immunosuppressed cases
- Corticosteroid — prednisolone 1 mg/kg tapering over 10 to 14 days.
- The combination of antiviral and steroid is standard in Ramsay Hunt, whereas steroid alone suffices in Bell’s palsy
- Analgesia, which is frequently the patient’s main concern, and may require gabapentin, pregabalin or amitriptyline for the neuropathic component
- Eye care IS the urgent priority and must not be left to the patient — lubricant drops by day, ointment and taping at night, a protective shield, and tarsorrhaphy if the cornea is threatened. The risk is greater than in Bell’s palsy.
- Vestibular sedatives for vertigo, used briefly only
- Physiotherapy and facial exercises once recovery begins; and surgical decompression, which is controversial and of unproven benefit
- Follow up with House-Brackmann grading and audiometry
- Complications — post-herpetic neuralgia.
- Prevention — the zoster vaccine reduces the incidence of shingles and of post-herpetic neuralgia in the elderly
- Otalgia precedes the rash, so the patient may present before there is anything visible in the canal
- Eighth nerve involvement distinguishes it from Bell palsy, giving deafness, tinnitus and vertigo alongside the facial weakness
- Recovery is only fifty to sixty per cent, against eighty-five to ninety for Bell palsy.
- Treat within seventy-two hours; the benefit of antiviral therapy falls off sharply after that
Keratosis Obturans
Keratosis obturans is the accumulation of a plug of desquamated keratin in the deep bony external canal, caused by failure of the normal outward epithelial migration, with widening of the canal by circumferential pressure but without bony erosion.
- It is a disorder of the migration mechanism, not of wax. The keratin that should be carried outward accumulates instead, forming a hard, laminated, pearly-white plug that is firmly adherent and quite unlike wax
- It occurs in younger patients, is frequently bilateral, and has a recognised association with bronchiectasis and chronic sinusitis — suggesting a generalised abnormality of ciliary or epithelial function.
External Canal Cholesteatoma
- External canal (external auditory) cholesteatoma is invasion of localised bone by squamous epithelium, with bony erosion and sequestration, of the inferior or posterior canal wall
- It is a fundamentally different process from keratosis obturans, and the two are set as a comparison because they were once confused: keratosis obturans is a circumferential accumulation without erosion; canal cholesteatoma is a localised erosion of bone
- It occurs in older patients, is unilateral, and may be spontaneous (idiopathic) or secondary to trauma, previous ear surgery, radiotherapy, canal stenosis or obstruction
- Symptoms — dull, chronic pain and chronic otorrhoea; the hearing is normal unless the disease is extensive.
- Signs — a localised pocket of keratin debris overlying exposed, eroded bone, with granulation tissue and sometimes a visible bony sequestrum
- Investigation — high-resolution CT defines the extent of bony erosion and its relation to the facial nerve, mastoid and temporomandibular joint
- Biopsy IS essential, because the appearance of granulations over eroded bone in an older patient is exactly that of carcinoma of the canal and of malignant otitis externa. This differential is the reason the condition matters
- Treatment — surgical: removal of the keratin and sequestra, drilling out the diseased bone, and canalplasty with skin grafting to create a wide, self-cleaning canal. Small lesions may be managed by regular debridement in an unfit patient
- Complications if neglected — extension into the mastoid, the middle ear, the temporomandibular joint and to the facial nerve, causing palsy; and labyrinthine fistula
- Follow up long term, since recurrence and re-stenosis are common
- Keratosis obturans is a migration defect, not a wax problem.
- Widening without erosion distinguishes it from canal cholesteatoma, which erodes bone locally
- Ask about cough and sinus symptoms; bronchiectasis and chronic sinusitis are recognised associations
Exostoses
- Exostoses are benign bony outgrowths of the deep bony external auditory canal, arising from the periosteum as a reactive hyperostosis.
- They are the commonest bony lesion of the canal.
- The aetiology IS repeated exposure TO cold water, which stimulates periosteal new bone formation — hence the name "surfer’S ear" and its occurrence in swimmers, divers and surfers in cold climates. The risk relates to the duration and coldness of exposure
- Characteristic features, which distinguish them from osteoma — they are multiple, bilateral, sessile and broad-based, smooth, and lie deep in the bony canal, medial to the isthmus, often close to the drum
- Histologically they show parallel lamellar bone with few marrow spaces
- They are asymptomatic and found incidentally. Symptoms appear only when they become large enough to obstruct
Osteoma and Other Bony Lesions
- Osteoma is a true benign neoplasm of bone, and is set against exostosis in almost every examination because the distinction is clean:
- An osteoma is solitary, unilateral and pedunculated, arising at a suture line — the tympanosquamous or tympanomastoid suture — and lies lateral, at the bony-cartilaginous junction
- Histologically it shows lamellar bone with abundant fibrovascular channels, and it has no relation to cold water exposure
- Treatment — excision where symptomatic.
- Other lesions to consider in a bony canal swelling — fibrous dysplasia; osteoma of the mastoid cortex; Paget disease; and, importantly, a bony swelling that is tender, ulcerated or associated with granulations.
- Canal stenosis and atresia may be acquired rather than congenital, following chronic otitis externa, trauma, surgery, radiotherapy or burns, and is treated by canalplasty with split-skin grafting and prolonged stenting, with a significant rate of re-stenosis
- Prevention is the practical message for exostoses: advise earplugs to those exposed to cold water before the exostoses become obstructive.
- Exostoses are multiple, bilateral and broad-based and lie deep, whereas an osteoma is solitary, unilateral and pedunculated
- Cold water exposure causes exostoses, and the risk relates to the duration and coldness rather than to swimming as such
- An osteoma arises at a suture line and has no relation to water exposure, being a true neoplasm
- Leave them alone unless they obstruct; surgery on the deep bony canal carries real risks and they are asymptomatic
- Advise earplugs and a neoprene hood to those continuing to surf or dive.
- Facial nerve injury is the feared complication of canalplasty, along with sensorineural loss from drilling near the ossicles
Myringitis
- Myringitis is inflammation of the tympanic membrane itself, either as part of otitis externa or media, or as a primary condition.
- Two forms matter clinically: bullous myringitis and granular (chronic) myringitis.
- Bullous myringitis (myringitis bullosa haemorrhagica) — an acute condition in which haemorrhagic blebs or bullae form between the outer epithelial and middle fibrous layers of the drum and the adjacent deep canal
- It is viral, following an upper respiratory infection — influenza is classical — and mycoplasma pneumoniae is the important association, so the presence of bullous myringitis should prompt a question about a preceding atypical pneumonia
- Features — the cardinal symptom is sudden, severe and often excruciating pain, out of all proportion to the findings; blood-stained serous discharge when a bulla ruptures, after which the pain is dramatically relieved; and mild hearing loss
- Sensorineural hearing loss occurs in a proportion, particularly with mycoplasma, so audiometry should be performed rather than assuming a conductive loss
Canal Stenosis
- Acquired stenosis of the external canal is narrowing by fibrous tissue or bone, and is not the same as congenital atresia
- Causes — chronic or recurrent otitis externa, which is the commonest; granular myringitis; trauma and burns; previous ear surgery, particularly meatoplasty; radiotherapy; chronic dermatological disease; and post-inflammatory scarring
- Two types — fibrous (soft tissue) stenosis, in which a fibrous plug or web forms medially, often with trapped skin and debris medial to it; and bony stenosis, from exostoses or post-inflammatory new bone
- Features — conductive hearing loss, which may be severe if the canal occludes completely; recurrent infection and discharge from trapped debris; and inability to examine the drum, which is what brings it to attention
- The important danger IS the entrapped skin medial TO the stenosis.
- Investigation — audiometry, and high-resolution CT to assess the length and nature of the stenosis, the state of the middle ear, and to exclude cholesteatoma medial to it
- Treatment — canalplasty: excision of the fibrous plug or drilling of the bony narrowing, widening the bony canal, and lining it with a split-thickness skin graft to prevent recurrence, with prolonged packing or stenting
- Meatoplasty may be needed to widen the cartilaginous opening as well
- Restenosis is common, and is the principal difficulty; adequate widening, complete skin coverage and long-term follow-up are what reduce it
Aetiology and Pathology
Acute suppurative otitis media (ASOM) is an acute pyogenic infection of the middle ear cleft — the middle ear, Eustachian tube, aditus, antrum and mastoid air cells — lasting less than about three weeks.
- It is predominantly a disease of children, with a peak between 6 and 24 months and a second peak at school entry. The great majority of children have at least one episode
- The underlying event IS eustachian tube dysfunction, and the infant tube explains the age distribution: it is shorter, wider and more horizontal than the adult tube, so nasopharyngeal organisms and secretions reflux readily into the middle ear
Management
- Diagnosis is clinical, and the essentials are a red, bulging, immobile drum with acute onset of pain and fever. Redness alone is not enough — a crying child, fever or recent instrumentation reddens a normal drum.
- Pneumatic otoscopy showing reduced mobility is what confirms it, and is the most useful bedside addition
- In an infant, the signs are non-specific — irritability, ear-tugging, fever, vomiting, diarrhoea and refusal of feeds — so the ears must be examined in every febrile infant
- Treatment of the acute episode:
- Analgesia and antipyretics are the first and most important measure — paracetamol or ibuprofen — and are frequently neglected in favour of the antibiotic, although the pain is what distresses the child
- Antibiotics — amoxicillin is first line, in high dose (80 to 90 mg/kg/day) for 5 to 10 days; amoxicillin-clavulanate where there is recent antibiotic use, failure at 48 to 72 hours, or associated conjunctivitis (suggesting Haemophilus); and a macrolide or cephalosporin in penicillin allergy
- "watchful waiting" for 48 to 72 hours with analgesia alone is appropriate in a child over 2 with mild unilateral disease who is not systemically unwell, since most episodes are viral or self-limiting. Antibiotics are given without delay in the child under 6 months, in bilateral disease under 2, where there is otorrhoea, in severe illness, and where follow-up is uncertain — which in Indian practice is frequently the case
- Nasal decongestants and antihistamines are of NO proven benefit and are widely over-prescribed
- Myringotomy is indicated for a bulging drum with severe unrelieved pain, failure to respond after 48 to 72 hours, a complication such as facial palsy or incipient mastoiditis, and in a very young or immunocompromised child where pus is needed for culture. It is performed in the anteroinferior quadrant
- Aural toilet by dry mopping where there is discharge, and keeping the ear dry
- Follow UP until the drum and hearing are normal.
- Sequelae — persistent effusion; persistent perforation; adhesive otitis media and tympanosclerosis; ossicular necrosis; recurrent ASOM; and progression to chronic suppurative otitis media
- Prevention — breastfeeding; avoiding bottle-feeding lying flat; avoiding passive smoking; treatment of nasal and adenoid disease; and pneumococcal conjugate and influenza vaccination.
- The infant tube explains the age distribution, being shorter, wider and more horizontal so that nasopharyngeal contents reflux
- Pain and fever settle the moment the drum ruptures, which is the classic history and makes the diagnosis retrospectively
- Redness alone is not otitis media; a crying child or recent instrumentation reddens a normal drum
- Reduced mobility on pneumatic otoscopy confirms it, and is the most useful bedside addition to plain inspection
- Examine the ears of every febrile infant; the signs are non-specific and ear-tugging may be the only clue
| Stage | Drum appearance and clinical picture |
|---|---|
| Tubal occlusion | Retracted drum, prominent lateral process, foreshortened handle, cone of light lost. Mild deafness, minimal pain |
| Presuppuration | Redness along the malleus handle and periphery (cartwheel), then uniform. Marked earache and fever |
| Suppuration | Bulging drum, landmarks lost, a yellow spot where it will rupture. Throbbing excruciating pain, high fever |
| Resolution | Perforation with discharge. Pain and fever settle dramatically — the classic history |
| Complication | Failure to resolve — acute mastoiditis, facial palsy, labyrinthitis or intracranial spread |
Nature and Aetiology
- Otitis media with effusion (OME, "glue ear", serous or secretory otitis media) is the presence of fluid in the middle ear without signs of acute infection, behind an intact tympanic membrane.
- It is the commonest cause of acquired hearing loss in children.
- The peak incidence is at 2 and again at 5 years, and it is characteristically seasonal, being commoner in winter
Management
- The foundation OF management IS that most resolve spontaneously: 50% within 3 months and 90% within a year. This is why watchful waiting for 3 months with two audiological assessments is the correct first step, and why early surgery is inappropriate
- What does not work, and should not be prescribed — antibiotics (no lasting benefit); antihistamines and decongestants (no benefit, with side effects); mucolytics; and topical or systemic steroids, whose effect is transient. These are among the most over-prescribed drugs in paediatric practice
- Autoinflation (Otovent balloon, Valsalva) has modest evidence and is harmless, and is worth teaching to a cooperative child
- Treat the associated conditions — allergic rhinitis, sinusitis and adenoid disease; and eliminate passive smoking
- Indications for surgery — persistence beyond 3 months bilaterally with a hearing loss of 25 to 30 dB or worse in the better ear; speech, language or developmental delay; significant behavioural or educational problems; structural change in the drum — a retraction pocket, atelectasis or ossicular erosion.
- The threshold is lower in a child with down syndrome, cleft palate, visual impairment, existing developmental delay or autism, in whom the hearing loss compounds an existing disadvantage
- Grommet (ventilation tube) insertion is the standard operation, restoring hearing immediately
- Adenoidectomy should be added where there is nasal obstruction or recurrent disease, and particularly at a second set of grommets, since it reduces the recurrence rate independently of adenoid size — which is a point regularly examined and reflects its role as a reservoir of infection rather than a mechanical obstruction alone
- Hearing AIDS are a legitimate alternative to grommets, particularly where surgery is refused, anaesthesia is risky, or in a child with cleft palate or Down syndrome in whom grommets do less well
- Alongside any treatment — inform the school, seat the child at the front, speak face to face, and reduce background noise. These simple measures address the actual disability while the effusion is being managed
- It is painless, which is why it presents late and is noticed first by a teacher rather than a doctor
- Half resolve in three months and ninety per cent in a year.
- Antibiotics, antihistamines and decongestants do not work, and prescribing them delays proper assessment
- Bacterial biofilms explain antibiotic failure, and are found in a substantial proportion of effusions
- A flat type B trace with normal canal volume means effusion, whereas a large volume means a perforation or patent grommet
- Air bubbles or a fluid level are diagnostic, and are worth looking for specifically before relying on colour alone
- Test hearing twice over three months before offering surgery, since the effusion and the loss both fluctuate
- Adenoidectomy reduces recurrence independently of adenoid size, acting as a reservoir of infection rather than a mechanical block
- Add adenoidectomy at a second set of grommets, which is where the evidence for it is strongest
| Tympanogram | Meaning |
|---|---|
| Type A (normal peak near 0 daPa) | Normal middle ear pressure and compliance |
| Type As (shallow peak) | Reduced compliance — otosclerosis, tympanosclerosis, ossicular fixation |
| Type Ad (deep peak) | Increased compliance — ossicular discontinuity or a flaccid drum |
| Type B, normal canal volume | Middle ear effusion — the characteristic trace of glue ear |
| Type B, large canal volume | Perforation or a patent grommet — not an effusion. This distinction is regularly examined |
| Type B, small canal volume | Probe against the canal wall, or wax — a technical failure rather than a finding |
| Type C (peak at negative pressure) | Negative middle ear pressure — Eustachian tube dysfunction, often preceding or following an effusion |
Nature and Pathology
- Chronic suppurative otitis media (CSOM) is a long-standing infection of the middle ear cleft with a permanent perforation of the tympanic membrane.
- The tubotympanic (mucosal, "safe") type involves the anteroinferior part of the cleft and the Eustachian tube, and does not produce cholesteatoma.
- CSOM remains a major cause of preventable hearing loss and of death from intracranial sepsis in India, and is far commoner here than in high-income countries because of overcrowding, poor nutrition, untreated upper respiratory infection and limited access to care
Clinical Features and Management
- The two cardinal symptoms are discharge and deafness:
- Discharge (otorrhoea) that is profuse, mucoid or mucopurulent, odourless and non-blood-stained, and characteristically intermittent — worsening with upper respiratory infection or water entry and settling between. The mucoid character is the point: mucus can only come from middle ear mucosa, so it indicates mucosal rather than bony disease
- Deafness — conductive, mild to moderate (20 to 40 dB), and depending on the size and site of the perforation and the state of the ossicles. A loss exceeding 40 to 50 dB suggests ossicular involvement
- Paradoxically, some patients hear better when the ear is discharging — the "round window shielding" effect, in which fluid bridges an ossicular gap and restores some conduction. Its presence suggests ossicular discontinuity
- Pain, vertigo, facial weakness or headache are not features of safe disease, and their appearance means either an acute exacerbation, otitis externa, or a complication — and should always prompt reassessment
- Examination — a central perforation with pale, healthy or oedematous middle ear mucosa visible through it; mucoid discharge; and NO attic involvement, NO granulations, NO cholesteatoma. The attic must be inspected specifically.
- Tuning fork tests and pure tone audiometry confirm a conductive loss; a sensorineural component may develop with long-standing disease from toxin diffusion through the round window
- Swab for culture and sensitivity; and examine the nose, throat and postnasal space.
- Medical treatment — the aim is to obtain a dry ear:
- Aural toilet is the single most important measure, by dry mopping or suction under vision, repeated as often as necessary. Drops cannot work in an ear full of discharge
- Topical antibiotic drops — ciprofloxacin or ofloxacin are preferred because they are not ototoxic. Aminoglycoside drops (neomycin, gentamicin) should be avoided or used only briefly in the presence of a perforation.
- Systemic antibiotics for acute exacerbations, guided by culture
- Keep the ear dry — no swimming, cotton wool and petroleum jelly while bathing. This instruction does more than any drop
- Treat the nose and throat — allergic rhinitis, sinusitis, adenoids and tonsils.
- Surgical treatment — myringoplasty or tympanoplasty once the ear has been dry for at least 6 weeks to 3 months, to close the perforation, restore hearing and prevent reinfection; with ossicular reconstruction where needed. Cortical mastoidectomy is added where there is persistent discharge from mastoid disease
- Safe does not mean harmless; tubotympanic disease still causes significant deafness and can complicate during an exacerbation
- Mucus can only come from middle ear mucosa, so mucoid discharge indicates mucosal rather than bony disease
- A central perforation has a rim all round, so the annulus is intact, which is the definition rather than a description of position
- Pain, vertigo or facial weakness are not features of safe disease, and their appearance demands reassessment
- Better hearing when discharging suggests ossicular discontinuity, the fluid bridging the gap and restoring some conduction
- A loss beyond forty to fifty decibels suggests ossicular damage rather than the perforation alone
- Use ciprofloxacin or ofloxacin drops, which are not ototoxic, rather than aminoglycosides through a perforation
- Aminoglycoside drops risk sensorineural loss when the drum is perforated, and should be avoided or used only briefly
- Aural toilet does more than any drop, and must be repeated as often as the discharge recurs
Nature and Pathogenesis
- Cholesteatoma is the presence of keratinising stratified squamous epithelium in the middle ear cleft, with progressive accumulation of keratin and destruction of surrounding bone.
- The atticoantral (squamosal, "unsafe") type of chronic otitis media involves the attic, antrum and posterosuperior region.
- The name IS A triple misnomer, and saying so shows understanding: it contains NO cholesterol, it is not a fatty tumour, and it is not a neoplasm. It is skin in the wrong place — and Gray’s description of it as "skin in the wrong place" conveys its nature exactly
Clinical Features and Management
- The clinical picture IS the mirror image OF safe disease, and the contrast IS the answer:
- Discharge that is scanty, purulent and foul-smelling — the odour comes from bone destruction and anaerobes, and is what should raise the alarm. It is often continuous rather than intermittent
- Deafness, which may be severe; though hearing may be deceptively good where the cholesteatoma itself bridges the ossicular gap and conducts sound — so good hearing does not exclude extensive disease
- An attic or marginal perforation, or a retraction pocket, with white keratin flakes visible within it
- Granulation tissue or an aural polyp.
- The alarm symptoms, each OF which means A complication: pain (which safe disease does not cause); vertigo or a positive fistula test (labyrinthine fistula); facial weakness; severe headache, fever, vomiting or altered consciousness (intracranial); and bleeding
- Investigation — pure tone audiometry; high-resolution CT of the temporal bone.
- The management IS surgical.
- The aims of surgery, in strict order of priority: 1. To eradicate the disease and give a safe ear; 2. To achieve a dry ear; and 3. To preserve or restore hearing — which is always subordinate to safety
- Canal wall down (modified radical) mastoidectomy removes the posterior canal wall, exteriorising the disease into a single open cavity. It gives the lowest recurrence rate and the best exposure, but leaves a cavity requiring lifelong cleaning and permanent water precautions
- Canal wall UP (intact canal wall) mastoidectomy preserves the canal wall, giving a normal ear anatomically with better hearing potential and no cavity — but a higher rate of residual and recurrent disease, so it commits the patient to a second-look procedure or diffusion-weighted MRI surveillance
- The choice depends on the extent of disease, the state of the other ear, the reliability of follow-up, the presence of a fistula or complication, and the surgeon’s experience. Where follow-up is uncertain, canal wall down is safer — a genuine consideration in much of India
- Radical mastoidectomy, which exteriorises the middle ear entirely and sacrifices hearing, is now reserved for extensive disease or malignancy
- All patients need long-term follow-up, for residual disease, recurrence and cavity problems
- It is not cholesterol, not fat and not a tumour; it is skin in the wrong place, and saying so shows understanding
- Bone destruction is enzymatic, not merely pressure, with collagenase and osteoclast activation from the perimatrix
- Infection accelerates bone erosion markedly, which is why a discharging cholesteatoma advances faster than a dry one
- The pars flaccida gives way first because it lacks the fibrous middle layer.
| Feature | Tubotympanic ("safe") | Atticoantral ("unsafe") |
|---|---|---|
| Part of cleft involved | Anteroinferior — Eustachian tube and mesotympanum | Posterosuperior — attic, antrum and mastoid |
| Perforation | Central, with a rim of pars tensa all round | Attic or marginal, or a retraction pocket |
| Discharge | Profuse, mucoid, odourless, intermittent | Scanty, purulent, foul-smelling, often continuous |
| Cholesteatoma | Absent | Present — white keratin flakes |
| Granulations / polyp | Uncommon | Common, and often obscure the disease |
| Bone erosion | Absent | Present — ossicles, scutum, fistula |
| Hearing loss | Mild to moderate conductive, 20 to 40 dB | Often severe — but may be deceptively good if cholesteatoma bridges the ossicles |
| Complications | Rare | Common — facial palsy, fistula, intracranial sepsis |
| Treatment | Medical first; then myringoplasty or tympanoplasty once dry | Surgical always — mastoidectomy. Medical treatment never cures it |
Principles and Reconstructive Surgery
- Surgery for chronic otitis media has two distinct purposes, and every operation is a combination of them: eradication of disease, and reconstruction of the sound-conducting mechanism. Eradication always takes precedence
- Myringoplasty is repair of the tympanic membrane alone, with a normal ossicular chain. Tympanoplasty is repair of the drum with reconstruction of the ossicular chain
- Indications for myringoplasty — a dry central perforation to prevent recurrent infection, permit water exposure, improve hearing, and as a preliminary to fitting a hearing aid
Mastoid Surgery
| Operation | What is done and when |
|---|---|
| Cortical (simple, Schwartze) mastoidectomy |
|
| Canal wall UP (intact canal wall) mastoidectomy |
|
| Canal wall down (modified radical) mastoidectomy |
|
| Radical mastoidectomy |
|
| Atticotomy / atticoantrostomy | Limited removal of the outer attic wall for disease confined to the attic |
| Meatoplasty | Widening of the cartilaginous meatus, performed with every canal wall down procedure so the cavity can be cleaned and aerated |
- The choice between canal wall up and down depends on the extent of disease, the state of the only or better hearing ear, the presence of a labyrinthine fistula or complication, the degree of mastoid pneumatisation, the reliability of follow-UP, and the surgeon’s experience
- Complications of mastoid surgery.
- Postoperative care — packing removal, aural toilet, water precautions, and audiometry at 3 months
- Follow up for life after cholesteatoma surgery; this is not a condition that can be discharged
- Eradication always takes precedence over reconstruction, and a hearing result is never bought at the cost of leaving disease
- Myringoplasty repairs the drum and tympanoplasty the chain as well.
- Operate only on a dry ear; grafting a wet ear fails and wastes both the anaesthetic and the opportunity
- Assess Eustachian function before grafting; without ventilation the graft retracts and the operation fails slowly
- Check the cochlear reserve; there is no point restoring conduction to an ear whose cochlea no longer works
- Consider the opposite ear before operating, since the risk that is acceptable depends entirely on what the patient has to lose
- Temporalis fascia is the standard graft, being available through the same incision and of similar thickness to the drum
- Cartilage resists retraction better, and is preferred in revision surgery, poor tube function, atelectasis and subtotal perforations
| Prerequisite for myringoplasty | Why it matters |
|---|---|
| Dry ear for 6 weeks to 3 months | A graft placed in a wet ear becomes infected and is rejected |
| Adequate eustachian tube function | Without ventilation the graft retracts, blunts and fails, however well it was placed |
| NO cholesteatoma or active mastoid disease | Closing the drum over disease traps it and converts a draining ear into a silently expanding one |
| Reasonable cochlear reserve | There is no point restoring conduction to a cochlea that no longer works |
| Nose and throat treated | Untreated rhinitis, sinusitis or adenoids will undo the repair |
| State of the opposite ear known | Determines how much risk is acceptable — one operates cautiously on an only hearing ear |
| Age and reliability for follow-up | Very young children have poor tube function and higher failure rates |
Nature and Presentation
- Acute mastoiditis (acute coalescent mastoiditis) is suppuration and breakdown of the bony septa between the mastoid air cells, converting them into a single abscess cavity.
- It is the commonest complication of acute suppurative otitis media.
- Some mucosal inflammation of the mastoid occurs in every acute otitis media.
- Predisposing factors — inadequate or inappropriate antibiotic treatment of ASOM, or treatment that suppresses symptoms without eradicating infection; a virulent organism; a well-pneumatised mastoid; blockage of the aditus, preventing drainage; and malnutrition, immunosuppression, diabetes and young age
- The cardinal feature IS that the patient deteriorates instead OF improving. After an acute otitis media that seemed to be settling, at 2 weeks, there is recurrence of pain and fever with increasing discharge
- Symptoms — persistent or recurrent throbbing pain behind the ear; fever and toxaemia; and profuse discharge that reaccumulates as fast as it is mopped — the "reservoir sign", indicating a continuing source in the mastoid
- Signs, and these are what make the diagnosis:
- Mastoid tenderness, maximal over the mastoid antrum (over the suprameatal triangle), and over the tip and posterior border
- Postauricular swelling with loss of the retroauricular sulcus, pushing the pinna outward, forward and downward — which is the classical description and the most useful single sign
Complications and Management
- The pus tracks along the path of least resistance, and each route has a name:
- Postauricular (subperiosteal) abscess — through the lateral cortex.
- BEZOLD abscess — through the thin medial side of the mastoid tip, deep to sternocleidomastoid, presenting as a tender swelling in the neck with torticollis and NO postauricular swelling — which is why it is missed
- Citelli abscess — toward the digastric triangle or occipital region
- LUC abscess — beneath the temporalis, presenting in the deep external canal
- Zygomatic mastoiditis — through the zygomatic cells, giving swelling in front of and above the ear with periorbital oedema
- Further complications — facial palsy, labyrinthitis, petrositis (gradenigo syndrome: sixth nerve palsy, deep facial pain and otorrhoea), lateral sinus thrombosis, meningitis and brain abscess
- Masked (latent) mastoiditis is the important variant to recognise: partial treatment with antibiotics suppresses the classical signs, so the patient has persistent dull ache, low-grade fever, mild deafness and malaise without the florid picture — while bone destruction continues and an intracranial complication may be the first obvious event
Indications and Technique
- A grommet (ventilation tube, tympanostomy tube) is a small tube inserted through the tympanic membrane to ventilate the middle ear, taking over the function of a failing Eustachian tube.
- Its purpose is aeration, not drainage — a distinction that explains much about its use.
- Primary indication — otitis media with effusion persisting beyond 3 months bilaterally with a hearing loss of 25 to 30 dB or worse, or with speech, language, educational or behavioural consequences
Aftercare and Complications
- Water precautions have become less strict: current evidence suggests that routine swimming in clean water without diving is safe, and that earplugs make little difference to infection rates. Avoidance is advised for soapy bathwater, diving and deep swimming.
- Follow-up — review with otoscopy and audiometry to confirm the tube is patent and hearing restored, and again after extrusion to check for recurrence of the effusion
- Complications:
- Otorrhoea is much the commonest, occurring in a substantial minority. It is treated with topical antibiotic drops (ciprofloxacin.
- Blockage of the tube by blood or secretion.
- Early extrusion or, conversely, retention requiring removal
- Persistent perforation after extrusion, in a small percentage — higher with T-tubes — which may need myringoplasty
- Tympanosclerosis at the site.
- Medial displacement into the middle ear.
- Granuloma at the tube, and localised atrophy or atelectasis of the drum
- The honest summary of the evidence is that grommets give a clear and immediate hearing benefit that diminishes over 6 to 12 months as untreated effusions resolve spontaneously — so the benefit is greatest in children with the most persistent disease and the greatest hearing loss.
- Adenoidectomy should be considered alongside, particularly at a second set of tubes or where there is nasal obstruction.
- The purpose is aeration rather than drainage, which explains why drops suffice for otorrhoea through a patent tube
- Swimming in clean water is safe, and earplugs make little difference to infection rates
- Avoid soapy bathwater and diving; surfactant lowers surface tension and lets water pass through the tube
- Treat otorrhoea with drops, not oral antibiotics, using a non-ototoxic agent such as ciprofloxacin
- T-tubes stay longer but perforate more often, which is the trade-off when choosing a long-term tube
- Extrusion is spontaneous as epithelium migrates outward, so a grommet is always a temporary measure
Retraction Pockets and Atelectasis
- Retraction is inward displacement of the tympanic membrane from persistent negative middle ear pressure.
- atelectasis is generalised collapse of the drum onto the promontory, and adhesive otitis media is the end stage in which the drum becomes adherent to the promontory and ossicles.
- The sequence is a continuum: Eustachian dysfunction → negative pressure → retraction → loss of the fibrous middle layer with thinning → atelectasis → adhesion; and, where a pocket cannot self-cleanse, cholesteatoma
- SADE classified pars tensa retraction in four grades, and the grading guides management: I, mild retraction; II, retraction onto the incus or stapes; III, onto the promontory but not adherent (atelectasis); IV, adherent to the promontory (adhesive otitis media)
Tympanosclerosis
- Tympanosclerosis is hyaline degeneration with calcification of the collagen of the tympanic membrane and middle ear, occurring as a healing response to long-standing or repeated inflammation
- It follows chronic otitis media, recurrent acute otitis media, long-standing effusion, and grommet insertion, in which it is common at the site of the tube
- Pathologically the fibrous middle layer degenerates into hyaline material which then calcifies and may ossify. It is not infective and not progressive once the inflammation has settled
- Two forms, with very different significance:
- Myringosclerosis — confined to the tympanic membrane, appearing as chalky-white, horseshoe or crescent-shaped plaques. It is of NO functional significance and needs no treatment
- Tympanosclerosis of the middle ear — deposits around the ossicles, the oval window and the stapes footplate, causing ossicular fixation and a significant conductive hearing loss.
- The distinction matters because only the second requires treatment, and white plaques on the drum are frequently over-interpreted
- Tympanometry shows a shallow (type As) trace with reduced compliance.
- Differential — it must be told apart from otosclerosis.
- Management — myringosclerosis needs nothing; for middle ear disease, surgical removal of plaques with ossiculoplasty or stapes surgery, though results are unpredictable and RE-fixation is common.
- Ask whether you can see the bottom of the pocket; a pocket that cannot be fully seen has stopped cleansing itself
- Attic retraction is more dangerous than pars tensa.
- Use cartilage rather than fascia when repairing a retraction.
- A hearing aid is often better than surgery in adhesive otitis media, where results are poor and re-adhesion usual
Nature and Presentation
- Tuberculous otitis media is chronic middle ear infection by mycobacterium tuberculosis.
- It is uncommon but genuinely important in India, because it is curable with drugs yet routinely misdiagnosed as ordinary chronic suppurative otitis media and treated for years with drops and repeated surgery.
- Routes of infection — haematogenous spread from a pulmonary or other focus, which is commonest; via the eustachian tube from infected sputum or milk; and rarely direct through a perforation or from the mastoid cortex
- Consider it particularly in a patient with known or suspected tuberculosis elsewhere, in the immunosuppressed and HIV-positive, in the malnourished, and in children
- The classical features are A set OF departures from ordinary CSOM, and IT IS the discrepancy that should prompt the diagnosis:
Diagnosis and Treatment
- The diagnosis IS made BY thinking OF IT, and is confirmed histologically or microbiologically:
- Biopsy of the granulation tissue is the key investigation, showing caseating granulomas with langhans giant cells and epithelioid cells
- Discharge and tissue for ZIEHL-neelsen staining for acid-fast bacilli.
- PCR and cartridge-based nucleic acid amplification (GeneXpert).
- Search for tuberculosis elsewhere — chest radiograph, sputum examination, ESR, tuberculin test and HIV testing, since the ear is rarely the only site
- CT of the temporal bone shows the extent of bone destruction and sequestration
- Treatment IS medical, and this IS the central point: standard antitubercular chemotherapy under the national programme — an intensive phase of isoniazid, rifampicin, pyrazinamide and ethambutol followed by a continuation phase, for a total of 6 to 9 months or longer depending on the regimen and response
- Most cases resolve on chemotherapy alone, and surgery is not the primary treatment
- Surgery is reserved for obtaining a biopsy; for removal of sequestra and irreversibly diseased tissue; for complications such as facial palsy, subperiosteal abscess or intracranial disease; and for later reconstruction of the drum and ossicles once the disease is fully treated
- Warn about the ototoxicity of the drugs themselves — streptomycin and other aminoglycosides are vestibulotoxic and cochleotoxic, and ethambutol causes optic neuropathy, so hearing and vision must be monitored during treatment
- Screen and treat contacts, and notify under the national programme
- The diagnosis is made by thinking of it, and it is missed because nobody sends the granulations for histology
- Painless watery odourless discharge is the departure from ordinary chronic disease that should raise suspicion
The Cavity and its Problems
- An open (canal wall down) mastoid cavity is created when the posterior canal wall is removed and the mastoid is exteriorised into the ear canal.
- The disease is exteriorised rather than excised, so the cavity becomes a permanent, skin-lined pocket that the patient lives with for life.
- Why cavities give trouble — the cavity is lined by skin but has lost the normal outward epithelial migration of the ear canal, so keratin and debris accumulate instead of clearing themselves. It is also poorly ventilated, humid, and subject to caloric stimulation by air and water
- The problems, in order of frequency:
- Accumulation of wax and debris, requiring regular cleaning under the microscope, every 6 to 12 months — and lifelong. This is the commonest problem and is the reason follow-up cannot be discharged
- The discharging (wet) cavity — from retained debris, recurrent infection (Pseudomonas), otomycosis, granulation tissue, exposed bone, or residual disease
Prevention and Management
- Prevention AT the original operation IS what determines whether A cavity behaves, and the surgical principles are specific:
- Lower the facial ridge to the level of the facial nerve, so no ledge obstructs the view or the drainage
- Saucerise the cavity — make it a smooth, shallow, round-edged bowl with no overhangs or dependent pockets
- Exenterate all air cells, especially at the tip, sinodural angle and zygomatic root.
- Perform an adequate meatoplasty — a wide meatus is what allows the cavity to ventilate, dry and be cleaned; this single step prevents more problems than any other
- Line the cavity with healthy skin or graft, and remove all diseased mucosa
- Reduce the cavity size where possible — obliteration with muscle, fascia, bone pate or cartilage, or reconstruction of the canal wall.
- Management of an established problem cavity:
- Regular aural toilet under the microscope, which resolves the majority of wet cavities by itself
- Topical antibiotic and antifungal preparations, guided by culture, and acidifying or drying agents; with cautery of granulations with silver nitrate or trichloroacetic acid
Nature and Causes
- An aural polyp is a smooth, reddish, pedunculated mass of granulation or oedematous mucosa arising from the middle ear or mastoid and prolapsing through a perforation into the external canal.
- It is a sign of underlying disease, never a diagnosis in itself.
- Causes — and the list must be worked through, because the polyp is only what is visible:
- Cholesteatoma (atticoantral CSOM) — the most important.
- Chronic suppurative otitis media of the tubotympanic type, with polypoid mucosa prolapsing through a large central perforation
- A retained foreign body or a grommet acting as a nidus.
- Tuberculous otitis media, with pale exuberant granulations
- Malignancy — squamous carcinoma of the middle ear or canal, and in a child, rhabdomyosarcoma.
- Glomus tumour (paraganglioma), which is vascular, pulsatile and bleeds profusely — and is the reason blind avulsion can be disastrous
- An aberrant internal carotid artery or a high dehiscent jugular bulb.
- Fungal disease and inflammatory granulations in a mastoid cavity
Management
- The cardinal rule IS never TO avulse AN aural polyp blindly. This is the whole clinical point of the topic, and the reasons are:
- It may be attached to the ossicles — traction can dislocate the stapes and cause a dead ear with severe vertigo
- It may arise through a labyrinthine fistula, and avulsion opens the labyrinth
- It may be attached to the facial nerve where the canal is dehiscent, causing permanent palsy
- It may be a glomus tumour or an aberrant carotid, causing catastrophic haemorrhage
- It may extend intracranially through an eroded tegmen, so that traction tears dura or brain — an encephalocele may present as a "polyp"
- Correct management:
- Image first where there is any doubt, and always before removing a polyp that is pulsatile, bleeds readily, or is associated with neurological signs
- Take a biopsy of the surface under vision if malignancy or tuberculosis is suspected — but a biopsy is not an avulsion, and vascular lesions should not be biopsied in the clinic
- Remove it under microscopic vision, using cup forceps or a snare, dividing the pedicle rather than pulling, and ideally as part of the definitive operation
- Send all tissue for histopathology, without exception — this is how tuberculosis, rhabdomyosarcoma and carcinoma are found
Acute Mastoiditis in the Antibiotic Era
- Masked (latent, subacute) mastoiditis is continuing coalescent infection of the mastoid in which antibiotic treatment has suppressed the classical signs without eradicating the disease.
- Bone destruction proceeds silently, and a complication may be the first obvious event.
- It arises when acute otitis media is treated with an antibiotic that is inadequate in dose, duration, spectrum or penetration — enough to suppress symptoms, not enough to sterilise the mastoid. It is therefore a disease created by treatment, and is commoner where antibiotics are freely available without supervision, as in much of India
Recurrent Acute Otitis Media and Prevention
- Recurrent acute otitis media is conventionally defined as 3 or more episodes in 6 months, or 4 or more in 12 months, with complete resolution between
- Risk factors, divided into those that can and cannot be changed:
- Unmodifiable — young age (the infant Eustachian tube); male sex; a family history; craniofacial anomalies — cleft palate and down syndrome; immunodeficiency; and primary ciliary dyskinesia
- Modifiable, and these are what should be addressed at the consultation — passive smoking; bottle-feeding, especially lying flat, and lack of breastfeeding; prolonged pacifier (dummy) use; day-care attendance and crowding; untreated allergic rhinitis and adenoid disease; and malnutrition and anaemia
- Assessment — confirm the diagnosis of the episodes (many are over-diagnosed); check the ear is normal between episodes, since persistent effusion means a different problem; examine the nose, adenoid and palate; test the hearing; and consider immunological assessment where episodes are severe, frequent or accompanied by infections elsewhere
- Prevention:
- Address the modifiable factors first — stopping household smoking, breastfeeding, upright feeding and discontinuing the dummy after 6 months. These cost nothing and are consistently omitted in favour of prescriptions
- Vaccination — pneumococcal conjugate vaccine and annual influenza vaccine, both of which have measurably reduced incidence
- Treat allergic rhinitis and sinusitis
- Antibiotic prophylaxis (long-term low-dose amoxicillin) reduces episodes only modestly and promotes resistance, and is now rarely recommended — a change from older teaching worth stating explicitly
- Grommet insertion is the surgical option of choice, reducing the frequency of episodes and allowing any that occur to be treated with topical rather than systemic antibiotics
- Adenoidectomy, particularly with nasal obstruction or at a second set of grommets
- Follow up until the ear and hearing are normal between episodes, since unrecognised persistent effusion is the commonest reason recurrence appears to continue
Classification
- A complication of suppurative otitis media is spread of infection beyond the confines of the middle ear cleft and its pneumatised extensions.
- Complications are classified as intratemporal (extracranial) and intracranial.
- Intratemporal (extracranial) complications — acute mastoiditis and its abscesses (postauricular, BEZOLD, Citelli, Luc, zygomatic); petrositis; facial nerve palsy; labyrinthitis and labyrinthine fistula; and masked mastoiditis
Predisposing Factors and Pathways of Spread
- Predisposing factors — cholesteatoma, which is much the most important because it erodes bone; a virulent organism; inadequate or partial antibiotic treatment, which suppresses signs while disease advances; poor host resistance — malnutrition, diabetes, immunosuppression, extremes of age; obstruction to drainage, such as a blocked aditus or a perforation that closes over; a well-pneumatised mastoid; and previous surgery or trauma creating a defect
| Route of spread | Mechanism and comment |
|---|---|
| Direct bone erosion (osteitis) |
|
| Preformed pathways |
|
| Retrograde thrombophlebitis |
|
| Haematogenous spread | Rare; may cause distant abscess or meningitis |
| Along the perivascular spaces | Of vessels traversing bone, another route requiring no erosion |
| The important practical point | Because thrombophlebitis and preformed pathways need NO bone destruction, a normal CT of the temporal bone does not exclude an intracranial complication |
Recognising a Complication
- The single most useful principle IS that A chronically discharging ear does not hurt. Uncomplicated chronic suppurative otitis media is painless. So the appearance of pain in a chronically discharging ear is a warning sign and must never be dismissed as an exacerbation
- The alarm features, each of which points to a specific complication:
- Pain, especially deep or nocturnal headache — extradural abscess, brain abscess, petrositis
- Fever with rigors in a discharging ear — lateral sinus thrombophlebitis until proved otherwise
- Vertigo, or a positive fistula sign — labyrinthine fistula or labyrinthitis
- Facial weakness — facial canal erosion; an indication for urgent surgery
- Sudden profuse discharge followed by relief — drainage of a collection into the ear
- Persistent headache, vomiting, drowsiness or altered behaviour — raised intracranial pressure; brain abscess
- Neck stiffness and photophobia — meningitis
- Diplopia — a sixth nerve palsy, from petrositis (Gradenigo) or raised intracranial pressure
- Blurred vision with papilloedema and few other signs — otitic hydrocephalus
- Seizures, dysphasia or hemiparesis — temporal lobe abscess
- Ataxia, nystagmus, past-pointing or dysdiadochokinesia — cerebellar abscess
- A patient who is simply "not right" or unusually drowsy — which in practice is often the earliest change noticed by the family
- Examination must therefore extend beyond the ear — temperature chart; conscious level; fundoscopy for papilloedema; all cranial nerves; meningism; cerebellar signs; and the neck for tenderness along the jugular vein
- Principles OF management, which apply to all of them:
- Admit, and treat as an emergency
- High-dose intravenous antibiotics that cross the blood-brain barrier — a third-generation cephalosporin with metronidazole for anaerobic cover, adjusted by culture
- Urgent imaging — contrast-enhanced CT of the brain and high-resolution CT of the temporal bone, with MRI where available.
- Neurosurgical involvement where there is an intracranial collection
Otogenic Meningitis
- Otogenic meningitis is inflammation of the leptomeninges secondary to middle ear or mastoid infection.
- It is the commonest intracranial complication of otitis media, and is the commonest cause of death from ear disease in children.
- Routes — in acute otitis media, chiefly through preformed pathways (the oval and round windows, the cochlear aqueduct, congenital dehiscences and the petrosquamous suture) and by haematogenous spread; in chronic disease, by bone erosion from cholesteatoma, by extension from an extradural or brain abscess, or through a labyrinthine fistula
Extradural and Subdural Abscess
- Extradural (epidural) abscess is a collection of pus between the bone and the dura, and is the commonest intracranial complication after meningitis
- It arises by direct bone erosion, of the tegmen (giving a middle fossa collection) or of the sinus plate (a perisinus abscess)
- The difficulty IS that IT IS frequently silent, and is most often discovered incidentally at mastoid surgery when granulation tissue and pus are found on exposed dura
- When it does declare itself — persistent deep-seated headache on the affected side; low-grade fever; malaise; and, characteristically, profuse pulsatile discharge from the ear that relieves the headache as the abscess drains
- Investigation — contrast CT or MRI, showing a lentiform collection with dural enhancement, and bony erosion on temporal bone CT
- Treatment — intravenous antibiotics and surgical drainage.
- Subdural abscess (empyema) lies between the dura and the arachnoid, and is far more dangerous because there is no anatomical barrier to its spread over the cerebral convexity
- It is rarer but has a much higher mortality, and is more often sinogenic than otogenic
- Features — rapid deterioration, with high fever, severe headache, meningism, seizures (which are common and often focal), rapidly progressive focal neurological deficit and falling conscious level — the combination of meningeal and focal signs progressing quickly is characteristic
- Investigation — urgent contrast CT or, preferably, MRI.
- Treatment — urgent neurosurgical drainage by burr holes or craniotomy, high-dose intravenous antibiotics, anticonvulsants, and management of raised intracranial pressure; with mastoid surgery to the source once stabilised
- Scan before you tap; a coexisting abscess or raised pressure turns a lumbar puncture into coning
- Neck stiffness is absent in infants, who show a bulging fontanelle, high-pitched cry and refusal of feeds instead
- Give dexamethasone with or before the first antibiotic in pneumococcal meningitis, which reduces deafness and neurological sequelae
- Test hearing early after meningitis; labyrinthine ossification begins within weeks and can make implantation impossible
- Recurrent meningitis means a persistent defect — a CSF fistula, a Mondini malformation or an old temporal bone fracture
- Low CSF glucose distinguishes bacterial disease, below about forty per cent of the blood level, with raised polymorphs and protein
- Operate on the ear once the patient is stable; leaving the source means the meningitis returns
- Chronic disease grows Gram-negatives and anaerobes, quite unlike the pneumococcus and haemophilus of acute otitis media
- Extradural abscess is often silent, and is most commonly discovered incidentally during mastoid surgery
- Pulsatile discharge that relieves headache suggests an extradural abscess draining into the ear
- Expose healthy dura on all sides when draining an extradural abscess, and do not incise the dura itself
- Subdural empyema spreads unchecked over the convexity, having no anatomical barrier.
- Meningeal plus rapidly progressive focal signs suggest subdural empyema rather than meningitis alone
- MRI beats CT for a thin subdural collection, which plain CT may miss entirely at the convexity
- Subdural empyema is more often sinogenic than otogenic, so the paranasal sinuses must be assessed as well
- Start antibiotics before the culture returns; delay while awaiting results costs lives in meningitis
- Projectile vomiting without nausea indicates raised intracranial pressure rather than a gastrointestinal cause
- Seizures in subdural empyema are common and focal, and anticonvulsant cover is given prophylactically
Nature and Pathology
- An otogenic brain abscess is a focal collection of pus within the brain substance arising from middle ear or mastoid infection.
- It carries the highest mortality of all otitic complications, and remains a significant cause of death in young people in India.
- The two sites are the temporal lobe and the cerebellum.
| Feature | Temporal lobe abscess | Cerebellar abscess |
|---|---|---|
| Route | Through the tegmen into the middle fossa | Through trautmann triangle or the sinus plate into the posterior fossa |
| Frequency | About twice as common | Less common; often with lateral sinus thrombosis |
| Speech | Nominal aphasia if the dominant lobe is involved — the inability to name common objects. An early and easily elicited sign | Normal |
| Visual field | Contralateral upper quadrantic homonymous defect (a "pie in the sky") from involvement of MEYER loop | Normal |
| Motor | Contralateral hemiparesis and facial weakness of upper motor neurone type | Ipsilateral limb ataxia and weakness |
| Coordination | Normal | Ipsilateral past-pointing, intention tremor, dysdiadochokinesia, dysmetria and hypotonia |
| Gait | Normal or hemiparetic | Ataxic, with falling toward the side of the lesion |
| Nystagmus | Absent | Coarse nystagmus, worse and slower on looking toward the lesion |
| Seizures | Common, and may be the presenting event | Uncommon |
| Pupil | Ipsilateral third nerve palsy with a dilated pupil in uncal herniation — a terminal sign | Tonsillar herniation with neck stiffness and respiratory arrest |
Investigation and Management
- Contrast-enhanced CT of the brain is the standard investigation, showing a hypodense centre with ring enhancement and surrounding oedema, with mass effect and midline shift
- MRI is superior, particularly for early cerebritis and posterior fossa lesions.
- High-resolution CT of the temporal bone defines the ear disease and the bony defect
- Lumbar puncture IS absolutely contraindicated — it risks coning and death, and it will not establish the diagnosis
- Blood cultures, inflammatory markers, and culture of the aspirated pus including anaerobic culture
- Management is a neurosurgical and otological emergency, and it is joint:
- High-dose intravenous antibiotics crossing the blood-brain barrier — a third-generation cephalosporin with metronidazole, with vancomycin where staphylococcus is likely — continued for 6 to 8 weeks
- Control of raised intracranial pressure with mannitol and dexamethasone, and anticonvulsants
- Neurosurgical drainage — repeated aspiration through a burr hole, which is preferred; or excision of the capsule for a multiloculated, thick-walled or recurrent abscess
- Mastoid surgery to eradicate the ear disease, which is essential: a brain abscess whose source is left will recur. The timing is decided jointly — the abscess is addressed first, and the ear as soon as the patient is stable, sometimes at the same sitting
- Prognosis — mortality has fallen greatly with imaging and antibiotics but remains significant, and depends chiefly on the conscious level at presentation. Rupture into the ventricle is fatal
- Survivors may have persistent epilepsy and neurological deficit, and need long-term follow-up
- The latent stage is why the diagnosis is missed; the patient seems well for days or weeks between cerebritis and manifest disease
- Absence of fever does not exclude a brain abscess, and the temperature is frequently normal in the manifest stage
- Ask the patient to name a pen and a watch; nominal aphasia is an early sign of dominant temporal lobe abscess and costs nothing
- Temporal lobe abscess is twice as common as cerebellar, and follows erosion of the tegmen
- Cerebellar abscess often accompanies sinus thrombosis, both arising through the sinus plate and Trautmann triangle
- Falling toward the side of the lesion is characteristic of a cerebellar abscess, along with ipsilateral incoordination
- Metronidazole is essential, since otogenic abscesses are frequently anaerobic or mixed
- Never do a lumbar puncture; it risks coning and will not establish the diagnosis
- Diffusion-weighted MRI separates abscess from tumour, an abscess restricting diffusion where a cystic tumour does not
- MRI is superior in the posterior fossa, where bone artefact degrades the CT and a cerebellar abscess may be missed
Nature and Presentation
- Lateral (sigmoid) sinus thrombophlebitis is inflammation and thrombosis of the lateral venous sinus secondary to middle ear or mastoid infection.
- It is important because it is a treatable cause of a septicaemic illness that is readily attributed to something else.
- Pathogenesis proceeds in an orderly sequence, and knowing it explains every sign: infection erodes or spreads through the sinus plate → a perisinus abscess forms → the sinus wall becomes inflamed (phlebitis) → a mural thrombus forms on the intima → the thrombus propagates and occludes the lumen → it breaks down and becomes infected, releasing septic emboli into the circulation
Investigation and Treatment
- Blood culture taken during a rigor gives the highest yield.
- Full blood count showing polymorphonuclear leucocytosis and anaemia, which is characteristic of the prolonged septic course
- Contrast-enhanced CT shows the delta (empty triangle) sign — enhancement of the dural wall around a non-enhancing intraluminal clot — and shows the bone and any coexisting abscess
- MR venography (or CT venography) is the investigation of choice, demonstrating absent flow in the sinus and the extent of propagation into the jugular vein and other sinuses
- High-resolution CT of the temporal bone for the ear disease
- Treatment:
- High-dose intravenous antibiotics, broad-spectrum with anaerobic cover, continued for several weeks and guided by culture
- Surgery on the ear — mastoidectomy (canal wall down) to eradicate the disease, with exposure of the sinus plate and removal of the perisinus abscess and granulations until healthy sinus wall is seen on either side
- Whether to open the sinus and evacuate the clot is debated. The modern view is that the sinus need not be opened routinely, since antibiotics and drainage of the perisinus infection suffice; it is reserved for a patient who remains septic despite adequate treatment, when the thrombus is aspirated or the sinus incised and the infected clot removed
- Ligation of the internal jugular vein, once routine, is now rarely performed, and is reserved for continuing septic emboli despite treatment
- Anticoagulation remains controversial — it may limit propagation of thrombus and reduce embolisation, particularly with extension into the cavernous or sagittal sinus, but risks haemorrhage. It is used selectively, and the decision is individualised
- Supportive care — correction of anaemia and dehydration, and nutrition.
- Prognosis is good with prompt treatment; the sinus recanalises in many, and the collateral venous drainage is adequate even if it does not
- Look for coexisting complications — particularly cerebellar abscess and otitic hydrocephalus, both of which are associated with lateral sinus thrombosis and are easily overlooked once the first diagnosis is made
- Take the blood culture during the rigor; bacteraemia is intermittent and this single timing change alters the yield
- The picket-fence pattern matters more than the height of the fever, rising with a rigor and falling by crisis with sweating
- Griesinger sign is oedema behind the mastoid from emissary vein thrombosis, and should be looked for deliberately
- The delta sign on contrast CT shows an enhancing dural wall around a non-enhancing clot
- MR venography is the investigation of choice, showing absent flow and the extent of propagation into the jugular vein
- Antibiotics mask the classical picture, so a patient merely failing to improve deserves venography rather than reassurance
- Anaemia is characteristic of the prolonged septic course and should be corrected alongside the antibiotic
- The sinus need not be opened routinely; drainage of the perisinus infection with antibiotics suffices
- Jugular ligation is now rarely performed, and is reserved for continuing septic emboli despite adequate treatment
- Anticoagulation remains controversial and is used selectively, balancing propagation against haemorrhage
- Septic emboli lodge in the lungs first, causing abscesses and empyema, so a chest film is part of the assessment
- Palpate the neck for a tender cord along the internal jugular vein.
Labyrinthine Fistula
- A labyrinthine fistula is an abnormal communication between the middle ear and the labyrinth, created by erosion of the bony capsule.
- The lateral (horizontal) semicircular canal is by far the commonest site, because its prominence lies in the medial wall of the attic where cholesteatoma sits.
- Cause — cholesteatoma in the great majority; also chronic osteitis, trauma, previous surgery, tumour and syphilis
Labyrinthitis
| Type | Features and management |
|---|---|
| Circumscribed (perilabyrinthitis) |
|
| Serous (toxic) labyrinthitis |
|
| Suppurative (purulent) labyrinthitis |
|
| The direction of nystagmus is the key discriminator | Toward the diseased ear = irritative = serous = potentially reversible. Away from the diseased ear = paralytic = suppurative = the labyrinth is lost |
| Chronic and latent labyrinthitis | Slow, progressive sensorineural loss and imbalance with chronic ear disease |
| Labyrinthine ossification (labyrinthitis ossificans) | New bone fills the cochlea after suppurative labyrinthitis, especially after meningitis. Begins within weeks — hence the urgency of cochlear implantation |
- Suppurative labyrinthitis is a medical and surgical emergency, not because the ear can be saved — it cannot — but because the labyrinth is the gateway to the meninges through the internal acoustic meatus and the cochlear aqueduct. Labyrinthitis is therefore a warning of impending meningitis
- Management of suppurative labyrinthitis — admit; high-dose intravenous antibiotics crossing the blood-brain barrier; vestibular sedatives briefly and fluids for vomiting; urgent mastoid surgery to eradicate the source; and labyrinthectomy only where infection persists or to drain the labyrinth in the presence of meningitis
- Do not continue vestibular sedatives beyond a few days.
- Encourage early mobilisation and vestibular exercises.
- Test hearing early and consider cochlear implantation urgently where the loss is profound, before ossification
- The lateral semicircular canal is the commonest site, its prominence lying exactly where attic cholesteatoma sits
- Ask about vertigo on nose-blowing or straining; pressure-provoked vertigo is the symptom that suggests a fistula
- A negative fistula test may mean a dead labyrinth, which is not reassurance but the worst possible result
- Hennebert sign is a false positive, occurring in congenital syphilis and Meniere disease without any fistula
- Get a CT before operating on a suspected fistula, since the surgical plan depends on its size and site
- The matrix over a fistula may be left and exteriorised, particularly in an only hearing ear or where the fistula is large
- Remove the matrix last if at all, gently and under irrigation, and seal the fistula immediately with fascia or bone pate
- Nystagmus toward the diseased ear is irritative and suggests serous labyrinthitis that may still be reversible
- Nystagmus away from the diseased ear is paralytic and means the labyrinth has been destroyed
- Labyrinthitis is a warning of meningitis, the labyrinth being the gateway through the internal meatus and cochlear aqueduct
- Stop vestibular sedatives after a few days; they delay the central compensation that is the patient only route to recovery
- Reassure that vertigo settles even with a dead labyrinth.
- Encourage early mobilisation and exercises, which accelerate compensation and shorten the disability
- Ossification begins within weeks after suppurative labyrinthitis, which is why implantation cannot wait for convalescence
- Serous labyrinthitis is toxin diffusion through the round window without organisms entering the labyrinth itself
Mechanism and Presentation
- Facial nerve palsy complicating otitis media results from involvement of the nerve in its tympanic (horizontal) or mastoid (vertical) segment within the temporal bone.
- It is a lower motor neurone palsy, involving the whole side of the face including the forehead.
- The anatomical basis is the dehiscence of the facial canal, which is present in 10 to 15% of people, most often in the tympanic segment above the oval window. Where the canal is dehiscent, the nerve is separated from infection only by its sheath
- IN acute otitis media — the mechanism is inflammatory oedema and neuropraxia, with toxins reaching the nerve through a dehiscence. It is commoner in children, is incomplete, and has an excellent prognosis
- Treatment in acute disease — myringotomy to drain the middle ear, intravenous antibiotics, and corticosteroids. Recovery is the rule, and mastoidectomy is not required unless there is coalescent mastoiditis or no improvement
- IN chronic otitis media with cholesteatoma — the mechanism is bone erosion with direct pressure and invasion of the nerve. It is a disease of adults, is often complete, and the prognosis is far worse
- Facial palsy IN chronic ear disease IS AN absolute indication for urgent surgery.
- Assessment — confirm it is lower motor neurone by testing the forehead; grade it by the house-brackmann scale (I to VI) and record this at every visit; perform topodiagnostic tests (Schirmer, stapedial reflex, taste) where useful; and electroneuronography and electromyography to assess degeneration and prognosis
- Investigation — high-resolution CT of the temporal bone to define the disease and the facial canal, and audiometry
- Surgery — mastoid exploration with removal of all disease and decompression of the nerve along the involved segment, opening the sheath only if the nerve is clearly compressed; the epineurium is not opened where the nerve is in continuity
- Where the nerve is transected — by disease, trauma or surgery — primary end-to-end anastomosis or a cable graft (greater auricular or sural nerve), with hypoglossal-facial anastomosis as a later option
- The eye IS the immediate responsibility in every facial palsy — lubricant drops, ointment and taping at night, and tarsorrhaphy where the cornea is threatened, particularly if corneal sensation is impaired
- Other otological causes to remember — malignant otitis externa in an elderly diabetic; RAMSAY hunt syndrome; temporal bone fracture; malignancy of the middle ear or parotid; tuberculous otitis media, in which palsy occurs early; and iatrogenic injury at mastoid surgery
Petrositis
- Petrositis (apical petrositis) is infection of the air cells of the petrous apex, spreading from the middle ear and mastoid.
- It occurs only in the 30% or so of people whose petrous apex is pneumatised — a fact that explains why it is uncommon.
- The petrous apex cells communicate with the mastoid and middle ear by tracts around the labyrinth, and infection follows these routes
- The classical presentation IS gradenigo’S syndrome, a triad that follows directly from the anatomy of the petrous apex:
- 1. Persistent otorrhoea — a discharging ear that will not settle despite treatment
- 2. Severe deep facial and retro-orbital pain in the distribution of the trigeminal nerve.
- 3. Ipsilateral sixth (abducens) nerve palsy with diplopia.
Otitic Hydrocephalus
- Otitic hydrocephalus is raised intracranial pressure with normal ventricles and normal CSF composition, complicating otitis media. The name is a misnomer: there is NO hydrocephalus.
- Mechanism — thrombosis of the lateral sinus, extending to the superior sagittal sinus or the torcula.
- It is commoner in children and adolescents
- Features — severe persistent headache; papilloedema; vomiting; blurring of vision, transient visual obscurations and diplopia from a sixth nerve palsy.
- Investigation — CT or MRI showing normal or small ventricles with NO mass lesion; MR venography to demonstrate the sinus thrombosis; and, only after imaging, a lumbar puncture showing markedly raised pressure with normal cell count, protein and glucose — which is the diagnostic combination
- The threat IS TO vision, not to life: sustained papilloedema causes secondary optic atrophy and permanent blindness. Visual acuity and fields must be monitored serially.
- Treatment — antibiotics and eradication of the ear disease by mastoidectomy; acetazolamide to reduce CSF production; corticosteroids; and repeated therapeutic lumbar punctures to lower the pressure
- Where vision is threatened despite this — optic nerve sheath fenestration to protect the nerve, or a lumboperitoneal or ventriculoperitoneal shunt
- The prognosis is good if vision is protected, and the condition resolves as the venous drainage compensates
- Only a pneumatised petrous apex can become infected.
- The trigeminal ganglion sits on the petrous apex, which is why the pain is retro-orbital and severe
- The sixth nerve runs in Dorello canal beside the apex, which is why diplopia completes the triad
- Cholesterol granuloma is bright on both T1 and T2, which is a distinctive MRI signature at the petrous apex
- Trapped apical fluid is a common incidental finding and needs nothing if the patient is asymptomatic
Cerebrospinal Fluid Otorrhoea
- CSF otorrhoea is leakage of cerebrospinal fluid from the ear, through a defect in the dura and the bone of the middle or posterior cranial fossa.
- Where the drum is intact, the fluid passes down the eustachian tube and appears as CSF rhinorrhoea instead.
- Causes — temporal bone fracture.
- The critical significance IS the risk OF meningitis.
- Features — clear, watery discharge from the ear or nose; increasing on straining, coughing, bending forward or Valsalva; a salty taste; positional headache; and conductive hearing loss where CSF fills the middle ear
- A clear effusion behind an intact drum after head injury should raise the possibility, and myringotomy releasing clear fluid confirms it
- Diagnosis:
- The halo (double-ring) sign — blood-stained fluid on tissue paper separates into a central red spot with a clear halo. It is suggestive but not reliable, since other fluids do the same
- Glucose testing — CSF contains glucose whereas nasal secretion does not; but it is unreliable because blood contamination gives false positives
- Beta-2 transferrin is the investigation of choice — it is found only in CSF, perilymph and aqueous humour, is highly sensitive and specific, and requires only a small sample. Beta-trace protein is an alternative
- Localisation — high-resolution CT for the bony defect; MRI cisternography, which is non-invasive and shows the CSF column; and CT cisternography with intrathecal contrast for a difficult case
- Management — conservative first for a traumatic leak, since the majority close spontaneously within 7 to 10 days: bed rest with the head elevated, avoidance of straining, nose-blowing and Valsalva, stool softeners, and a lumbar drain where it persists
Encephalocele and Meningoencephalocele
- An encephalocele is herniation of brain, and a meningocele of meninges, through a defect in the tegmen into the middle ear or mastoid
- Causes — previous mastoid surgery.
- The danger IS that IT looks like A polyp OR granulation tissue, and avulsing it tears brain and dura, causing a CSF leak, meningitis or worse. This is the practical reason the condition is taught
- Features suggesting it — a smooth, pale, pulsatile mass in the attic or a mastoid cavity.
- Never biopsy OR avulse A pulsatile mass IN the attic OR A mastoid cavity until it has been imaged
- Investigation — high-resolution CT showing the tegmen defect, and MRI.
Complications of Ear Surgery
- Every otological operation carries a characteristic set of risks, and knowing them is what makes consent meaningful rather than a formality
- Facial nerve injury is the most feared, occurring at mastoidectomy, stapes surgery and parotid surgery. The nerve is at greatest risk where the canal is dehiscent (10 to 15%), where anatomy is distorted by disease or previous surgery, and in the infant, whose stylomastoid foramen is superficial
- Its prevention — knowing the landmarks (the lateral semicircular canal, the digastric ridge, the short process of the incus); working from known to unknown; preoperative CT; and facial nerve monitoring, which is now standard in revision surgery
- If a palsy is noticed postoperatively — first exclude the effect of local anaesthetic.
- Sensorineural hearing loss or a dead ear — from drilling on an intact ossicular chain (which transmits enormous acoustic energy to the cochlea, and is why the incus is removed before drilling near a fixed chain), from opening the labyrinth, from suction on an open vestibule, and from noise
- Vertigo — from labyrinthine injury, a fistula, or perilymph leak
- Chorda tympani injury, causing metallic taste and dry mouth, which is common, temporary, and should be mentioned at consent because it distresses patients who were not warned
- Dural exposure and CSF leak, and rarely encephalocele
- Sigmoid sinus injury with troublesome bleeding, controlled by pressure and surgicel rather than by ligation
- Graft failure, residual and recurrent cholesteatoma, and cavity problems
- Wound infection, perichondritis, meatal stenosis and keloid
- Specific to stapes surgery — dead ear in 1%.
- Specific to grommets — otorrhoea, blockage, early extrusion, persistent perforation and tympanosclerosis
- Anaesthetic considerations — the oculocardiac-like reflex and bradycardia on traction, postoperative nausea and vomiting.
- The medicolegal point — the majority of complaints after ear surgery concern outcomes that were not discussed beforehand, particularly taste disturbance, tinnitus, vertigo, a persistent cavity and failure to improve hearing. Document the discussion, not merely the consent form
- Exclude local anaesthetic first in a postoperative facial palsy, then remove the pack, before considering exploration
- Immediate complete palsy suggests transection and delayed incomplete palsy suggests oedema.
- Use facial nerve monitoring in revision surgery, where the landmarks are distorted and the nerve unpredictable
- Work from known landmarks toward the unknown, keeping the lateral canal and digastric ridge in view throughout
- Warn about taste disturbance explicitly; it is common, temporary, and greatly distresses patients who were not told
When to Suspect and What to Order
- The investigation OF A suspected otogenic complication IS A sequence, and the order matters more than the list
- The clinical triggers — in a patient with acute or chronic ear disease: pain in a chronically discharging ear; fever with rigors; persistent or severe headache; vomiting, drowsiness or altered behaviour; vertigo or a positive fistula sign; facial weakness; diplopia; neck stiffness; seizures or focal neurological signs; and failure to improve on adequate treatment
- Bedside assessment first, and it is free — conscious level; temperature chart (looking for the swinging pattern); fundoscopy for papilloedema; all cranial nerves; meningism; cerebellar signs; nominal aphasia; and the neck along the jugular vein
- Blood — full blood count (leucocytosis, and anaemia suggesting a prolonged septic course); ESR and CRP; blood glucose; and blood cultures, taken during a rigor where sinus thrombosis is suspected
- Microbiology — ear swab, and pus from the mastoid at surgery, sent for aerobic, anaerobic and fungal culture, and for acid-fast bacilli and GeneXpert where tuberculosis is possible
Rules, Pitfalls and Interpretation
- The rules that matter most:
- 1. Image before lumbar puncture, always, where there is any suspicion of a space-occupying lesion or raised pressure — because coning kills
- 2. Lumbar puncture is contraindicated in brain abscess and subdural empyema; it is essential in meningitis and diagnostic in otitic hydrocephalus — but in all three cases only after a scan
- 3. A normal temporal bone CT does not exclude AN intracranial complication.
- 4. Absence OF fever does not exclude A brain abscess; the temperature is frequently normal in the manifest stage
- 5. Antibiotics mask everything — partial treatment removes the rigors, the meningism and the swelling while the disease advances. A patient who is simply not improving deserves imaging, not another antibiotic
- 6. Finding one complication does not end the search. They frequently coexist — cerebellar abscess with lateral sinus thrombosis, otitic hydrocephalus with sinus thrombosis, meningitis with labyrinthitis, and extradural abscess with almost anything
- 7. DO not let the scan delay treatment — antibiotics are started before the imaging in a septic or deteriorating patient
- Specific investigations for specific questions:
- Audiometry and tuning fork tests in all cases, to document the hearing before any intervention and for medicolegal record
- Fistula test for a labyrinthine fistula, remembering the false negative of a dead labyrinth
- Caloric testing to assess residual labyrinthine function
Extracranial Complications Not Yet Covered
- Subperiosteal abscesses arise when pus from a coalescent mastoid perforates the cortex, and each is named for its direction:
- Postauricular abscess — through the lateral cortex, the commonest, giving the classical swelling that obliterates the retroauricular sulcus and pushes the pinna out and forward
- BEZOLD abscess — through the thin medial wall of the mastoid tip, tracking deep to sternocleidomastoid into the neck. It gives a tender neck swelling with torticollis and NO postauricular swelling, and is therefore missed. It cannot occur in an infant, whose mastoid tip has not developed
Prevention and the Changing Pattern
- The pattern OF otogenic complications has changed, and understanding how IS itself examinable:
- The incidence has fallen greatly in high-income countries with antibiotics, vaccination and access to care — but remains substantial in India and other low-income settings
- The presentation has become atypical: partial antibiotic treatment produces masked mastoiditis, low-grade illness without rigors, and abscesses presenting with few signs. The classical textbook picture is now the exception
- The balance has shifted from acute to chronic disease as the source, and therefore from children to adults, and from meningitis toward brain abscess and sinus thrombosis
- Diagnosis is now radiological rather than clinical.
- Mortality has fallen but remains real, and is determined chiefly by delay in diagnosis and by the conscious level at presentation
- Prevention, which is where the real gain lies:
- Adequate and complete treatment of acute otitis media — correct drug, correct dose, full course, and follow-UP until the drum and hearing are normal
- Do not give partial or inappropriate antibiotics, which is the specific mechanism that creates masked disease — and which is encouraged by over-the-counter availability in India
- Early definitive surgery for cholesteatoma, rather than years of drops and repeated toilet. Cholesteatoma is the single greatest preventable cause of otogenic complications
- Treat chronic suppurative otitis media properly — aural toilet, appropriate topical agents, treatment of the nose, and tympanoplasty once dry, rather than leaving a perforation for decades
- Immunisation — pneumococcal conjugate, haemophilus influenzae type b, measles and influenza vaccines, each of which reduces the burden of the disease that leads to complications
- Improve nutrition and living conditions, and address passive smoking
- Educate patients and primary care staff — that a discharging ear is not normal, that it should not simply be dried and ignored, and that pain, fever, headache, dizziness or facial weakness in a discharging ear require immediate referral
Nature and Presentation
- Cavernous sinus thrombosis is septic thrombosis of the cavernous sinus.
- Otogenic cases reach it by extension along the superior and inferior petrosal sinuses from a thrombosed lateral sinus, or from petrositis.
- It is rare but among the most lethal of the complications.
- Most cases are not otogenic — the commoner sources are the "danger area" of the face (the upper lip, nose and medial canthus), the sphenoid and ethmoid sinuses, the orbit and the teeth — because the facial and ophthalmic veins are valveless and communicate freely with the sinus. This is why a furuncle of the lip or nose must never be squeezed
- Organism — staphylococcus aureus in the majority, then streptococci, Gram-negative organisms and anaerobes; and mucormycosis in the diabetic or immunocompromised.
- The clinical picture follows from the contents OF the sinus, and reciting the contents gives the signs: the internal carotid artery and sympathetic plexus, and cranial nerves III, IV, V1, V2 and VI — the sixth nerve lying free within the sinus beside the carotid, and therefore affected earliest
- Features — sepsis with high swinging fever, rigors and severe headache; proptosis and chemosis with periorbital oedema; ophthalmoplegia, beginning with a sixth nerve palsy and progressing to a total external ophthalmoplegia; ptosis and a fixed dilated pupil; reduced sensation over V1 and V2 with a lost corneal reflex; papilloedema and retinal venous engorgement with falling vision; and altered consciousness
- The single most characteristic feature IS spread TO the opposite eye within 24 to 48 hours, through the intercavernous sinuses. Bilateral orbital signs in a septic patient are close to diagnostic, and distinguish it from orbital cellulitis.
- Differential — orbital cellulitis (unilateral, no cranial nerve palsies beyond the orbit, better prognosis); orbital apex syndrome; and mucormycosis, in which a black eschar on the palate or nasal mucosa must be looked for in every diabetic
- Investigation — contrast-enhanced CT and, preferably, MRI with MR venography, showing filling defects, sinus expansion and bulging of the lateral wall, with thrombosis of the superior ophthalmic vein; blood cultures; and imaging of the ear and paranasal sinuses to find the source
- Lumbar puncture may show a meningitic picture but is performed only after imaging
- Treatment — high-dose intravenous antibiotics with staphylococcal and anaerobic cover, crossing the blood-brain barrier, for 3 to 4 weeks; antifungal therapy with amphotericin and urgent debridement where mucormycosis is suspected
Types of Hearing Loss
- Hearing loss is classified by the site of the lesion into conductive, sensorineural, mixed, central and functional (non-organic).
- Establishing the type precedes establishing the cause, and it can be done with a tuning fork.
- Conductive loss arises anywhere from the pinna to the stapes footplate — the sound-conducting apparatus. The cochlea is normal, so bone conduction is normal and there is an air-bone gap
Causes
| Site | Causes of hearing loss |
|---|---|
| External ear (conductive) | Wax impaction; foreign body; otitis externa with canal oedema; keratosis obturans; exostoses; congenital atresia; stenosis; tumour |
| Tympanic membrane (conductive) | Perforation (traumatic or chronic); retraction and atelectasis; tympanosclerosis; thickening |
| Middle ear (conductive) | Otitis media with effusion — the commonest cause in children; acute and chronic suppurative otitis media; ossicular discontinuity or fixation; otosclerosis — the commonest cause of progressive conductive loss in a young adult with a normal drum; adhesive otitis media; glomus tumour |
| Cochlea (sensory) — congenital | Genetic (about half of congenital deafness; connexin 26 mutations are the commonest single cause); syndromic forms (Waardenburg, Usher, Pendred, Alport, Jervell and Lange-Nielsen); and inner ear malformations (mondini, large vestibular aqueduct) |
| Cochlea — perinatal and acquired in childhood | Torch infections, especially congenital rubella and cytomegalovirus (the commonest infective cause); prematurity, low birth weight, hypoxia and kernicterus; meningitis; measles and mumps |
| Cochlea — acquired in adults | Presbycusis — much the commonest overall; noise-induced loss; ototoxic drugs; meniere disease; sudden sensorineural loss; head injury and temporal bone fracture; labyrinthitis; autoimmune inner ear disease; syphilis |
| Nerve (retrocochlear) | Vestibular schwannoma (acoustic neuroma); meningioma and other cerebellopontine angle tumours; multiple sclerosis; neuropathy; auditory neuropathy spectrum disorder |
| Central | Brainstem stroke and tumour; auditory processing disorder; degenerative disease |
Clinical Approach
- The history should establish — which ear and whether both; the onset (sudden, rapid or gradual); the course (progressive, fluctuating or stable); and associated symptoms
- The pattern of onset is highly discriminating: sudden loss suggests vascular, viral, trauma or a perilymph fistula; fluctuating loss suggests meniere disease or a large vestibular aqueduct; slowly progressive suggests presbycusis, otosclerosis or a schwannoma
- Ask about discharge, pain, tinnitus, vertigo and facial weakness; about noise exposure at work and in recreation; about ototoxic drugs by name (aminoglycosides, furosemide, cisplatin, high-dose aspirin).
- Two questions are worth asking specifically: "Can you use the telephone on that side?", which uncovers a unilateral loss the patient has not noticed; and "Is it worse in a noisy room?", which suggests a cochlear or central problem rather than a conductive one
- Paracusis willisii — hearing better in noisy surroundings — is characteristic of otosclerosis and of conductive loss generally.
- Examination — otoscopy after clearing the canal; tuning fork tests; the facial nerve; the nose, postnasal space and throat; and cranial nerves and cerebellar signs where a schwannoma is possible
- Investigation — pure tone audiometry with masking; tympanometry and acoustic reflexes; speech audiometry; otoacoustic emissions and BERA; and imaging — CT for bone and middle ear disease, and MRI with gadolinium of the internal acoustic meatus for any asymmetric sensorineural loss
- The rule that must not BE forgotten: an asymmetric or unilateral sensorineural loss, or unilateral tinnitus, requires MRI to exclude a vestibular schwannoma — however plausible the alternative explanation seems
- Assess the disability, not only the audiogram — the effect on work, on family life and on safety.
- The maximum conductive loss is 60 decibels, so a greater loss proves a sensorineural component whatever the drum looks like
- A unilateral sensorineural loss is never central, because the pathway is bilateral above the cochlear nuclei
- Any asymmetric sensorineural loss needs an MRI of the internal acoustic meatus, however plausible the alternative explanation
- Otitis media with effusion is the commonest cause in children, and presbycusis much the commonest overall
- Otosclerosis is the commonest progressive conductive loss in a young adult with a normal drum and no history of ear disease
Tuning Fork Tests
- Tuning fork tests compare air and bone conduction and the two ears, and so establish the type of hearing loss at the bedside.
- A 512 Hz fork is used: lower frequencies are felt as vibration, and higher ones decay too quickly.
- The fork is struck on a firm but yielding surface — the elbow or knee — at about one-third from the free end, and struck gently, since a hard strike produces overtones that confuse the test
- For air conduction the vibrating prongs are held parallel to the canal 2 cm from it; for bone conduction the foot is pressed firmly on the mastoid
| Test result | Interpretation |
|---|---|
| Rinne positive both ears, Weber central | Normal hearing, or a symmetrical sensorineural loss |
| Rinne negative right, Weber to the right | Conductive loss in the right ear — the two findings agree. |
| Rinne positive both, Weber to the left | Sensorineural loss in the right ear (Weber goes to the better ear) |
| Rinne negative right, Weber to the left | The findings disagree — suspect a false negative RINNE from a dead right ear. Repeat with masking |
| Rinne negative both ears, Weber central | Bilateral conductive loss of similar degree |
| Reduced ABC | Sensorineural component present |
| Gelle negative with a normal drum | Ossicular fixation — suggests otosclerosis |
Assessment in Children and Limitations
- Tuning fork tests require a cooperative patient, and are unreliable below 4 to 5 years
- In the preverbal child — otoacoustic emissions and automated BERA for newborn screening; behavioural observation audiometry in the first months; distraction testing at 6 to 9 months; visual reinforcement audiometry from 6 months to 2 years, which is the most useful; and play audiometry from 2 to 4 years
- Never rely on a parent’s reassurance that the child hears: children with significant loss respond to visual cues, vibration and routine, and families are frequently confident about a deaf child
- The limitations of tuning fork tests — they are qualitative rather than quantitative; they miss losses below 15 to 20 dB; they test one frequency; they are subject to the false negative Rinne; and they depend on patient cooperation and on correct technique
- They therefore supplement rather than replace audiometry — but their great value is that they are immediate, free, and available where no audiometer exists.
- A discrepancy between the tuning fork tests and the audiogram should always be resolved rather than ignored: it means a technical error, incorrect masking, or a non-organic loss
- Strike the fork gently and a third from the free end; a hard strike produces overtones that confuse the result
- Use a 512 hertz fork; lower frequencies are felt as vibration and higher ones decay too quickly to be useful
- The Rinne becomes negative at about fifteen to twenty decibels, so it misses milder conductive losses entirely
- A false negative Rinne means a dead ear, the fork being heard through the skull by the opposite cochlea
- Mask the opposite ear with a Barany box whenever the Rinne and Weber disagree.
- Weber to the worse ear means conductive and to the better ear means sensorineural.
- Block your own ear during the Weber test; the sound moves to that side and demonstrates the mechanism in seconds
- Interpret Rinne and Weber together, never separately; their agreement is what makes either of them reliable
- Absolute bone conduction assumes a normal examiner, which is an obvious but frequently unstated limitation
- A negative Gelle indicates ossicular fixation, and is the classical though now historical test for otosclerosis
- The Stenger test detects feigned unilateral deafness, and is worth knowing where compensation is at issue
- Tuning fork tests are qualitative, test one frequency and miss mild losses, so they supplement rather than replace audiometry
- Their value is that they need no equipment, which matters greatly in district practice where no audiometer exists
Pure Tone Audiometry
- Pure tone audiometry (PTA) measures the threshold of hearing — the quietest sound heard at least half the time — for pure tones at each frequency, by air and by bone conduction.
- It is the standard quantitative test of hearing.
- The frequencies tested are 250, 500, 1000, 2000, 4000 and 8000 Hz, with 3000 and 6000 Hz added where noise damage is suspected
- The result is plotted in dB HL (hearing level), a scale on which 0 dB is the average threshold of a normal young adult, not silence — which is why a person may score better than 0 dB
Impedance Audiometry
- Impedance (acoustic immittance) audiometry measures the compliance of the tympano-ossicular system as air pressure in the canal is varied.
- It is objective, needs no response from the patient, and takes seconds — which makes it invaluable in children.
| Tympanogram type | Interpretation |
|---|---|
| Type A — peak near 0 daPa, normal height | Normal middle ear pressure and compliance |
| Type As — shallow peak | Reduced compliance — a stiff system. Otosclerosis, tympanosclerosis, ossicular fixation, thickened drum |
| Type Ad — deep peak | Increased compliance — a flaccid system. Ossicular discontinuity, a monomeric or atrophic drum |
| Type B with normal canal volume | Middle ear effusion — the classical trace of glue ear |
| Type B with large canal volume | Perforation or a patent grommet — not an effusion. The volume is what makes the distinction, and it is regularly examined |
| Type B with small canal volume | Probe blocked by wax or against the canal wall — a technical failure, not a finding |
| Type C — peak at negative pressure | Negative middle ear pressure from eustachian tube dysfunction, often preceding or following an effusion |
- The acoustic (stapedial) reflex is measured at the same time: a loud sound (about 70 to 100 dB above threshold) causes bilateral contraction of stapedius, stiffening the chain and producing a measurable change in compliance
- Its pathway explains everything it can detect — cochlea, eighth nerve, cochlear nucleus, superior olive, facial motor nucleus, seventh nerve, stapedius. A lesion anywhere abolishes it
- The reflex is absent in — any conductive loss, even a small one.
- Reflex decay — the reflex normally holds for 10 seconds at 500 and 1000 Hz. Decay to less than half in 5 seconds suggests a retrocochlear (nerve) lesion, and is a classical screening sign for vestibular schwannoma
- The reflex also provides an objective cross-check: a present reflex in an ear said to be profoundly deaf suggests a non-organic loss
- Eustachian tube function can be tested by recording tympanograms before and after swallowing or Valsalva, and with a perforation by measuring the pressure required to open the tube
- Zero decibels hearing level is a normal young adult, not silence, which is why a good ear can score better than zero
- Right is red circles and left is blue crosses, and confusing them reverses the diagnosis entirely
- Interaural attenuation is about forty decibels by air and close to nothing by bone.
- A shadow curve makes a dead ear look useful, and is the characteristic error of an unmasked audiogram
- An air-bone gap over ten to fifteen decibels is taken as significant, and defines the conductive component
- The pure tone average uses 500, 1000 and 2000 hertz, the frequencies that carry speech
- A notch at 4000 hertz with recovery at 8000 is essentially diagnostic of noise-induced hearing loss
- The Carhart notch is an artefact of fixation, not true cochlear loss, and disappears after successful stapes surgery
- A rising low-frequency loss suggests early Meniere disease or a middle ear effusion
- Add 3000 and 6000 hertz where noise is suspected, since the notch may sit between the standard frequencies
- Tympanometry needs no response from the patient, which makes it invaluable in an uncooperative child
Nature and Pathology
- Otosclerosis is a primary disease of the otic capsule in which normal enchondral bone is replaced by spongy, highly vascular new bone, which later becomes sclerotic.
- Fixation of the stapes footplate produces a progressive conductive hearing loss in an ear that looks entirely normal.
- The name is a misnomer: the active disease is otospongiosis, the sclerotic phase coming later. It is confined to the otic capsule, which is the only bone in the body that normally undergoes no remodelling
Clinical Features and Diagnosis
- The classical presentation is a young adult, often a woman, with progressive deafness and a normal-looking drum — and it is the combination of a significant conductive loss with a normal ear that makes the diagnosis
- Hearing loss — bilateral in 70 to 80%, though often asymmetrical; slowly progressive over years; and conductive at first, becoming mixed as cochlear involvement supervenes
- Paracusis willisii — hearing better in noisy surroundings, which is characteristic and is explained by others raising their voices while the background noise is filtered out
Management
- Three options must be offered and discussed: observation, a hearing aid, or surgery. A hearing aid is a legitimate first choice and works well in otosclerosis.
- Stapedotomy (or stapedectomy) is the definitive operation: through a permeatal approach, the stapes superstructure is removed, a small fenestra made in the footplate, and a prosthesis placed from the incus to the fenestra. Stapedotomy with a small fenestra has replaced total stapedectomy, giving better results and fewer complications
- Results are excellent — closure of the air-bone gap to within 10 dB in 90%
- The rules of case selection matter — operate on the worse ear first; require an air-bone gap of at least 20 to 30 dB and adequate cochlear reserve; and never operate on an only hearing ear, since there is a dead-ear risk of 1%
- Other contraindications — active otosclerosis with a marked Schwartze sign; active middle ear infection; a patient whose occupation involves flying, diving or extremes of pressure; poor general health; and the very elderly, in whom an aid is simpler
- Complications — sensorineural loss or a dead ear (1%); vertigo, transient; perilymph fistula; reparative granuloma; prosthesis displacement or incus necrosis causing late recurrence; a floating or depressed footplate.
- Sodium fluoride may be used in cochlear otosclerosis with a progressive sensorineural loss, on the basis that it promotes maturation of the active focus; the evidence is limited, and it does not help the conductive component
- Cochlear implantation for far-advanced otosclerosis with profound loss, noting that facial nerve stimulation is commoner in these implanted ears because current spreads through demineralised bone
- Counsel about pregnancy, which may accelerate progression, and about the hereditary pattern
- The disease is otospongiosis before it is sclerosis, the active vascular phase preceding the dense one
- The otic capsule is the only bone that does not remodel, which is why a focus of remodelling there is pathological
- Pregnancy accelerates it, and the history should be asked for directly in any young woman with progressive conductive loss
- Penetrance is incomplete at about forty per cent, so the absence of a family history means very little
- Measles RNA has been found in otosclerotic foci, and the incidence has fallen since vaccination became widespread
- The fissula ante fenestram is the usual site, which is why stapes fixation is the usual consequence
- A soft voice suggests conductive loss and a loud voice sensorineural.
- The Schwartze sign indicates active vascular disease and is a relative contraindication to immediate surgery
- Superior canal dehiscence mimics otosclerosis but has present acoustic reflexes and sound-induced vertigo
- Ask about the Tullio phenomenon; vertigo provoked by loud sound points away from otosclerosis and toward dehiscence
- Offer the hearing aid honestly; the cochlea is normal so an aid works very well, and surgery is not the only option
Causes and Screening
- Deafness IN childhood matters out of proportion to its prevalence because hearing is the substrate for speech and language.
- A child who does not hear in the first years does not learn to speak, and the consequences are educational, social and lifelong.
- The critical period is the whole point: the auditory cortex requires sound input to develop, and the first 2 to 3 years are decisive for language. Habilitation delayed beyond this is far less effective, however good the technology — which is why the entire subject is about early detection
Assessment and Habilitation
- Age-appropriate testing — otoacoustic emissions and BERA in the newborn; behavioural observation in the first months; distraction testing at 6 to 9 months; visual reinforcement audiometry from 6 months to 2 years; play audiometry from 2 to 4 years; and conventional audiometry thereafter — with tympanometry throughout
- Aetiological work-up — a careful pregnancy, birth and family history including consanguinity; examination for syndromic features; ophthalmology referral (for Usher syndrome, and because a deaf child depends on vision); an ECG for the prolonged QT syndrome; urinalysis for Alport; CMV testing, which must be done on a sample taken within the first 3 weeks or on the stored newborn blood spot, since later testing cannot distinguish congenital from acquired infection; genetic testing including connexin 26; and MRI and CT of the temporal bones
- Habilitation must begin as soon as the diagnosis is made, and is a team effort involving audiologist, speech and language therapist, teacher of the deaf, and the family
- Hearing AIDS — fitted as early as a few weeks of age, bilaterally, with regular re-assessment as the ear grows and the thresholds are refined
- Cochlear implantation for severe to profound bilateral loss with inadequate benefit from aids, ideally before 12 months and certainly before 2 to 3 years; and urgently after meningitis, before the cochlea ossifies
- Speech and language therapy and a chosen communication approach — auditory-verbal, total communication or sign language. The family’s choice must be respected, and there is a genuine Deaf-community perspective that values sign language as a language rather than as a failure of speech
- Educational support — increasingly inclusive schooling with a resource teacher, FM systems and preferential seating, rather than segregated schooling
- Treat the treatable — a coexisting middle ear effusion must be dealt with, since it adds a further conductive loss on top of a sensorineural one and is easily forgotten
- Support the family — the diagnosis is a bereavement for many parents, and counselling, parent groups and clear information determine whether the habilitation is actually carried out
- Under the rights OF persons with disabilities act 2016, hearing disability is certified and confers entitlements to education, aids and reservation, and families should be helped to obtain the certificate
- The first two to three years are decisive for language, which is why the whole subject is about early detection
- Targeted screening misses about half of affected babies, who have no risk factor at all
- Screen by one month, diagnose by three, intervene by six, which is the standard to state and the one that determines outcome
- Emissions alone miss auditory neuropathy, so high-risk babies need automated brainstem response as well
- Connexin 26 is the commonest single genetic cause, and most non-syndromic congenital deafness is autosomal recessive
- Consanguinity substantially raises the risk, which matters particularly in parts of India and should be asked about
- Every deaf child needs an eye examination, for Usher syndrome and because a deaf child depends on vision
- Do an ECG in profound congenital deafness; the prolonged QT of Jervell and Lange-Nielsen causes sudden death
- Test for cytomegalovirus within three weeks or on the stored blood spot; later testing cannot prove congenital infection
- Congenital cytomegalovirus may be silent at birth and cause late-onset progressive loss, so it must be actively sought
Nature and Types
- Presbycusis is the bilateral, symmetrical, progressive sensorineural hearing loss of ageing.
- It is the commonest cause of hearing loss overall, and the commonest cause of disability in the elderly after arthritis and hypertension.
- It is a diagnosis OF exclusion, made only after noise exposure, ototoxicity, otosclerosis and a retrocochlear lesion have been considered — and an asymmetric loss is not presbycusis
- Contributing factors — genetic susceptibility; cumulative noise exposure over a lifetime; vascular disease, diabetes and hypertension; smoking; and ototoxic drugs
- Schuknecht described four pathological types.
- Sensory — loss of outer hair cells at the basal turn, giving an abrupt high-frequency loss with relatively good speech discrimination
- Neural — loss of spiral ganglion cells, giving a severe loss of discrimination out of proportion to the pure tone thresholds — the type that does worst with a hearing aid
- Strial (metabolic) — atrophy of the stria vascularis, giving a flat audiogram with good discrimination — the type that does best with an aid
- Cochlear conductive (mechanical) — stiffening of the basilar membrane, giving a gradually sloping loss
Management and Consequences
- There is no medical cure; management is rehabilitative and it is genuinely effective
- Hearing AIDS are the mainstay, fitted bilaterally where both ears are affected, with realistic counselling that an aid amplifies but does not restore normal hearing, and that background noise remains difficult
- Assistive devices — amplified telephones, television listeners, loop systems and alerting devices
- Communication strategies for the family.
- Cochlear implantation for those with severe to profound loss and poor benefit from aids, and age is not a contraindication — results in the elderly are good and this is frequently not offered
- The consequences OF untreated presbycusis are the reason IT matters, and are consistently under-appreciated: social withdrawal and isolation; depression; loss of independence; and an association with cognitive decline and dementia, hearing loss being one of the largest potentially modifiable risk factors for dementia
- Safety consequences — failure to hear alarms, traffic and doorbells, and increased falls
- Treat the treatable — wax is the commonest reversible cause of worsening hearing in an elderly person and should be excluded before anything else; and treat any coexisting middle ear disease
- An asymmetric loss is not presbycusis, and demands an MRI rather than a hearing aid
- Speech audiometry predicts aid benefit better than the pure tone average, and is the test that matters most
Mechanism and Features
- Noise-induced hearing loss (NIHL) is sensorineural hearing loss caused by exposure to excessive noise.
- It is the commonest preventable cause of sensorineural deafness and the commonest occupational disease in the world.
- Two distinct mechanisms — acoustic trauma, from a single intense impulse (a blast, gunshot or firework) causing immediate mechanical destruction; and chronic noise exposure, causing metabolic exhaustion of the outer hair cells with free radical damage and eventual cell death
- The outer hair cells of the basal turn are affected first.
- Temporary threshold shift (TTS) — the reversible dullness and tinnitus after a concert or a noisy shift, recovering in hours to days. permanent threshold shift (PTS) follows repeated exposure and does not recover. Repeated temporary shifts predict permanent damage, and are the warning that should be acted upon
- The audiogram IS characteristic and essentially diagnostic: a notch at 4000 Hz (sometimes 3000 or 6000) with recovery at 8000 Hz.
Prevention and Management
- The loss IS irreversible.
- 1. Eliminate or substitute the noise source — quieter machinery, which is the only measure that protects everyone
- 2. Engineering controls — enclosure, isolation, damping, silencers and maintenance
- 3. Administrative controls — limiting exposure time, job rotation, distance from the source, and quiet rest areas
- 4. Personal protection last — ear plugs (20 to 30 dB) and ear muffs (30 to 40 dB).
- Audiometric surveillance — a baseline audiogram before employment, which is essential both clinically and medicolegally, and periodic audiograms thereafter, acting on an early notch before the speech frequencies are involved
- Education of workers and employers, and enforcement of the Factories Act and Noise Pollution (Regulation and Control) Rules
- Management of established loss — remove from further exposure; hearing AIDS; tinnitus management; and certification and compensation under the Employees State Insurance and workmen’s compensation provisions, for which NIHL is a notifiable occupational disease in India
- Acoustic trauma is treated as an emergency like sudden sensorineural loss — high-dose systemic steroids as early as possible, with the drum examined for perforation
- Counsel the young about personal audio devices, using the "60:60" rule — no more than 60% volume for no more than 60 minutes at a time
- Tinnitus after noise precedes the measurable loss, and is the earliest warning the ear gives
Ototoxic Agents
- Ototoxicity is damage to the cochlea, the vestibule or both by drugs or chemicals.
- It matters because it is largely preventable and frequently irreversible, and because the drugs concerned are in daily use.
| Agent | Pattern of damage |
|---|---|
| Aminoglycosides |
|
| Loop diuretics (furosemide, ethacrynic acid) | Act on the stria vascularis, altering endolymph. reversible, but synergistic with aminoglycosides — the combination is far more dangerous than either alone |
| Cisplatin | Dose-dependent, cumulative, bilateral, high-frequency and irreversible; commoner in children. Carboplatin is less ototoxic |
| Salicylates and quinine | Tinnitus with a flat mild loss; reversible on stopping — which distinguishes them from the aminoglycosides |
| Erythromycin and vancomycin | Reversible loss in high dose, particularly with renal impairment |
| Topical aminoglycoside drops | Reach the inner ear through the round window where the drum is perforated — which is why ciprofloxacin or ofloxacin should be used instead |
| Industrial and other agents | Toluene, carbon monoxide, lead, mercury; and antimalarials |
- Risk factors, all of which are modifiable or foreseeable — renal impairment, which is the most important since these drugs are renally cleared; high dose and prolonged duration; concurrent use of two ototoxic drugs; pre-existing hearing loss; extremes of age; noise exposure, which is synergistic; dehydration; and a mitochondrial mutation (A1555G), which causes profound deafness after a single ordinary dose of an aminoglycoside and is maternally inherited — so a family history of deafness after an injection must be asked for
Recognition and Prevention
- Cochlear toxicity presents with tinnitus first, then high-frequency loss progressing to the speech frequencies. Because it starts above the speech range, the patient does not notice it until it is advanced — which is the entire argument for monitoring
- Vestibular toxicity presents with unsteadiness and oscillopsia rather than vertigo, because the loss is bilateral and gradual so there is no asymmetry to cause spinning. The patient describes the world bouncing when walking and being unable to walk in the dark — a presentation that is regularly attributed to something else
- Monitoring — a baseline audiogram before treatment; high-frequency audiometry above 8000 Hz and otoacoustic emissions, both of which detect damage earlier than conventional audiometry; and serial testing during and after treatment
- Prevention — use an ototoxic drug only when necessary and for the shortest effective course; once-daily aminoglycoside dosing.
Nature and Assessment
- Sudden sensorineural hearing loss (SSNHL) is conventionally defined as a loss of 30 dB or more, over at least 3 consecutive frequencies, developing within 72 hours.
- It is an otological emergency, and the commonest reason for a poor outcome is delay.
- It is unilateral, and the patient characteristically notices it on waking or on using the telephone
- Associated symptoms — tinnitus in most; aural fullness; and vertigo in about a third.
Treatment and Prognosis
- Treatment must begin immediately — ideally within 72 hours and certainly within 2 weeks.
- Systemic corticosteroids are the mainstay — prednisolone 1 mg/kg (up to 60 mg) daily for 7 to 14 days, then tapered
- Intratympanic steroid is given as salvage therapy where systemic treatment fails, and as primary treatment where systemic steroid is contraindicated — in diabetes, peptic ulcer, tuberculosis, hypertension, glaucoma and pregnancy.
- Combined systemic and intratympanic therapy is increasingly used from the outset in severe loss
- Other measures — antivirals, vasodilators, anticoagulants, dextran, carbogen inhalation and hyperbaric oxygen have all been used, and none has convincing evidence. Hyperbaric oxygen has the best of a weak case, as an adjunct within the first weeks
- Treat any identified cause, and stop ototoxic drugs
- Prognosis — spontaneous recovery occurs in a substantial proportion, perhaps a third to two-thirds, which is precisely why the evidence for treatment has been so hard to establish and why claims of success must be read carefully
- Good prognostic features — early treatment; mild to moderate loss; low-frequency or mid-frequency loss; NO vertigo; younger age; and early evidence of improvement
- Poor prognostic features — profound loss; downsloping or flat audiogram; vertigo; delayed presentation; advanced age; and vascular risk factors
- Follow UP with serial audiograms; and where the loss does not recover, hearing aids, a CROS aid or a bone-anchored device for single-sided deafness, and cochlear implantation where appropriate
- Warn the patient with a single hearing ear to protect it, and to present immediately if the other ear is affected
- Exclude wax and effusion first with a torch and fork; both are commoner causes of sudden deafness and are trivially treated
- Weber lateralises to the good ear in a true sensorineural loss.
- Treat within seventy-two hours if possible; the benefit of steroids falls away sharply over the following two weeks
- Arrange an MRI in every case, since a small but important proportion prove to be vestibular schwannomas
Components and Types
- A hearing aid is an electronic device that amplifies sound and delivers it to the ear.
- Its essential components are a microphone (sound to electrical signal), an amplifier and processor, a receiver (back to sound), a power source and an ear mould.
- Types by position — behind-the-ear (BTE), the most versatile, suiting any degree of loss including profound, easy to handle for arthritic or elderly hands, and usable with a perforated or discharging ear; receiver-IN-canal (RIC), cosmetically better with an open fitting; IN-the-ear, IN-the-canal and completely-IN-canal, progressively more discreet but less powerful, harder to handle, and more prone to wax and feedback; and body-worn aids, still used where cost and durability matter
Selection, Fitting and Problems
- Indications — broadly, a hearing loss causing disability, which is a matter of the patient’s needs rather than a threshold figure; conventionally a loss exceeding 30 to 35 dB in the better ear, though a musician or teacher may benefit at less
- Bilateral fitting is preferred where both ears are impaired.
- The better ear is aided first if only one aid is possible, though the choice depends on the discrimination score
- Speech audiometry predicts benefit better than the pure tone average, because an ear with poor discrimination gains little from amplification — and this should be measured before promising a result
- Fitting and verification — a well-fitting ear mould, which determines comfort, retention and feedback; real-ear measurement to verify that the prescribed gain is actually delivered at the drum; and counselling and realistic expectations
- The commonest reason AIDS end UP IN A drawer IS unrealistic expectation. The patient must be told that an aid amplifies but does not restore normal hearing; that background noise remains difficult; that their own voice will sound odd at first; and that acclimatisation takes weeks to months of consistent use
- Common problems and their causes — feedback (whistling) from a poorly fitting mould, wax, or the volume set too high, which is much the commonest complaint; occlusion effect, the booming of one’s own voice, relieved by venting the mould; discomfort from loud sounds from recruitment, managed by compression; otitis externa and mould allergy; wax accumulation, since the mould obstructs migration; and battery and handling difficulty in arthritic or visually impaired patients
Principle and Selection
- A cochlear implant is a device that bypasses the damaged hair cells and stimulates the spiral ganglion and cochlear nerve directly with electrical impulses.
- It replaces the transduction function of the cochlea, and is therefore quite unlike a hearing aid.
- Components — external: a microphone, a speech processor which converts sound into a coded signal, and a transmitting coil held over the skin by a magnet. internal: a receiver-stimulator implanted in the temporal bone, and an electrode array inserted into the scala tympani through the round window or a cochleostomy
Surgery, Rehabilitation and Outcomes
- Surgery — through a postauricular incision, a cortical mastoidectomy and posterior tympanotomy (facial recess approach) give access to the round window; a well is drilled for the receiver-stimulator; and the electrode is inserted with soft-surgery technique to preserve any residual hearing
- Complications — facial nerve injury, the most feared, which is why monitoring is used; chorda tympani injury; wound infection and flap necrosis or device extrusion; CSF gusher at cochleostomy in a malformed cochlea; meningitis, hence the vaccination; vertigo and loss of residual hearing; device failure requiring re-implantation; and facial nerve stimulation, which is commoner in otosclerosis and malformed cochleae because current spreads through demineralised bone
- Switch-ON is at 3 to 4 weeks, once the wound has healed, followed by repeated mapping of the processor over months as the patient reports thresholds and comfort levels
- Rehabilitation is what determines the outcome — intensive auditory training and speech and language therapy over months to years, with educational support. The operation is the beginning of the treatment, not the end of it
- Outcomes — most users achieve open-set speech understanding and can use a telephone; children implanted early develop age-appropriate speech and language and are educated in mainstream schools; but music appreciation and hearing in noise remain limited.
- Bilateral implantation improves localisation and hearing in noise, and is increasingly standard in children
- Precautions for the user — the external processor is removed for MRI (and some devices require magnet removal); avoidance of static electricity and contact sport head injury; and prompt attention to any middle ear infection
- In INDIA — cost is the principal barrier, and state and national schemes such as ADIP fund implantation for children; but the shortage is of rehabilitation services rather than of surgeons, and an implant placed without follow-up therapy is a waste of a scarce resource
- An implant replaces transduction, an aid only amplifies.
Speech Audiometry and Site-of-lesion Tests
Special audiological tests go beyond the pure tone threshold to answer two further questions: how well does the patient understand speech, and where is the lesion — cochlear or retrocochlear.
- Speech audiometry presents standardised word lists at varying intensities and measures the percentage correctly repeated
- The speech reception (or recognition) threshold (SRT) is the level at which 50% of spondee words are repeated correctly, and should agree within 10 dB of the pure tone average — a large discrepancy suggests a non-organic loss.
Objective Tests
- Objective tests require NO response from the patient.
- Otoacoustic emissions (OAE) are sounds generated by the outer hair cells and recorded in the ear canal — direct evidence that the cochlear amplifier is working
- They are present when outer hair cell function and the middle ear are normal, and absent with a hearing loss beyond 30 dB OR with any middle ear problem — so an effusion abolishes them and gives a false "refer".
- Their great advantages are speed, low cost and the need for no response.
- Their critical limitation is that they are present in auditory neuropathy, in which the hair cells work but the signal is not transmitted — so emissions alone would miss these children, which is why high-risk babies also have a brainstem response test
- Brainstem evoked response audiometry (BERA / ABR) records the electrical activity of the auditory pathway in the first 10 milliseconds after a click, averaged over many presentations
- Five waves are identified, generated broadly by the cochlear nerve (I), cochlear nucleus (II), superior olive (III), lateral lemniscus (IV) and inferior colliculus (V). Wave V is the most robust and is used for threshold estimation
- Its uses — estimating threshold in infants and the untestable; newborn screening, as automated ABR; detecting retrocochlear lesions by a prolonged wave I to V interval or an interaural wave V difference of more than 0.2 ms; diagnosing auditory neuropathy (absent or grossly abnormal ABR with present emissions.
- Its limitations — it is a test of synchronous neural firing rather than of hearing; it is weighted to 2 to 4 kHz and gives little low-frequency information; and its sensitivity for small schwannomas is inferior to MRI, which has replaced it as the screening test
- Auditory steady-state response (ASSR) gives frequency-specific threshold estimates and complements BERA, particularly in severe and profound loss where BERA gives no response
Defining the Complaint
- Vertigo is an illusion of movement — of the patient or of the surroundings — arising from a mismatch between the vestibular, visual and proprioceptive inputs.
- It is not the same as dizziness, and the distinction is the whole of the initial assessment.
- "dizziness" IS A useless word until IT IS taken apart. The single most productive question is "describe it without using the word dizzy", and the answer sorts patients into four groups with entirely different causes
- 1. Vertigo — spinning, tilting or rocking; a true illusion of movement. Indicates vestibular disease, peripheral or central
- 2. Presyncope — light-headedness, feeling faint, greying of vision, especially on standing. Indicates cardiovascular causes — postural hypotension, arrhythmia, anaemia, hypoglycaemia, drugs
- 3. Disequilibrium — unsteadiness only when walking or standing, with no sensation in the head. Indicates neurological or multisensory causes — peripheral neuropathy, cerebellar disease, parkinsonism, visual impairment, or all of these together in the elderly
- 4. Non-specific light-headedness — floating, dissociation, or a vague swimming sensation. Frequently anxiety, hyperventilation or depression, and frequently coexisting with genuine vestibular disease
- The time course IS the second discriminator, and IT IS almost diagnostic. Ask how long a single attack lasts, not how long the illness has lasted — a distinction patients confuse and clinicians rarely clarify
- Seconds to under a minute, positional — benign paroxysmal positional vertigo
- Minutes to hours (20 minutes to 12 hours), episodic, with hearing symptoms — meniere disease
- Minutes to an hour without hearing symptoms, with headache or aura — vestibular migraine
- Days, single prolonged attack, then gradual improvement — vestibular neuritis (no hearing loss) or labyrinthitis (with hearing loss)
- Sudden onset, persistent, with other neurological signs — brainstem or cerebellar stroke
- Continuous, progressive over months, with unilateral hearing loss — acoustic neuroma
- Provoked by pressure, straining, sneezing or loud sound — perilymph fistula or a superior canal dehiscence
- The third discriminator IS the associated symptoms, and specifically whether there are auditory symptoms — hearing loss, tinnitus, aural fullness. Their presence localises to the labyrinth or the eighth nerve; their absence widens the differential considerably
- Ask about neurological symptoms — the five Ds: diplopia, dysarthria, dysphagia, dysmetria and drop attacks, with numbness, weakness and ataxia. Any of these makes the cause central until proved otherwise
- Ask about the drug history — aminoglycosides, loop diuretics, antihypertensives, antidepressants, anticonvulsants, alcohol and vestibular sedatives themselves
- Ask about head injury, ear surgery, migraine and cardiovascular risk
Examination and the Peripheral-central Distinction
- Examination should be directed rather than exhaustive, and these are the elements that change the diagnosis:
- The ear — otoscopy for perforation, cholesteatoma or effusion; tuning fork tests; and the fistula test
- Spontaneous nystagmus, observed with fixation and, crucially, without fixation using Frenzel glasses or an ophthalmoscope on the fundus — because peripheral nystagmus is suppressed by visual fixation and central nystagmus is not
- The head impulse (Halmagyi) test.
- The DIX-hallpike manoeuvre, in any patient with positional symptoms
- Cranial nerves, cerebellar signs, gait and Romberg
- Lying and standing blood pressure, which is omitted far too often in a patient whose real problem is postural hypotension
| Feature | Peripheral vertigo | Central vertigo |
|---|---|---|
| Severity of vertigo | Severe, with marked nausea and vomiting | Often milder, but with worse imbalance |
| Nystagmus direction | Unidirectional, horizontal with a torsional component; never purely vertical | May be direction-changing, purely vertical, or purely torsional |
| Effect of visual fixation | Suppresses the nystagmus | Does not suppress it |
| Head impulse test | Abnormal, with a corrective saccade | Normal — which is the worrying result |
| Auditory symptoms | Common — hearing loss, tinnitus, fullness | Usually absent (except AICA infarct) |
| Neurological signs | Absent | Present — the five Ds, ataxia, focal deficit |
| Gait | Unsteady but able to walk | Severe truncal ataxia, often unable to sit or stand unaided |
| Compensation | Improves steadily over days to weeks | Little or NO improvement |
Nature and Pathogenesis
- Benign paroxysmal positional vertigo (BPPV) is brief vertigo provoked by a change in head position, caused by displaced otoconia from the utricle entering a semicircular canal.
- It is the commonest cause of vertigo of all, and is curable in one visit.
- The mechanism follows from one fact: the cupula normally has the same specific gravity as endolymph, so it is not affected by gravity and the canals respond only to rotation. Otoconia are denser — so once they enter a canal, gravity begins to move the endolymph and the canal becomes gravity-sensitive
Diagnosis and Treatment
- The DIX-hallpike manoeuvre is the diagnostic test for posterior canal BPPV, and it must be performed properly:
- Sit the patient upright, turn the head 45 degrees toward the side being tested, then lie them rapidly supine with the head extended 20 to 30 degrees below the horizontal, maintaining the head turn, and observe the eyes for at least 30 seconds
- The positive response has five characteristics, all of which should be present: a latency of 5 to 20 seconds; upbeating and torsional (geotropic) nystagmus, the upper pole of the eye beating toward the lower (affected) ear; a duration under a minute; reversal of the nystagmus on sitting up; and fatigue on repetition
- The vertigo accompanies the nystagmus, and the patient should be warned beforehand that the test will provoke it, or they will resist
- Contraindications to Dix-Hallpike — cervical spine instability, severe cervical spondylosis, recent neck injury, carotid disease and severe cardiac disease; the side-lying (Semont) test is an alternative
- The supine roll (Pagnini-McClure) test diagnoses lateral canal BPPV, in which the nystagmus is horizontal and lasts longer: geotropic (beating toward the ground) indicates canalolithiasis, and apogeotropic indicates cupulolithiasis, with the affected side being that with the more intense response in geotropic disease
- Treatment IS a particle repositioning manoeuvre, and it is curative in a single session in the majority — which makes BPPV one of the most satisfying conditions in medicine to treat
- The EPLEY manoeuvre for the posterior canal moves the otoconia around the canal and back into the utricle through a sequence of four head positions, each held until the nystagmus settles
- The SEMONT (liberatory) manoeuvre is an alternative, using a rapid movement from one side-lying position to the other
- The barbecue (Lempert) roll for the lateral canal, rolling the patient through 360 degrees toward the unaffected side
- BRANDT-DAROFF exercises are performed by the patient at home, and are used for residual symptoms or where manoeuvres have failed; they are less effective than a properly performed Epley
- Drugs DO not treat BPPV.
- Post-manoeuvre restrictions (sleeping upright, avoiding head movement) were formerly advised but are not supported by evidence and are no longer recommended
- Prognosis — excellent, but recurrence occurs in up to half within a few years, so the patient should be told this and taught to recognise it; and self-treatment can be taught to those with frequent recurrences
- When BPPV does not respond, reconsider the diagnosis — central positional vertigo from a posterior fossa lesion produces downbeating nystagmus with NO latency and NO fatigue, and requires imaging
- Turning over in bed is close to pathognomonic, and is the single most useful line in the history
- Attacks last seconds, never minutes, though patients feel unwell for longer afterwards and report the whole period
- Auditory symptoms suggest another diagnosis; BPPV causes no hearing loss, tinnitus or fullness
- The posterior canal is the most dependent, which is why it is affected in the great majority of cases
- Head injury often causes bilateral BPPV, and is the commonest identifiable cause
- Warn the patient before Dix-Hallpike that it will provoke the vertigo, or they will resist and the test will fail
- Observe for at least thirty seconds, since the latency may be up to twenty and a brief look will miss the response
Nature and Pathology
Meniere disease is an idiopathic disorder of the inner ear characterised by endolymphatic hydrops, and defined clinically by episodic vertigo, fluctuating sensorineural hearing loss, tinnitus and aural fullness.
- The pathological hallmark is endolymphatic hydrops — distension of the endolymphatic system, demonstrated at post-mortem as ballooning of Reissner membrane and the saccule
- The mechanism is failure of endolymph homeostasis: either over-production by the stria vascularis or, more probably, under-absorption by the endolymphatic sac.
Clinical Features
- The classical tetrad — and the diagnosis requires the combination, not any single element:
- 1. Vertigo — episodic, rotatory, lasting 20 minutes to several hours (by definition at least 20 minutes and less than 12 hours), with severe nausea and vomiting and prostration. Attacks under 20 minutes suggest something else, and attacks lasting days are not Meniere
- 2. Fluctuating sensorineural hearing loss — initially low-frequency and reversible, recovering between attacks, which is highly characteristic; later becoming flat and permanent as the disease progresses
Investigation and Management
- Pure tone audiometry shows a low-frequency (rising) sensorineural loss early, becoming flat later; and serial audiograms document the fluctuation.
- Other tests — electrocochleography, with a raised SP/AP ratio supporting hydrops; caloric testing, showing reduced response on the affected side; glycerol dehydration test, historically used, in which hearing improves after an osmotic agent; and MRI with delayed gadolinium, which can now demonstrate hydrops directly
- MRI of the internal acoustic meatus is mandatory to exclude acoustic neuroma.
- Exclude syphilis, autoimmune disease and thyroid dysfunction where the picture is atypical or bilateral
- Management of the acute attack — bed rest in a quiet darkened room; vestibular sedatives (prochlorperazine, cinnarizine) and antiemetics, given parenterally if vomiting; and reassurance.
- Long-term medical management — salt restriction (under 2 g sodium daily) with avoidance of caffeine, alcohol and tobacco, which is the foundation and is frequently the only treatment needed; betahistine, widely used, which is thought to improve cochlear microcirculation, though the evidence is contested; and diuretics (hydrochlorothiazide with amiloride, or acetazolamide)
- Treat coexisting migraine, which is common and may be driving much of the symptom burden
- Vestibular rehabilitation between attacks, and a hearing aid for the established loss
- Intratympanic therapy where medical treatment fails:
- Intratympanic steroid (dexamethasone) — non-destructive and hearing-preserving, and therefore the first intratympanic step, particularly where hearing is still useful
- Intratympanic gentamicin — a chemical labyrinthectomy.
- Surgery — endolymphatic sac decompression or shunt.
- The principle governing all destructive treatment is that Meniere disease becomes bilateral in up to a third — so destroying one labyrinth may leave the patient without vestibular function at all if the other ear later becomes involved. This must be weighed and discussed
- Counsel about driving, working at heights and swimming, and about the unpredictability of attacks, which is often the most disabling aspect of the disease
- Attacks under twenty minutes are not Meniere, and attacks lasting days are not either; the duration is part of the definition
- The low-frequency loss recovers early on, which is what makes serial audiograms the most useful investigation
- Aural fullness gives the patient warning, and many learn to recognise an attack building an hour beforehand
- Tumarkin drop attacks cause serious injury and are an indication for definitive treatment rather than further medical trials
- MRI is mandatory to exclude acoustic neuroma, which can present with an identical picture
- Salt restriction is the foundation and is frequently the only treatment needed, though compliance is the difficulty
- Treat coexisting migraine, which is strongly associated and may be driving much of the symptom burden
- Intratympanic steroid is hearing-preserving and is therefore the first intratympanic step where hearing remains useful
- Gentamicin is more vestibulotoxic than cochleotoxic, which is the principle exploited by chemical labyrinthectomy
- Labyrinthectomy destroys hearing and is reserved for an ear with no useful hearing left to lose
Vestibular Neuritis and Labyrinthitis
- Vestibular neuritis is acute, spontaneous, prolonged vertigo from inflammation of the vestibular nerve, without hearing loss.
- When the cochlea is also involved, producing hearing loss, the condition is called labyrinthitis.
- The distinction is purely on the presence of auditory symptoms.
- Aetiology — most probably reactivation of latent herpes simplex type 1 in the vestibular ganglion, supported by the finding of viral DNA in vestibular ganglia; also post-viral inflammation following an upper respiratory infection, which precedes many cases; and vascular occlusion of the vestibular artery in the elderly vasculopath
- The superior vestibular nerve is affected more often than the inferior, because it runs in a longer and narrower bony canal and is more susceptible to compression by swelling — which also explains why BPPV of the posterior canal (supplied by the inferior nerve) commonly follows neuritis: the otoconia are released but the canal that receives them still works
- Presentation — sudden, severe, continuous rotatory vertigo with intense nausea and vomiting, lasting hours to days; the patient lies still with eyes closed.
- Examination — spontaneous horizontal-torsional nystagmus with the fast phase beating away from the affected ear (a paralytic response), suppressed by fixation; an abnormal head impulse test toward the affected side; falling toward the affected side on Romberg and Unterberger; and NO other neurological signs
- The essential differential IS cerebellar or brainstem stroke.
- Additional red flags — severe truncal ataxia with inability to sit unaided; headache or neck pain (suggesting vertebral dissection); vascular risk factors; and any focal deficit
- Management of the acute phase — vestibular sedatives and antiemetics for the first 24 to 72 hours only, with intravenous fluids for vomiting
- The most important instruction IS TO stop the sedatives early and mobilise. Vestibular sedatives suppress the central compensation that is the patient’s only route to recovery, so continuing them beyond a few days converts a self-limiting illness into chronic dizziness. This is the commonest management error in the whole subject
- Corticosteroids improve the recovery of vestibular function on caloric testing, though the effect on symptoms is debated; antivirals have not been shown to help, alone or with steroid
- Vestibular rehabilitation exercises started early are the mainstay of recovery, and should be prescribed at the first visit rather than after weeks of failure
- Prognosis — the vertigo settles over days to weeks and most recover fully; but a proportion have persistent unsteadiness, particularly the elderly, the anxious and those who remained on sedatives
- Complications and sequelae — secondary BPPV, which is common; persistent postural-perceptual dizziness (PPPD), a chronic functional disorder that follows an acute vestibular event and is treated with rehabilitation and antidepressants; and recurrent episodes
Perilymph Fistula and Superior Canal Dehiscence
- Perilymph fistula is an abnormal communication between the perilymphatic space and the middle ear, at the oval or round window
- Causes — barotrauma from diving, flying or forceful Valsalva; head injury and temporal bone fracture; stapes surgery, which is a recognised complication; cholesteatoma eroding the windows; heavy lifting or straining; and congenital malformation
- Features — vertigo and hearing loss provoked by pressure change, straining, sneezing, nose-blowing or loud sound; often with a pop or click at the moment of onset; and fluctuating sensorineural hearing loss with tinnitus and fullness
- A positive fistula test supports it, and the diagnosis is frequently only confirmed at exploratory tympanotomy.
- Management — conservative first: bed rest with the head elevated, avoidance of straining, stool softeners, for a week or two; and surgical repair by tympanotomy with grafting of the windows where symptoms persist or hearing deteriorates
- Superior semicircular canal dehiscence is a defect in the bone overlying the superior canal, creating a third mobile window into the labyrinth — which is the concept that explains all its features
- TULLIO phenomenon — vertigo and oscillopsia provoked by loud sound; and hennebert sign, vertigo provoked by pressure
Nature and Presentation
An acoustic neuroma (vestibular schwannoma) is a benign, slow-growing tumour of the schwann cells of the vestibular division of the eighth nerve, arising at the glial-Schwann cell junction (obersteiner-redlich zone) within the internal acoustic meatus.
- The name IS doubly misleading, and saying so shows understanding: it is not acoustic, arising from the vestibular (superior vestibular) division; and it is not a neuroma, being a schwannoma. Vestibular schwannoma is the correct term
- It is the commonest tumour of the cerebellopontine angle, accounting for 80% of lesions there
Investigation and Management
- Pure tone audiometry shows an asymmetric sensorineural loss, characteristically worse in the high frequencies
- Speech audiometry shows disproportionately poor discrimination for the pure tone thresholds — a roll-over phenomenon in which discrimination worsens as the sound is made louder. This is the classical retrocochlear pattern and distinguishes nerve from cochlear disease
- Other retrocochlear signs — absent stapedial reflexes or reflex decay; absent or reduced otoacoustic emissions with a normal cochlea is not expected — in a retrocochlear lesion the OAEs may be present despite a poor audiogram.
- BERA (auditory brainstem response) shows prolonged wave V latency and an increased interaural latency difference; it was formerly the screening test but is insensitive for small intracanalicular tumours
- Caloric testing shows reduced or absent response on the affected side
- Gadolinium-enhanced MRI IS the investigation OF choice and the gold standard, detecting tumours of only a few millimetres. A normal MRI excludes the diagnosis, and no other test does
- CT is inadequate for small tumours and is used only where MRI is contraindicated
- Three management options, and the choice depends on the tumour, the hearing and the patient:
- 1. Observation ("watch, wait and rescan") with serial MRI — appropriate for small tumours, elderly or unfit patients, and where hearing is still useful, given that many do not grow. This is now the commonest initial management
- 2. Stereotactic radiosurgery (gamma knife) — for small to medium tumours (under 3 cm), achieving growth control in a high proportion with better facial nerve preservation than surgery; hearing preservation is variable and declines with time, and there is a small risk of malignant transformation
- 3. Microsurgical excision — for large tumours, brainstem compression, hydrocephalus, or documented growth in a young patient
- The three surgical approaches, chosen by tumour size and whether hearing is worth preserving:
- Translabyrinthine — sacrifices hearing completely, but gives excellent early identification of the facial nerve at the fundus and requires no cerebellar retraction. Used where hearing is already poor
- Retrosigmoid (suboccipital) — hearing may be preserved; suits tumours of any size, but requires cerebellar retraction and access to the lateral end of the canal is limited
- Middle fossa — hearing may be preserved; best for small, mainly intracanalicular tumours, but involves temporal lobe retraction and the facial nerve lies superficial to the tumour, so it is more at risk
- Facial nerve monitoring is used throughout, and facial nerve preservation is now the principal measure of surgical success alongside complete excision
- Complications — facial palsy; total hearing loss; CSF leak and meningitis; headache; cerebellar injury; lower cranial nerve palsies; and persistent imbalance, which is common and frequently the patient’s chief long-term complaint
| Approach | Hearing | Suits | Drawback |
|---|---|---|---|
| Translabyrinthine | Sacrificed | Any size, where hearing is already poor | No hearing preservation possible; higher CSF leak rate |
| Retrosigmoid | May be preserved | Tumours of any size | Cerebellar retraction; limited access to the lateral canal; postoperative headache |
| Middle fossa | May be preserved | Small, mainly intracanalicular tumours | Temporal lobe retraction; the facial nerve lies superficial to the tumour and is more at risk |
| Radiosurgery (gamma knife) | Variable, declines with time | Small to medium (under about 3 cm) | Does not remove the tumour; small risk of malignant change |
| Observation with serial MRI | Preserved until the tumour grows | Small tumours, elderly or unfit, useful hearing | Requires reliable follow-up; hearing may decline anyway |
Vestibular Function Tests
- Vestibular tests answer three questions: is the lesion peripheral or central; which side is affected; and which part of the labyrinth. No single test answers all three.
- Caloric test (Fitzgerald-Hallpike) — the only test that examines each labyrinth separately.
- Technique — the patient lies supine with the head raised 30 degrees to bring the lateral canal vertical; each ear is irrigated for 40 seconds with water at 30°C and 44°C (7 degrees either side of body temperature), and the duration of the induced nystagmus is measured
- COWS — Cold Opposite, Warm Same: cold water produces nystagmus beating to the opposite side, warm to the same side
- Canal paresis means reduced response from one ear to both stimuli, and indicates a peripheral lesion on that side
- Directional preponderance means nystagmus in one direction is greater whichever ear is stimulated, and is less localising, occurring with central lesions and with a spontaneous nystagmus
- Contraindicated with a perforation (air or closed-loop irrigation is used instead), and unpleasant enough that patients should be warned
- Electronystagmography (ENG) and videonystagmography (VNG) record eye movements with vision removed, and include saccade, smooth pursuit and optokinetic testing.
- The rotation (rotatory chair) test stimulates both labyrinths simultaneously, so it cannot lateralise; but it tests higher frequencies than calorics and is valuable in bilateral loss and in children
- The head impulse test, clinical or with video (vHIT), tests the vestibulo-ocular reflex at high frequency and can assess each of the six canals individually
- Vestibular evoked myogenic potentials (VEMP) test the otolith organs.
- Posturography measures balance under varying visual and proprioceptive conditions; it does not diagnose but quantifies functional disability and detects a non-organic pattern
- The practical point about all OF them: vestibular tests are confirmatory rather than diagnostic. The diagnosis in this chapter is made from the history and a careful bedside examination; the laboratory quantifies and documents it
- Calorics alone examine each labyrinth separately, which is the unique value that keeps the test in use
- Raise the head thirty degrees to bring the lateral canal vertical, or the stimulus is misdirected and the result meaningless
- Canal paresis localises and directional preponderance does not, which is the distinction to state when interpreting a report
- Avoid water irrigation with a perforation; use air or a closed-loop system instead
- Warn the patient that calorics are unpleasant; an unprepared patient will not tolerate the second ear
Nature and Classification
- Tinnitus is the perception of sound in the absence of an external acoustic stimulus.
- It is a symptom, not a disease, and is extremely common, affecting some 10 to 15% of adults, of whom a small minority are severely troubled.
- Subjective tinnitus — heard only by the patient. This is the great majority
Management
- The first and most important intervention IS explanation and reassurance — that tinnitus is common, that it is not a sign of a brain tumour or of impending deafness, and that it does not damage the ear. A great many patients need nothing further once the fear is removed, and fear is what drives the distress
- Treat any treatable cause — remove wax; treat middle ear disease, Meniere disease and otosclerosis; stop or substitute ototoxic drugs; and correct anaemia or thyroid disease
- Hearing AIDS are the single most effective treatment where there is a hearing loss.
- Sound therapy and masking — environmental sound, bedside sound generators, and wearable maskers, which break the silence in which tinnitus is loudest
- Tinnitus retraining therapy (TRT) combines directive counselling with sound enrichment to achieve habituation — the aim being not to abolish the sound but to make it no longer noticed or distressing, in the way one ceases to notice a refrigerator
- Cognitive behavioural therapy has the best evidence of any intervention for reducing tinnitus-related distress, and should be offered to the significantly troubled patient
- NO drug is licensed or reliably effective for tinnitus itself.
- Treat the sleep disturbance, which is frequently the most disabling consequence, with sleep hygiene and bedside sound
- Screen for depression and ask about suicidal ideation; severe tinnitus carries a real risk and the question is rarely asked
- Advise against silence and against over-protection of the ears, both of which make tinnitus more prominent; but advise hearing protection against genuine noise exposure
- Cochlear implantation frequently improves tinnitus in the profoundly deaf, and is a recognised secondary benefit
- Support groups and patient organisations help many, and the knowledge that others live with it successfully is itself therapeutic
- Tinnitus is a symptom, not a disease, and the search is always for the underlying cause of the hearing loss
- Pulsatile tinnitus always warrants investigation, being the one form with a reliably organic and sometimes serious cause
- Auscultate the ear, mastoid, neck and orbit in pulsatile tinnitus before ordering any imaging
Vestibular Migraine
- Vestibular migraine is episodic vertigo occurring as a manifestation of migraine.
- It is now recognised as the second commonest cause of episodic vertigo after BPPV, and the commonest cause of spontaneous episodic vertigo — yet it is consistently under-diagnosed.
- The diagnostic difficulty IS that the headache need not BE present. In a substantial proportion the vertigo occurs without any headache at all, or the headache and vertigo occur at different times in the patient’s life — so the diagnosis rests on the history of migraine and on associated features
- Diagnostic criteria (Barany Society) require at least 5 episodes of moderate or severe vestibular symptoms lasting 5 minutes to 72 hours, a current or past history of migraine, and migrainous features in at least half the episodes
Central Causes of Vertigo
- The central causes must be actively excluded in every patient with vertigo.
- Vertebrobasilar ischaemia and stroke — lateral medullary (wallenberg) syndrome from pica or vertebral artery occlusion, with vertigo, ipsilateral HORNER syndrome, ipsilateral facial and contralateral body sensory loss, dysphagia, hoarseness and ataxia; and AICA occlusion.
- Cerebellar infarction or haemorrhage.
- Multiple sclerosis — vertigo is the presenting symptom in a small proportion; look for internuclear ophthalmoplegia, optic neuritis and other separated lesions
- Posterior fossa tumours — cerebellar, brainstem and fourth ventricular tumours; and ARNOLD-CHIARI malformation, which causes downbeat nystagmus and cough-induced symptoms
- Epilepsy — vestibular seizures arising in the temporal or parietal cortex, brief and stereotyped
- Drugs and toxins — anticonvulsants (phenytoin), alcohol (which causes positional nystagmus by altering cupular density), sedatives and lithium
- Cervicogenic vertigo, which remains contested and should be a diagnosis of exclusion
- The features that should always prompt imaging — a normal head impulse test with acute vertigo; direction-changing or vertical (especially downbeat) nystagmus; nystagmus not suppressed by fixation; skew deviation; severe truncal ataxia; any focal neurological sign; new severe headache or neck pain; and vascular risk factors with sudden onset
- MRI with diffusion-weighted imaging is the investigation.
- The headache is frequently absent, which is why vestibular migraine is missed and why the history of migraine matters more
- Ask about photophobia during the attack; it is the most useful discriminator and is almost never asked
- Fluctuating low-frequency loss favours Meniere and normal hearing favours migraine.
- Aural fullness occurs in both, so it does not help to distinguish them despite being frequently cited
Vestibular Rehabilitation
- Vestibular rehabilitation is a programme of exercises designed to promote central compensation for a vestibular deficit.
- It works by deliberately provoking the symptom so that the brain recalibrates — which is the opposite of what patients instinctively do.
- The three mechanisms it exploits — adaptation, in which the vestibulo-ocular reflex gain is recalibrated by repeated head movement while fixating a target; substitution, in which vision and proprioception take over from the missing vestibular input; and habituation, in which repeated exposure to a provoking movement reduces the response to it
- The central principle IS that compensation requires movement and error: the brain only recalibrates when it receives a mismatch signal. Rest, immobility and vestibular sedatives all prevent that signal and therefore prevent recovery
- The corollary is the single most useful instruction in this chapter: stop the sedatives and move. Prolonged prochlorperazine is the commonest reason a self-limiting vestibular illness becomes chronic
- Indications — vestibular neuritis and labyrinthitis; after labyrinthectomy or vestibular neurectomy; after acoustic neuroma surgery; bilateral vestibular loss, in which substitution is the only available mechanism; chronic uncompensated peripheral loss; persistent postural-perceptual dizziness; and multisensory imbalance in the elderly
- It is not the treatment for BPPV, which needs a repositioning manoeuvre; nor for fluctuating or actively progressing disease such as untreated Meniere disease, in which there is no stable deficit to compensate for
- Components — gaze stabilisation exercises (fixating a target while turning the head, progressively faster); cawthorne-cooksey exercises, the classical graded programme of eye, head and body movements progressing from lying to standing to walking; balance and gait training on progressively unstable surfaces and with eyes closed; habituation exercises repeating the specific movements that provoke symptoms; and general conditioning
- Principles OF prescription — start early; customise to the deficit; little and often, several short sessions daily rather than one long one; progress the difficulty; and warn the patient that the exercises will make them feel worse at first — because if they are not warned, they will stop
- Factors that impair compensation — vestibular sedatives; immobility and avoidance; anxiety and depression.
- Address the anxiety explicitly — fear of falling and avoidance behaviour are frequently the main obstacle, and cognitive behavioural approaches and antidepressants improve the physical outcome, not merely the mood
- Outcomes are good, with most patients improving substantially; and even bilateral vestibular loss improves through visual and proprioceptive substitution, though such patients remain disabled in the dark and on uneven ground and must be advised accordingly
Motion Sickness
- Motion sickness is the syndrome of nausea, vomiting, pallor, sweating and malaise provoked by real or apparent motion.
- It arises from sensory conflict — a mismatch between the vestibular, visual and proprioceptive inputs, or between what is experienced and what is expected.
- The sensory conflict theory explains every situation in which it occurs, and giving examples demonstrates it: reading in a moving car, where the vestibular system signals motion and vision does not; being below deck in a ship, the same conflict; a flight simulator or virtual reality headset, where vision signals motion and the vestibular system does not — the reverse conflict; and a passenger being worse than the driver.
- The final common pathway is the vomiting centre, reached from the vestibular nuclei via the cerebellum and the chemoreceptor trigger zone, with histamine (H1) and muscarinic receptors mediating the response — which is precisely why antihistamines and anticholinergics work
- Susceptibility — greatest between 2 and 12 years, declining thereafter; rare under 2, before the vestibular system matures; greater in women, particularly during menstruation and pregnancy; and greater in migraine sufferers, in whom it is strongly associated. Patients with NO vestibular function do not get motion sickness, which is the strongest evidence for the vestibular origin
Mal De Debarquement Syndrome
- Mal DE debarquement ("sickness of disembarkation") is a persistent sensation of rocking, swaying or bobbing that begins after a period of passive motion — classically after a sea voyage or a long flight — and persists for weeks to months after returning to land
- A brief version is normal and universal: everyone feels the ground moving for a few hours after a boat trip. The syndrome is diagnosed when it persists beyond about a month
- The pathognomonic feature, and the one that makes the diagnosis, is that the symptoms are relieved by RE-exposure to passive motion — the patient feels better while driving or in a car and worse when still. This is the reverse of every other vestibular disorder, in which movement makes things worse, and it is the single question that identifies the condition
- It is thought to represent a maladaptive persistence of the vestibulo-ocular adaptation acquired during the voyage — the brain having recalibrated for a moving platform and failing to recalibrate back
- Epidemiology — strongly predominant in women in the fourth to fifth decade, and associated with migraine and with hormonal factors
WHY the Elderly Fall
- Dizziness in the elderly is multifactorial rather than due to a single lesion.
- It is better thought of as multisensory imbalance (presbyastasis) — the cumulative failure of the vestibular, visual and proprioceptive systems together with the central integration of all three.
- The governing principle from vestibular physiology explains the whole problem: any two of the three inputs can compensate for loss of the third. The elderly patient has degraded all three at once, so there is no reserve left — and a deficit that a younger person would compensate for effortlessly becomes disabling
- The age-related changes, system by system:
- Vestibular — progressive loss of hair cells, vestibular ganglion neurons and otoconia.
- Visual — cataract, macular degeneration, glaucoma, reduced contrast sensitivity and depth perception; and, importantly, bifocal and varifocal spectacles.
- Proprioceptive — peripheral neuropathy (diabetic, alcoholic, B12 deficiency), cervical spondylosis, and reduced joint position sense
Assessment and Management
- The assessment must not stop AT the first diagnosis, because these patients have several problems and treating one leaves them still falling
- History — separate vertigo, presyncope, disequilibrium and light-headedness; ask about falls, their circumstances and whether there was loss of consciousness; and take a full drug history including over-the-counter agents
- The fear OF falling must be asked about explicitly — it leads to activity avoidance, deconditioning and further weakness, and is a self-reinforcing cycle that is itself treatable
- Examination — lying and standing blood pressure, measured properly at 1 and 3 minutes, which is the single highest-yield measurement and is routinely omitted; pulse and cardiac examination; vision and the spectacles being worn; ears and hearing; DIX-hallpike, since BPPV is very common and curable; neurological examination including proprioception and vibration; gait, Romberg and timed UP-and-GO; and the feet and footwear, which are almost never examined
- Investigation — full blood count, glucose, renal function, B12, thyroid function; ECG; audiometry; and imaging only where there are central signs
- Management is multifactorial, and the evidence for that approach is strong:
- Review and reduce the drugs — stop what can be stopped, and stop the vestibular sedatives, which are frequently making things worse
- Treat the treatable — BPPV with a repositioning manoeuvre, which alone resolves a substantial proportion; cataract surgery; correcting the refraction and advising single-vision distance glasses for walking and stairs; hearing aids, since hearing loss is independently associated with falls; postural hypotension; anaemia; and B12 deficiency
Nature and Presentation
- Autoimmune inner ear disease (AIED) is immune-mediated damage to the inner ear, producing rapidly progressive, bilateral, asymmetric sensorineural hearing loss over weeks to months.
- It is important because it is one of the very few sensorineural losses that is treatable.
- The defining clinical feature IS the time course — loss progressing over weeks to months: too fast for presbycusis, too slow for sudden sensorineural loss, and bilateral. That intermediate tempo is what should raise the suspicion
- Primary (organ-specific) AIED affects the ear alone; secondary AIED occurs as part of a systemic autoimmune disease
- The systemic associations to look for — granulomatosis with polyangiitis (Wegener), in which ear involvement is common and may be the presentation; COGAN syndrome — the combination of interstitial keratitis with audiovestibular symptoms.
- Features — bilateral but asymmetric sensorineural loss.
- Suspect it particularly where there is bilateral Meniere-like disease, sudden sensorineural loss that fails to recover or recurs, or hearing loss with systemic symptoms — arthralgia, rash, fever, weight loss, eye inflammation or renal disease
- Investigation — there is NO single diagnostic test.
- Serial pure tone audiometry is the key measure, documenting the progression and the response to treatment
- Blood tests — ESR and CRP; ANA, rheumatoid factor, ANCA (for granulomatosis with polyangiitis); complement; and syphilis serology.
- Anti-heat shock protein 70 antibody was proposed as a marker and correlates with steroid responsiveness, but is neither sensitive nor specific enough for routine use
- MRI to exclude a vestibular schwannoma and to look for labyrinthine enhancement
- Treatment — high-dose oral corticosteroid (prednisolone 1 mg/kg) for at least 4 weeks is both the treatment and the diagnostic trial; a response supports the diagnosis, and the dose is then tapered slowly
- Intratympanic steroid as an adjunct or where systemic steroid is contraindicated
- Steroid-sparing agents for relapsing or steroid-dependent disease — methotrexate, azathioprine, cyclophosphamide (particularly in granulomatosis with polyangiitis), and biologics such as rituximab or anti-TNF agents
- Manage jointly with a rheumatologist where there is systemic disease
- Hearing AIDS, and cochlear implantation for profound loss, which works well — but should be considered before the cochlea ossifies in an inflamed labyrinth
- The practical message — a rapidly progressive bilateral sensorineural loss deserves a trial of steroid, because the window for recovery is short and the alternative is permanent deafness in both ears
- The tempo makes the diagnosis — too fast for presbycusis, too slow for sudden deafness, and bilateral
The External Nose and Nasal Vestibule
The nose comprises the external nose and the nasal cavity, divided into two halves by the septum and extending from the nares in front to the choanae behind, where it opens into the nasopharynx.
The Lateral Wall
- The lateral wall IS the most important single area IN rhinology, because everything drains onto it and all endoscopic surgery is performed there
- It bears three (sometimes four) turbinates (conchae), each overhanging a meatus into which structures open
- The inferior turbinate is a separate bone; the middle, superior and supreme turbinates are part of the ethmoid
- The inferior meatus receives only the nasolacrimal duct, guarded by the valve of HASNER, 3 cm behind the anterior end of the inferior turbinate. This is the site of antral puncture and of dacryocystorhinostomy
- The middle meatus is the drainage site of the anterior group of sinuses — the maxillary, anterior ethmoid and frontal — and is therefore the key area in sinus disease and in endoscopic sinus surgery
- The superior meatus receives the posterior ethmoid cells
- The sphenoethmoidal recess, above and behind the superior turbinate, receives the sphenoid sinus
- The simple rule that organises all OF this: everything drains into the middle meatus except the nasolacrimal duct (inferior meatus), the posterior ethmoids (superior meatus) and the sphenoid (sphenoethmoidal recess)
- The structures OF the middle meatus.
- The uncinate process — a sickle-shaped bony leaflet, and the first structure removed in endoscopic sinus surgery (uncinectomy)
- The hiatus semilunaris — the two-dimensional cleft between the uncinate process and the ethmoid bulla
- The ethmoid bulla — the largest and most constant anterior ethmoid air cell
- The infundibulum — the three-dimensional channel lateral to the uncinate, into which the maxillary and anterior ethmoid sinuses drain
- The frontal recess — the drainage pathway of the frontal sinus, anterosuperiorly
- The middle turbinate has a three-part attachment that is the key to safe surgery: anteriorly vertical to the cribriform plate, middle oblique (the basal or ground lamella) to the lamina papyracea, and posteriorly horizontal to the lamina papyracea
- The ground lamella is the surgical landmark dividing the anterior from the posterior ethmoid cells
- The vertical attachment reaches the cribriform plate — which is why excessive medial traction on the middle turbinate can fracture the cribriform plate and cause a CSF leak
- Anatomical variants that predispose to sinus disease — concha bullosa (a pneumatised middle turbinate); paradoxical middle turbinate, curving the wrong way; HALLER cells (infraorbital ethmoid cells narrowing the maxillary ostium); ONODI cells (posterior ethmoid cells extending over the sphenoid, intimately related to the optic nerve and a genuine hazard); and AGGER nasi cells, the most anterior ethmoid cells.
- Accessory maxillary ostia occur in a substantial proportion and may cause recirculation of mucus, which is a recognised cause of persistent symptoms after surgery
- The nasal valve is the narrowest part of the airway and contributes about half the total resistance, so small changes there matter greatly
- The vestibule is lined by skin, not mucosa, which is why furuncles and vestibulitis occur there and nowhere else in the nose
- The inferior turbinate is a separate bone; the middle, superior and supreme turbinates belong to the ethmoid
- The nasolacrimal duct is the only thing in the inferior meatus, which is why antral puncture and dacryocystorhinostomy are done there
| Meatus or recess | What drains into it |
|---|---|
| Inferior meatus | The nasolacrimal duct only (valve of HASNER) |
| Middle meatus | Maxillary, anterior ethmoid and frontal sinuses — the anterior group, and the key area in sinusitis |
| Superior meatus | Posterior ethmoid cells |
| Sphenoethmoidal recess | Sphenoid sinus |
| Infundibulum | The channel lateral to the uncinate, receiving the maxillary and anterior ethmoid ostia |
| Frontal recess | The frontal sinus drainage pathway, narrowed by AGGER nasi cells |
| Ground (basal) lamella | Not a drainage site but the landmark dividing anterior from posterior ethmoid cells |
The Sinuses Individually
- The paranasal sinuses are air-filled cavities within the facial and skull bones, lined by respiratory epithelium and communicating with the nasal cavity through ostia.
- They comprise the maxillary, ethmoid, frontal and sphenoid sinuses.
- Their functions are debated and none is proven, but those proposed are: lightening the skull; voice resonance; humidifying and warming inspired air; a crumple zone protecting the brain and orbit in facial trauma; thermal insulation of the skull base; and contributing to facial growth and shape
The Osteomeatal Complex
- The osteomeatal complex (OMC) is the functional unit that determines the health of the anterior sinuses, and understanding it is the basis of modern rhinology
- It is not a single structure but a region, comprising the maxillary ostium, the infundibulum, the uncinate process, the hiatus semilunaris, the ethmoid bulla, the anterior ethmoid cells and the frontal recess, together with the middle meatus into which they all open
- The central concept is that obstruction of this narrow common channel causes disease in all the sinuses that drain through it, even though the sinuses themselves are healthy
- The sequence is: mucosal oedema (from infection, allergy or a variant) → ostial obstruction → reduced ventilation, oxygen absorption and negative pressure → impaired mucociliary clearance and retained secretion → bacterial growth → further oedema — a self-perpetuating vicious circle
- The therapeutic consequence IS the whole rationale OF functional endoscopic sinus surgery (FESS): relieving the obstruction at the OMC allows the diseased sinus mucosa to recover by itself. This replaced the older radical operations.
- Hence the word functional — the surgery restores ventilation and natural drainage rather than removing tissue or creating an artificial opening
- It also explains why an antral washout or an inferior meatal antrostomy often fails: the cilia continue to sweep mucus toward the natural ostium in the middle meatus regardless of any artificial window made elsewhere, so an opening in the wrong place is bypassed
- Factors narrowing the OMC — anatomical variants (concha bullosa, Haller cells, a paradoxical or medialised middle turbinate, a large ethmoid bulla, septal deviation with a spur); mucosal oedema from allergy or infection; polyps; and previous surgery with scarring
- CT in the coronal plane is the imaging of choice.
- The essential preoperative CT checklist — the height and symmetry of the skull base; the KEROS classification of olfactory fossa depth (a deep type III fossa carries the greatest risk of CSF leak); dehiscence of the lamina papyracea; the position of the anterior ethmoidal artery; ONODI cells and the optic nerve; and dehiscence of the carotid canal in the sphenoid
- The maxillary ostium drains against gravity, which is why the sinus depends entirely on mucociliary action and is the commonest infected
- The molar roots may project into the antral floor, so dental infection causes sinusitis and extraction may leave a fistula
- The lamina papyracea is paper-thin, and is the route by which ethmoiditis becomes orbital cellulitis in a child
- The cribriform plate is lower and thinner than the fovea ethmoidalis.
| Sinus | Drains into | Key relations and clinical point |
|---|---|---|
| Maxillary | Middle meatus, via the infundibulum |
|
| Anterior ethmoid | Middle meatus | Lamina papyracea laterally — the route to orbital cellulitis in children |
| Posterior ethmoid | Superior meatus | ONODI cells may surround the optic nerve |
| Frontal | Middle meatus, via the frontal recess | Absent at birth, developing from the second year — so frontal sinusitis does not occur in young children. Valveless veins of breschet to the cranial cavity |
| Sphenoid | Sphenoethmoidal recess | Pituitary above; optic nerve and internal carotid in the lateral wall, often dehiscent. The most dangerous sinus to enter |
| Ethmoid roof | — | The cribriform plate is medial, lower and thinner than the fovea ethmoidalis — the commonest site of CSF leak in sinus surgery |
Arterial Supply
- The nose has a remarkably rich blood supply, derived from both the internal and the external carotid systems, which anastomose freely.
- This explains both the excellent healing of nasal tissue and the severity of epistaxis.
- From the internal carotid, via the ophthalmic artery — the anterior and posterior ethmoidal arteries.
Nerve Supply and Lymphatics
- The nerve supply divides cleanly into three functional groups, and organising the answer this way makes it far clearer than a list:
- 1. Special sensory (olfaction) — the olfactory (first) nerve. Its receptors lie in the olfactory epithelium of the roof, the upper septum and the superior turbinate, and their unmyelinated axons pass through the cribriform plate to the olfactory bulb
- Because these fibres pass through bone with a sheath of dura and arachnoid, the cribriform plate is a route for CSF leak and for intracranial spread of infection
- 2. General sensory — the trigeminal nerve: the anterior ethmoidal nerve (from the ophthalmic division, V1) supplies the anterosuperior part; and branches of the maxillary division (V2) — the nasopalatine, greater palatine and posterior lateral nasal nerves, from the pterygopalatine ganglion — supply the posterior and inferior part
- The anterior ethmoidal nerve also supplies the external nasal skin at the tip via its external nasal branch.
- The sneeze reflex is mediated by trigeminal afferents, which is why irritation of the nasal mucosa provokes it; and the nasociliary nerve explains the PHOTIC sneeze (ACHOO) reflex
- 3. Autonomic — the group that governs nasal physiology: parasympathetic secretomotor fibres arise in the superior salivatory nucleus and travel in the nervus intermedius → greater superficial petrosal nerve → nerve of the pterygoid canal (vidian nerve) → pterygopalatine ganglion, and cause vasodilatation and secretion
- Sympathetic fibres arise from the superior cervical ganglion, travel with the deep petrosal nerve (which joins the greater petrosal to form the vidian nerve), and cause vasoconstriction and decongestion
- The balance between them explains most OF nasal physiology and pharmacology — the nasal cycle, the blockage of vasomotor rhinitis, the action of topical sympathomimetic decongestants, and the rationale of vidian neurectomy, formerly performed for intractable rhinorrhoea
- Lymphatic drainage — the anterior part drains to the submandibular nodes; the posterior part and the sinuses to the retropharyngeal and upper deep cervical nodes
- The retropharyngeal drainage is clinically important.
- Four arteries meet at Little area, which is why the antero-inferior septum accounts for about ninety per cent of nosebleeds
- The sphenopalatine is the principal artery of the nose, entering behind the posterior end of the middle turbinate
- The ethmoidal arteries come from the internal carotid, which is why external carotid ligation alone may fail to stop bleeding
- Endoscopic sphenopalatine ligation has replaced proximal ligation, being closer to the bleeding point and more reliable
- Woodruff plexus is venous and posterior, and explains the heavier posterior epistaxis of the elderly
- Children essentially always bleed from Little area, so a posterior bleed in a child should prompt a search for another cause
- The ophthalmic veins are valveless, which is the anatomical basis of the danger area of the face
| Artery | From | Supplies |
|---|---|---|
| Anterior ethmoidal | Ophthalmic, from the internal carotid | Anterosuperior septum and lateral wall; contributes to little area |
| Posterior ethmoidal | Ophthalmic, from the internal carotid | Superior turbinate and posterosuperior septum |
| Sphenopalatine | Maxillary, from the external carotid | The principal artery of the nose — posterior septum and lateral wall. The target of endoscopic ligation |
| Greater palatine | Maxillary, from the external carotid | Anterior septum through the incisive canal; contributes to little area |
| Superior labial | Facial, from the external carotid | Anterior septum and vestibule; contributes to little area |
| Little area (kiesselbach plexus) | Anastomosis of four of the above | Antero-inferior septum. 90% of epistaxis, and essentially all of it in children |
| Woodruff plexus | Venous | Below the posterior end of the inferior turbinate. Posterior epistaxis in the elderly |
The Functions of the Nose
- The nose is far more than an airway.
- Its functions are respiration and air-conditioning, protection and defence, olfaction, vocal resonance, and reflex regulation — and every one of them is lost or impaired by the mouth-breathing that follows nasal obstruction.
- 1. Respiration and air-conditioning
- The nose accounts for about half the total resistance of the entire respiratory tract, most of it at the nasal valve. This resistance is not a fault but a function: it slows and directs the airflow, creating the back-pressure needed for normal alveolar ventilation and for the elastic recoil of the lung
The Nasal Cycle and the Mucosa
- The nasal cycle is a normal physiological phenomenon present in a majority of people: alternating congestion and decongestion of the two sides, with a period of 2 to 7 hours, under hypothalamic autonomic control
- The total airway resistance stays constant.
- Its clinical importance is threefold: a patient with a mildly deviated septum notices obstruction only when the cycle congests the narrow side, giving alternating blockage; it confounds rhinomanometry and acoustic rhinometry unless the nose is decongested first; and it explains why a patient may report the obstruction moving from side to side.
- The turbinates contain venous sinusoids (cavernous tissue) whose filling and emptying, under autonomic control, produce these changes rapidly
- Posture affects them — the dependent side congests on lying on one side, and both sides congest on lying supine, which is why nasal obstruction is characteristically worse at night
- Other influences — exercise decongests (through sympathetic activity); alcohol, hot drinks and emotion congest; and pregnancy and hormonal changes cause congestion — rhinitis of pregnancy
- Mucociliary clearance is considered separately, but the essential physiology is that cilia beat 10 to 20 times per second in a double layer of mucus, moving secretion toward the nasopharynx at 1 cm per minute, clearing the nose in about 20 to 30 minutes
- Ciliary function is impaired by — drying, which is the commonest and most correctable; extremes of temperature and of pH; smoking; infection, particularly viral; topical decongestants and preservatives (benzalkonium); and anaesthetic agents. Optimal function requires a pH near 7 and adequate hydration
- The practical consequence for treatment is that saline irrigation, humidification and stopping smoking support the nose’s own defences.
- Nasal resistance is a function, not a fault, providing the back-pressure needed for normal alveolar ventilation
- Half the total airway resistance is nasal, and most of that is at the nasal valve
- Mouth breathing delivers cold dry unfiltered air to the lower airway.
- The nose uses about a litre of water daily to humidify inspired air.
- Particles above ten micrometres are filtered out almost entirely, while smaller ones reach the lower airway
- Secretory IgA is the principal immunoglobulin of nasal secretion, alongside lysozyme, lactoferrin and interferon
- The sinuses produce nitric oxide, which is bacteriostatic and improves ventilation-perfusion matching when inhaled
- Only a small fraction of air reaches the olfactory cleft in quiet breathing, which is why sniffing is needed to smell
- Rhinolalia clausa is a blocked voice and rhinolalia aperta an excessively nasal one, and the two indicate opposite problems
- The nasal cycle keeps total resistance constant, which is why a healthy person is unaware of it
- Alternating blockage is reassuring, indicating the cycle acting on a mild deviation rather than a progressive lesion
- Decongest before rhinomanometry, or the nasal cycle makes the measurement uninterpretable
- The dependent side congests on lying, which is why obstruction is characteristically worse at night and on one side
- Exercise decongests the nose through sympathetic activity, and alcohol and hot drinks congest it
- Rhinitis of pregnancy is hormonal, resolves after delivery, and should not be treated with prolonged decongestants
- Cilia clear the nose in twenty to thirty minutes, moving mucus at about a centimetre a minute toward the nasopharynx
- Drying is the commonest impairment of cilia and the most easily corrected.
History and Clinical Examination
- The history should establish six symptoms, and each points in a different direction:
- Nasal obstruction — is it unilateral or bilateral, constant or alternating, and is it progressive? Alternating obstruction is reassuring (the nasal cycle on a mild deviation); persistent unilateral obstruction in an adult is the pattern that demands a tumour be excluded
- Discharge (rhinorrhoea) — watery (allergic, vasomotor, CSF); mucoid; purulent (infective); unilateral foul discharge in a child is a foreign body until proved otherwise; and blood-stained unilateral discharge in an adult is a malignancy until proved otherwise
- Epistaxis — side, frequency, severity, and precipitants
- Sneezing and itching — which point strongly to allergy, particularly with itching of the eyes and palate
Investigation
- Nasal endoscopy — rigid (0 and 30 degree) or flexible, after decongestion and topical anaesthesia; performed in three passes along the floor, the middle meatus, and the sphenoethmoidal recess
- Imaging — plain radiographs are now obsolete for sinus disease, being insensitive and non-specific, and should not be requested
- CT is the imaging of choice, in the coronal plane, showing the osteomeatal complex, the extent of disease, anatomical variants and the relations to the orbit and skull base
- The essential caveat about CT: incidental mucosal thickening is present in a large proportion of asymptomatic people, so CT must be interpreted with the symptoms and the endoscopy, never alone. Treating a scan rather than a patient is a common error
- CT is best performed after a course of medical treatment, so that it shows persistent rather than reversible disease
- MRI is superior for soft tissue, and is used to distinguish tumour from retained secretion, and to assess orbital, dural and intracranial extension and perineural spread. CT and MRI are complementary in malignancy, not alternatives
- Allergy testing — skin prick tests, which are quick and cheap but require antihistamines to be stopped; and specific IgE (RAST), which is unaffected by drugs and is used where skin testing is impractical or there is dermographism
- Nasal smear for eosinophils, supporting an allergic or eosinophilic cause
- Objective airway measurement — peak nasal inspiratory flow.
- Smell testing — the UPSIT and Sniffin’ Sticks
- Mucociliary function — the saccharin test as a screen, with nasal nitric oxide (characteristically very low in primary ciliary dyskinesia) and ciliary biopsy with electron microscopy where it is suspected
- Biopsy of any mass — but never biopsy a nasal mass in a child, or any pulsatile or highly vascular mass, before imaging.
- Blood tests where relevant — ANCA for granulomatosis with polyangiitis; ACE for sarcoidosis; immunoglobulins where there is recurrent infection; and clotting studies in recurrent epistaxis
- Sweat chloride and genetic testing for cystic fibrosis in a child with nasal polyps, which is the rule that must not be forgotten
- Persistent unilateral obstruction in an adult demands that a tumour be excluded, whatever else is found
- Unilateral foul discharge in a child is a foreign body until proved otherwise, and the smell is the giveaway
- Blood-stained unilateral discharge in an adult is malignancy until proved otherwise and needs endoscopy
- Alternating obstruction is reassuring, indicating the nasal cycle acting on a mild deviation
- Facial pain alone is rarely sinusitis, and is far more often midfacial segment pain or migraine
- Ask about aspirin sensitivity and asthma; the Samter triad with polyps changes both prognosis and management
- Ask about hardwood dust and nickel, which are occupational causes of sinonasal adenocarcinoma
- Pale boggy mucosa suggests allergy and red mucosa suggests infection.
- Always examine again after decongestion; it separates fixed from mucosal obstruction and is routinely skipped
- The Cottle test suggests valve compromise, and identifies patients whose obstruction will not be relieved by septal surgery alone
- Look for the allergic salute and nasal crease in a child, which make the diagnosis across the room
Structure and Development
- The nasal septum divides the nasal cavity into two halves.
- It is osseocartilaginous, comprising the septal (quadrilateral) cartilage anteriorly, the perpendicular plate of the ethmoid posterosuperiorly and the vomer posteroinferiorly, with the maxillary and palatine crests below.
- It is covered by mucoperichondrium over cartilage and mucoperiosteum over bone.
Septal Pathology and Surgery
- Septal haematoma — blood between cartilage and perichondrium after trauma, presenting with bilateral nasal obstruction and a smooth bulging septum that is soft and fluctuant on palpation
- It must be drained urgently.
- Treatment — incision and drainage under aseptic conditions with quilting sutures or a drain to prevent re-accumulation, nasal packing, and systemic antibiotics
- Septal perforation — causes whistling (with a small perforation), crusting, epistaxis and obstruction (with a large one), from turbulent airflow and drying at its margins
- Its causes must be worked through — previous surgery.
- A perforation with crusting and destruction warrants ANCA and biopsy.
- Treatment — saline douching and emollients for symptoms, which is sufficient for many; a silastic button to occlude it; and surgical repair with flaps and an interposition graft, which is difficult and unreliable for large perforations
- Septoplasty is the modern operation — conservative, preserving as much cartilage and bone as possible and correcting only the deviated portion. It has replaced submucous resection (SMR).
- Septoplasty is avoided before 17 years, since the septum is a growth centre for the midface, and early surgery may disturb facial development
- Complications — haemorrhage; haematoma and abscess; perforation; saddle deformity and columellar retraction; adhesions; persistent obstruction where the nasal valve was the real problem; and anosmia
- Warn the patient that a septoplasty does not correct external deformity, which needs a septorhinoplasty — an expectation mismatch that accounts for much dissatisfaction
- Septal cartilage depends on its perichondrium, exactly as auricular cartilage does.
- Most adults have a deviated septum and most are asymptomatic.
- Obstruction is often felt on the wider side, from compensatory turbinate hypertrophy.
- A caudal dislocation obstructs the valve and causes symptoms out of proportion to its size
- Bleeding comes from the convexity, where the mucosa is stretched, thin and dried by turbulent airflow
- A spur may cause contact-point headache by impinging on the turbinate.
- Palpate a bulging septum after trauma; soft and fluctuant means haematoma and needs drainage today
Mucociliary Clearance
- Mucociliary clearance is the coordinated transport of the mucous blanket by cilia toward the nasopharynx, where it is swallowed.
- It is the principal defence mechanism of the entire respiratory tract, and its failure underlies a large part of sinonasal disease.
- The mucous blanket has two layers, and the distinction is essential: a deep, watery sol (periciliary) layer in which the cilia beat freely; and a superficial, viscous gel layer which floats on it and traps particles
- The cilia beat within the sol layer and their tips engage the gel layer only on the effective stroke, propelling it forward; the recovery stroke is made entirely within the sol layer.
- This explains why dehydration IS SO damaging: if the sol layer thins, the cilia can no longer beat freely and the gel layer becomes immobile — which is exactly what happens in cystic fibrosis, where defective chloride transport dehydrates the periciliary layer
- Cilia beat at 10 to 20 Hz, moving mucus at 1 cm per minute, clearing the nose in 20 to 30 minutes
- The direction of flow is fixed and genetically determined.
- Hence an inferior meatal antrostomy is bypassed: mucus is carried past it to the natural ostium, and if that is obstructed the sinus remains diseased. This is why FESS enlarges the natural ostium rather than creating a new window
- An accessory ostium may cause recirculation — mucus leaving the natural ostium is drawn back in through the accessory one, circulating indefinitely and causing persistent symptoms
- Factors impairing ciliary function — drying and low humidity, the commonest and most correctable; smoking.
- Primary ciliary dyskinesia (immotile cilia syndrome) — an autosomal recessive defect of the dynein arms of the ciliary axoneme, causing chronic rhinosinusitis, otitis media with effusion, bronchiectasis and infertility (immotile sperm tails)
- Kartagener syndrome is the subset with situs inversus, chronic sinusitis and bronchiectasis — the situs inversus arising because embryonic nodal cilia determine laterality, so half of affected patients have their organs reversed by chance
- Diagnosis — very low nasal nitric oxide as a screen; the saccharin test (saccharin placed on the inferior turbinate should be tasted within 20 to 30 minutes); and ciliary biopsy with electron microscopy and high-speed video analysis
- Cystic fibrosis impairs clearance by dehydrating the periciliary layer rather than by a ciliary defect, and must be excluded in any child with nasal polyps
Physiology of Olfaction
- Olfaction is mediated by the olfactory epithelium, a small patch of specialised neuroepithelium (2 to 5 cm² each side) in the roof of the nose, the upper septum and the superior turbinate.
- It is the only place in the body where neurones are directly exposed to the external environment.
- The olfactory neurones regenerate throughout life from basal cells, which is unique in the nervous system and is why post-viral anosmia may recover over months — and why patients should not be told the loss is necessarily permanent
Disorders of Smell
- Terminology — anosmia (complete loss); hyposmia (reduced); parosmia (a distorted perception of a real odour, unpleasant); phantosmia (perception without a stimulus, a hallucination); and cacosmia (perception of a foul smell, often from a real local source)
- The causes divide into three mechanisms.
- 1. Conductive (transport) loss — odorant cannot reach the olfactory cleft: nasal polyps, chronic rhinosinusitis, allergic rhinitis, severe septal deviation, tumour, and mucosal oedema. These are the treatable causes, and the loss is often fully reversible
- 2. Sensorineural loss — damage to the epithelium or the nerve: post-viral (a leading cause, classically after influenza and prominently after COVID-19); head injury, in which the fibres are sheared as they cross the cribriform plate, after an occipital blow, and which is permanent; toxins and drugs; and ageing
- 3. Central — parkinson and alzheimer disease, in both of which anosmia may precede the motor or cognitive features by years and is an early marker; frontal lobe or olfactory groove meningioma, which may present with foster kennedy syndrome; temporal lobe epilepsy, in which an olfactory aura (uncinate fit) occurs; and multiple sclerosis
- Kallmann syndrome — congenital anosmia with hypogonadotrophic hypogonadism, from failed migration of the olfactory and GnRH neurones.
- Assessment — establish onset (sudden or gradual), preceding illness or injury, and unilateral or bilateral; a full nasal examination with endoscopy to see the olfactory cleft specifically; and formal smell testing (UPSIT, Sniffin’ Sticks).
- Imaging — CT for sinonasal disease, and MRI where a central cause is suspected, particularly with unilateral loss, phantosmia or neurological signs
- Management — treat the conductive causes.
- Olfactory training — repeated sniffing of four distinct odours (classically rose, eucalyptus, lemon and clove) twice daily for months — has reasonable evidence in post-viral and post-traumatic loss and is cheap, safe and the only intervention for sensorineural loss
Development of the Nose and Sinuses
- The external nose and nasal cavity form from the frontonasal process with the medial and lateral nasal processes, and from the maxillary processes of the first branchial arch
- The nasal placodes sink to form the nasal pits, which deepen to form the nasal sacs, separated from the oral cavity by the OROnasal (bucconasal) membrane
- Rupture of the oronasal membrane creates the primitive choanae — and failure of this rupture causes choanal atresia.
Congenital Anomalies
- Choanal atresia — failure of canalisation of the posterior choana, which is bony in the majority or mixed, rarely purely membranous
- Bilateral choanal atresia is a neonatal emergency.
- Immediate management — an oral airway (a McGovern nipple or a modified teat) to maintain mouth breathing, feeding by tube, then definitive repair
- Diagnosis — failure to pass a fine catheter through either nostril, confirmed by endoscopy and CT.
- Unilateral atresia presents late, in childhood or even adulthood, with unilateral obstruction and persistent unilateral mucoid discharge, and is frequently mistaken for a foreign body or chronic rhinitis
- Look for the charge association — Coloboma, Heart defects, Atresia of choanae, Retardation of growth and development, Genital and Ear anomalies — which is present in a substantial proportion and requires cardiac and ophthalmic assessment
- Treatment — endoscopic transnasal repair with removal of the atretic plate and the posterior vomer, with or without stenting; restenosis is the principal problem and may require revision
- Midline nasal masses — the group that must never be biopsied or excised before imaging.
- Nasal dermoid — a midline pit or swelling, classically with a hair protruding, which may have a tract extending to the dura
- Encephalocele — herniated brain and meninges.
- Nasal glioma — ectopic glial tissue.
- The rule IS absolute: MRI (with CT) before any biopsy or excision of a midline nasal mass in a child. Biopsy of an encephalocele causes CSF leak and meningitis
- Other anomalies — pyriform aperture stenosis, which mimics choanal atresia in a neonate and is associated with a single central megaincisor and with holoprosencephaly; congenital nasolacrimal duct cyst (dacryocele), which may obstruct the nose; bifid nose and arhinia; and thornwaldt cyst in the nasopharynx
- Failure of the oronasal membrane to rupture causes choanal atresia, which is the key developmental fact of this answer
- The neonate is an obligate nose-breather, which is why bilateral atresia is an immediate emergency
The Nasopharynx
- The nasopharynx lies behind the nasal cavity and above the soft palate, extending from the choanae in front to the posterior pharyngeal wall behind, and from the skull base above to the level of the soft palate below.
- It is a respiratory passage, lined largely by ciliated columnar epithelium.
- Its roof and posterior wall are formed by the body of the sphenoid and the basiocciput, and carry the adenoid (nasopharyngeal tonsil)
- The lateral wall is the clinically critical area, bearing the eustachian tube opening, the torus tubarius (the cartilaginous elevation behind it), and the fossa of rosenmuller
- The fossa OF rosenmuller is the single most important site in the nasopharynx: a recess behind and above the torus tubarius, and the commonest site of origin of nasopharyngeal carcinoma
- Because it is a deep, blind recess, a tumour there is hidden and grows silently — obstructing the Eustachian tube long before it causes any nasal symptom
- The clinical rule that follows IS the one TO remember: a unilateral middle ear effusion in an adult is nasopharyngeal carcinoma until the postnasal space has been endoscoped. The effusion is frequently the only symptom, and is the earliest
- The adenoid is a mass of subepithelial lymphoid tissue without a capsule or crypts (unlike the palatine tonsil), forming part of waldeyer’S ring
- It enlarges from infancy to 5 or 6 years and then atrophies, being insignificant after puberty — which is why an adenoidal mass in an adult is abnormal and must be biopsied
- Adenoid hypertrophy causes — nasal obstruction and mouth breathing; snoring and obstructive sleep apnoea; Eustachian obstruction with otitis media with effusion and recurrent acute otitis media; rhinolalia clausa; and the adenoid facies — an open mouth, prominent upper incisors, a high arched palate, a shortened upper lip, a pinched nose and a vacant expression
- Nerve supply is from the pharyngeal plexus, with the maxillary nerve (V2) via the pharyngeal branch; and lymphatic drainage is to the retropharyngeal and upper deep cervical nodes
- The lymphatic drainage explains the commonest presentation OF nasopharyngeal carcinoma — a painless upper cervical node.
- Other lesions of the nasopharynx — juvenile nasopharyngeal angiofibroma in an adolescent male, presenting with profuse recurrent epistaxis and obstruction, which must never be biopsied because of catastrophic haemorrhage; thornwaldt cyst, a midline remnant of the notochordal tract causing postnasal discharge and halitosis; antrochoanal polyp presenting through the choana; lymphoma; and chordoma
Endoscopic Anatomy and Safe Landmarks
- Nasal endoscopy has transformed rhinology, and the anatomy is learned as a sequence of passes rather than as a static picture.
- Preparation — topical decongestant and anaesthetic (such as lignocaine with phenylephrine or cocaine).
- Instruments — a rigid 4 mm 0-degree scope for routine work, a 30 or 45 degree scope to look into the frontal recess and maxillary antrum, and a flexible scope in children and where the nose is very narrow
- The first pass — along the floor: the inferior turbinate and inferior meatus, the floor of the nose, back to the choana, the nasopharynx, the eustachian cushion, the fossa of rosenmuller and the adenoid. This pass is where nasopharyngeal carcinoma is found
- The second pass — the middle meatus: between the middle turbinate and the lateral wall, identifying the uncinate process, the ethmoid bulla, the hiatus semilunaris and any accessory ostium, polyp, pus or oedema. Pus in the middle meatus is the endoscopic hallmark of anterior sinus disease
- The third pass — the sphenoethmoidal recess: between the septum and the middle turbinate, upward and backward to the superior turbinate and the sphenoid ostium, and the olfactory cleft
- The landmarks that keep surgery safe, and each corresponds to a specific danger:
- The maxillary line — a curved eminence over the nasolacrimal duct, marking the anterior limit of dissection and warning of the lacrimal system
- The ground (basal) lamella of the middle turbinate — the boundary between anterior and posterior ethmoid cells, so the surgeon knows which compartment is being entered
- The lamina papyracea — the orbit laterally; periorbital fat appearing in the field means the orbit has been entered, and the eye should be palpated at intervals to detect a developing haematoma
- The skull base and the cribriform plate medially — the medial roof is thinnest, so dissection is kept lateral to the middle turbinate attachment
- The anterior ethmoidal artery, crossing the ethmoid roof, sometimes in a free mesentery below the skull base — and if divided it may retract into the orbit and cause a rapidly expanding haematoma that blinds
- The sphenoid ostium, located medially at about 7 cm and 30 degrees from the nasal sill, and identified low and medially, since going laterally risks the optic nerve and carotid
The Turbinates in Health and Disease
- The turbinates (conchae) are scroll-shaped projections from the lateral nasal wall, each covered by respiratory mucosa over a core of venous sinusoids (cavernous erectile tissue).
- They exist to increase the surface area and to direct airflow, and are the organ of nasal air-conditioning.
- The inferior turbinate is by far the largest and is a separate bone; the middle, superior and supreme turbinates are parts of the ethmoid
- The venous sinusoids are the key TO everything: their filling and emptying under autonomic control changes turbinate volume rapidly.
- Sympathetic stimulation empties the sinusoids and decongests; parasympathetic stimulation and vasodilatation congest — which is why exercise opens the nose and lying down blocks it
- Turbinate hypertrophy may be mucosal or bony, and the distinction determines the treatment: mucosal hypertrophy shrinks with a topical decongestant and responds to medical treatment; bony hypertrophy does not shrink and requires surgery. This is exactly what examining the nose again after decongestion demonstrates
- Causes of hypertrophy — allergic and vasomotor rhinitis; chronic rhinosinusitis; compensatory hypertrophy on the concave side of a deviated septum.
- Management is medical first — topical intranasal steroid.
- Surgical reduction where medical treatment fails — submucous diathermy, radiofrequency ablation, submucosal resection of the turbinate bone, microdebrider-assisted reduction, and outfracture
- The governing surgical principle IS TO preserve mucosa and reduce volume.
- Total turbinectomy must BE avoided.
- Its mechanism is loss of the airflow sensors and of the resistance and turbulence needed for the sensation of breathing, together with loss of the air-conditioning surface — and it is largely irreversible and very difficult to treat
- Atrophic rhinitis (ozaena) is the related condition, in which the mucosa and turbinates atrophy, giving an abnormally roomy nose with foul-smelling crusts, merosmia (the patient cannot smell the odour that others find offensive), epistaxis and obstruction
- It is primary — commoner in young women, in India and other warm dry climates, associated with poor nutrition, iron deficiency and klebsiella ozaenae; or secondary to excessive turbinate surgery, radiotherapy, granulomatous disease and trauma
- Treatment — alkaline nasal douching and crust removal, which is the mainstay; 25% glucose in glycerine drops to inhibit proteolytic organisms; topical and systemic antibiotics; correction of iron and vitamin deficiency; and surgical narrowing of the nasal cavity (young’S operation, submucosal implants) in severe cases
- Venous sinusoids under autonomic control explain the nasal cycle, postural blockage and the action of decongestants
Sites and Causes
- Epistaxis is bleeding from the nose.
- It is a symptom, not a diagnosis, and is the commonest ENT emergency.
- It is classified by site into anterior and posterior, a distinction that governs both severity and management.
Management
- 1.
- Resuscitate first if the bleeding is heavy — assess airway, breathing and circulation; obtain intravenous access, take blood for full blood count, group and save or cross-match, and clotting; and give fluids.
- A patient can exsanguinate from the nose → 2.
- Position and first aid — sit the patient upright and leaning forward, so blood is not swallowed (which causes vomiting) or aspirated; pinch the soft part of the nose, not the bony bridge, for 10 to 15 minutes continuously; and ask the patient to spit blood out.
- Apply ice to the neck or forehead → 3.
- Remove clot by blowing or suction and inspect with good light and a speculum.
- Nothing can be treated until the nose has been cleared → 4.
- Topical vasoconstrictor and anaesthetic on a pledget — lignocaine with adrenaline or phenylephrine — left for several minutes, which frequently stops the bleeding by itself and always makes what follows tolerable → 5.
- Identify the bleeding point and cauterise — silver nitrate chemically or electrocautery.
- Cauterise around the vessel first, then the point itself, and never cauterise both sides of the septum at the same sitting, which risks perforation → 6.
- If bleeding continues, pack the nose — a nasal tampon (Merocel), inflatable balloon pack, or ribbon gauze impregnated with bismuth iodoform paraffin paste (BIPP).
- Pack along the floor of the nose, horizontally, not upward → 7.
- Posterior bleeding — a postnasal pack, a FOLEY catheter inflated in the nasopharynx and drawn forward, or a double-balloon device.
- These patients must be admitted → 8.
- Surgical or radiological intervention where packing fails — endoscopic sphenopalatine artery ligation or clipping, which is now the procedure of choice; anterior ethmoidal artery ligation where bleeding is high in the nose; and angiographic embolisation
- Why endoscopic sphenopalatine ligation has replaced the older operations — it is close to the bleeding point, so collateral flow cannot maintain the haemorrhage. Maxillary artery ligation in the antrum and external carotid ligation are more proximal, have a higher failure rate, and external carotid ligation cannot control bleeding from the ethmoidal arteries.
- Points about packing — give antibiotic cover for packs left beyond 24 to 48 hours, because of sinusitis and the risk of toxic shock syndrome; remove the pack at 24 to 48 hours; and be aware that packing may cause hypoxia through the nasopulmonary reflex, particularly in the elderly and in those with respiratory disease, who need oxygen saturation monitoring
- Treat the cause, not just the bleed — control hypertension; review and where possible correct anticoagulation, in discussion with the physician; correct coagulopathy; and treat rhinitis or crusting
- DO not reflexly stop anticoagulation in a patient with a mechanical valve or recent thrombosis; the decision is a balance and should be made jointly
- Prevention and advice on discharge — NO nose-picking, NO forceful blowing, NO hot drinks or hot baths for a few days; petroleum jelly or an antiseptic cream to Little’s area.
| Feature | Anterior epistaxis | Posterior epistaxis |
|---|---|---|
| Source | Little area (Kiesselbach plexus) on the antero-inferior septum | Sphenopalatine branches and woodruff plexus |
| Frequency | About 90% | About 10% |
| Typical patient | Children and young adults | Elderly, hypertensive, anticoagulated |
| Where the blood goes | Out of the nostril | Into the throat as well — the patient spits or swallows blood |
| Visible source | Usually yes on anterior rhinoscopy | Usually NO — needs endoscopy |
| Severity | Usually mild and self-limiting | Often heavy, with a risk of hypovolaemia |
| Treatment | Pressure, then cautery; anterior pack if needed | Postnasal pack or balloon; admit; often endoscopic sphenopalatine ligation |
Nature and Classification
- Allergic rhinitis is an IgE-mediated type I hypersensitivity inflammation of the nasal mucosa following exposure to an allergen in a sensitised individual.
- It is extremely common, affecting perhaps 20 to 30% of the population, and is a disease of the whole airway rather than of the nose alone.
- Pathophysiology proceeds in two phases, and the distinction explains why different drugs work at different times:
Clinical Features and Management
- The cardinal symptoms are the four — sneezing (paroxysmal, often in bouts), itching (of the nose, eyes, palate and throat), watery rhinorrhoea, and nasal blockage
- Itching is the symptom that best distinguishes allergic from other rhinitis, and should be asked about specifically
- Associated features — allergic conjunctivitis with itching, watering and redness; postnasal drip and cough; loss of smell; and fatigue and impaired concentration from disturbed sleep.
- Signs — a pale, bluish, boggy, oedematous inferior turbinate with clear secretion; allergic shiners (dark infraorbital discoloration from venous stasis); the DENNIE-MORGAN fold beneath the lower lid; the allergic salute, an upward rub of the nose with the palm, producing a transverse nasal crease; and mouth breathing
- Associations — the atopic triad of rhinitis, asthma and eczema. A large majority of asthmatics have rhinitis, and treating the nose improves asthma control — the "united airway" concept.
- Investigation — the diagnosis is clinical; skin prick testing, which is quick, cheap and sensitive but requires antihistamines to be stopped and carries a small risk of anaphylaxis; specific IgE (RAST), unaffected by drugs; nasal smear for eosinophils; and total IgE.
- Management proceeds in four steps:
- 1. Allergen avoidance — sensible but frequently impractical. For house dust mite: mattress and pillow covers, hot washing of bedding, removal of carpets and soft toys, and reducing humidity; for pollen: keeping windows shut, avoiding the outdoors at peak times, and washing on returning indoors; and removing a pet, which patients rarely accept
- 2. Pharmacotherapy:
- Intranasal corticosteroids are the most effective single treatment for all four symptoms including blockage — fluticasone, mometasone, budesonide. They take days to reach full effect and must be used regularly, not as required, and most treatment failure is failure of technique or adherence
- The correct technique must be taught: head slightly forward, spray with the opposite hand aiming outward toward the ipsilateral ear, and do not sniff hard. Aiming at the septum causes bleeding, crusting and perforation
- Oral antihistamines — second-generation, non-sedating agents (cetirizine, loratadine, fexofenadine) for sneezing, itching and rhinorrhoea; first-generation agents (chlorpheniramine) should be avoided because of sedation, impaired performance and anticholinergic effects
- Topical antihistamines (azelastine), which act faster; leukotriene receptor antagonists (montelukast), particularly with coexisting asthma; topical anticholinergic (ipratropium) for watery rhinorrhoea; sodium cromoglicate, safe in children and pregnancy but requiring frequent dosing; and saline irrigation, which is cheap and genuinely useful
- Short courses of oral steroid for severe exacerbations; depot injections should not be used
- Topical decongestants may be used for a few days only, to open the nose so that a steroid spray can reach the mucosa — and never beyond 5 to 7 days.
- 3. Immunotherapy — subcutaneous or sublingual desensitisation, which is the only treatment that alters the natural history of the disease. It is indicated where symptoms are severe, a single or few allergens are demonstrated, and medical treatment has failed; requires 3 to 5 years; and carries a small risk of anaphylaxis, so subcutaneous therapy is given only where resuscitation facilities are available
- 4. Surgery has a limited and specific role — it does not treat the allergy, and is used only to correct anatomical obstruction that prevents medical treatment from working: turbinate reduction for irreversible hypertrophy, and septoplasty for a significant deviation
- Itching is what distinguishes allergic rhinitis from other forms, and should be asked about specifically
- The early phase is histamine and the late phase is cellular, which is why blockage needs a steroid rather than an antihistamine
Classification and the Major Types
- Non-allergic rhinitis is inflammation or dysfunction of the nasal mucosa producing rhinitic symptoms without demonstrable IgE-mediated allergy.
- It is a diagnosis of exclusion, made when allergy testing is negative, and accounts for a substantial minority of all rhinitis.
- The clinical picture differs from allergic rhinitis in ways that are worth stating: itching and sneezing are less prominent; blockage and rhinorrhoea dominate; there is NO seasonal pattern and no personal or family history of atopy; onset is in adult life; and eye symptoms are absent
- Vasomotor (idiopathic) rhinitis is the commonest type — an imbalance of autonomic control of the nasal vasculature, with relative parasympathetic overactivity producing vasodilatation and secretion
Assessment and Management
- The history IS the diagnosis, and four questions do most of the work: what provokes it (physical triggers versus allergens); is there itching (suggesting allergy); what drugs are used, including sprays bought over the counter; and is it better away from work
- Examine for the appearance of the mucosa, septal deviation, polyps and crusting; and exclude the mimics
- The conditions that masquerade AS rhinitis and must BE excluded — chronic rhinosinusitis and nasal polyps; CSF rhinorrhoea in a unilateral clear watery discharge, particularly after trauma or surgery; a nasal tumour where symptoms are unilateral; a foreign body in a child with unilateral foul discharge; granulomatous disease where there is crusting and destruction; and primary ciliary dyskinesia or cystic fibrosis in a child
- Any unilateral rhinitic symptom deserves endoscopy.
- Investigation — allergy testing to exclude allergy, which is what defines the group; nasal smear for eosinophils; endoscopy; and CT where sinus disease is suspected
- Management:
- Identify and avoid the triggers where possible — which for vasomotor rhinitis means practical measures against cold air, smoke and strong smells rather than allergen avoidance
- Stop or substitute the offending drug, in discussion with the prescriber.
- Saline irrigation, which is safe, cheap and useful in all forms
- Topical intranasal steroid, which is the most effective drug for blockage and works in most non-allergic forms, particularly nares
- Topical anticholinergic (ipratropium) is the treatment of choice where watery rhinorrhoea is the dominant symptom — in vasomotor, gustatory and elderly rhinitis — because it blocks the parasympathetic secretomotor drive directly
- Topical antihistamine (azelastine) has an effect in vasomotor rhinitis beyond its antihistamine action, whereas oral antihistamines are of little value in non-allergic disease
- Capsaicin for intractable vasomotor rhinitis, acting by defunctionalising sensory C-fibres
- Surgery — turbinate reduction for irreversible hypertrophy, and septoplasty for obstruction; with vidian neurectomy, historically performed for intractable rhinorrhoea and now largely abandoned because of the risk of a dry eye from interrupting the lacrimal secretomotor supply
- Ask directly about over-the-counter sprays; patients do not volunteer them because a decongestant does not feel like a medicine
- Rhinitis medicamentosa is self-inflicted and curable, and the whole treatment is to stop the drug
- Warn that the nose worsens for a week or two after stopping, or the patient simply restarts the spray
- Stopping one side at a time is a practical strategy that many patients tolerate far better than stopping both
- Itching and sneezing suggest allergy, whereas blockage and watery discharge dominate non-allergic disease
- Physical triggers point to vasomotor rhinitis — cold air, strong smells, alcohol, emotion and spicy food
- Ipratropium is the drug for watery rhinorrhoea, blocking the parasympathetic secretomotor drive directly
- Oral antihistamines are of little value in non-allergic rhinitis, though topical azelastine has an effect beyond antihistamine action
- Improvement at weekends suggests occupational rhinitis.
- Recognising occupational rhinitis matters beyond the nose.
- Rhinitis of pregnancy resolves after delivery and should be managed with saline and posture rather than decongestants
- Check thyroid function where rhinitis is unexplained; hypothyroidism causes mucosal congestion
- Review antihypertensives as a cause; beta-blockers, ACE inhibitors and methyldopa all cause nasal congestion
Nasal Fractures
- The nasal bones are the most commonly fractured bones of the face, because the nose projects and its upper third is bone with a thin, unsupported lower part.
- Assessment is clinical rather than radiological.
- Mechanism determines the deformity — a lateral blow (the commonest) causes deviation to the opposite side, often with depression of the near side; a frontal blow causes flattening and splaying of the nasal bones, and if severe telescoping with a saddle deformity and telecanthus
Other Nasal and Facial Trauma
- Septal fracture and dislocation frequently accompany a nasal fracture and are the commonest reason a manipulated nose remains obstructed — the bones are straightened but the septum is not.
- Soft tissue injuries — irrigate, debride minimally given the excellent blood supply, and close in layers ensuring cartilage is covered; give tetanus prophylaxis and antibiotics for contaminated wounds
- Maxillofacial fractures classified by LE FORT — I: a horizontal fracture above the teeth, giving a mobile upper dental arch ("floating palate"); II: a pyramidal fracture through the nasal bones, orbital floors and maxilla, giving a mobile midface with the nose; and III: craniofacial dysjunction, separating the facial skeleton from the skull base — all of which may be associated with CSF leak and airway compromise
- Naso-orbito-ethmoid (NOE) fractures are the serious ones for the nose: they cause telecanthus (an increased intercanthal distance from disruption of the medial canthal tendon), a flattened nasal bridge, and frequently CSF leak and lacrimal injury; and require open reduction and canthal fixation
- Orbital blow-out fracture — giving diplopia on upgaze, enophthalmos and infraorbital numbness; the white-eyed trapdoor fracture in a child is a surgical emergency because the trapped muscle becomes ischaemic
- Warn against nose-blowing after any midfacial fracture.
- Late deformities — a saddle nose (from septal cartilage loss after haematoma, abscess or over-resection); a deviated external nose; persistent obstruction; and synechiae. These are corrected by septorhinoplasty with cartilage or bone grafting, ideally deferred at least 6 months and, in children, until facial growth is complete
- Consider non-accidental injury in a child, and domestic violence in an adult with recurrent or inconsistent facial injury — and ask
- Do not order plain nasal radiographs; they are frequently wrong in both directions and change nothing
- The decision to manipulate rests on appearance and airway, judged clinically rather than radiologically
- Palpate the septum in every broken nose; a haematoma is soft and bilateral and is missed by inspection alone
- Assess within hours or wait a week; a grossly swollen nose at forty-eight hours cannot be judged at all
- Manipulate within ten to fourteen days in an adult and seven to ten in a child, before the fracture unites
- A lateral blow deviates and a frontal blow flattens, which is why the mechanism predicts the deformity
- The septum is why a manipulated nose stays blocked, so it must be assessed and addressed separately from the bones
- Exclude CSF rhinorrhoea after any midfacial injury, and confirm with beta-2 transferrin rather than a glucose stick
- Assess the eye and conscious level first; the associated injuries matter more than the nasal fracture
- Warn against nose-blowing after a midfacial fracture, which forces air and organisms into the orbit and cranial cavity
- Telecanthus indicates a naso-orbito-ethmoid fracture, from disruption of the medial canthal tendon, and needs open fixation
- A white-eyed trapdoor fracture in a child is a surgical emergency despite the unimpressive appearance
- Photograph the injury and document the mechanism; assault is a common cause and litigation frequently follows
- Warn that a perfect result is not guaranteed before manipulating; a proportion need later septorhinoplasty
- Defer septorhinoplasty at least six months, and until facial growth is complete in a child
- Ask about domestic violence and non-accidental injury where facial injuries are recurrent or the history is inconsistent
Approach and the Infective Granulomas
- Granulomatous diseases OF the nose are conditions producing chronic granulomatous inflammation of the nasal mucosa, with crusting, nasal obstruction, discharge and tissue destruction.
- They are important in India, where the infective causes remain common.
- The presentation IS remarkably similar whatever the cause.
The Non-infective Granulomas and Mimics
- Granulomatosis with polyangiitis (formerly wegener) is the most important non-infective cause, and the nose is frequently where it first declares itself
- It is a necrotising vasculitis with granulomas, affecting the upper airway, lungs and kidneys — the classical triad
- Nasal features — persistent crusting and blood-stained discharge that fails to respond to treatment; septal perforation and saddle deformity; obstruction; and friable, granular mucosa that bleeds on touch
- Systemic features to seek — haemoptysis and pulmonary infiltrates or cavities; glomerulonephritis with haematuria and a rising creatinine.
- Diagnosis — c-ANCA with PR3 specificity.
- Treatment is immunosuppression — corticosteroid with cyclophosphamide or rituximab for induction, then maintenance with azathioprine or methotrexate; with co-trimoxazole.
- Nasal care — douching and crust removal, and surgery only when the disease is quiescent.
- Sarcoidosis — non-caseating granulomas; nasal crusting and obstruction with submucosal nodules giving a "strawberry skin" appearance on the inferior turbinate; with lupus pernio, a violaceous plaque on the nose and cheeks. Raised serum ACE and calcium, hilar lymphadenopathy on chest imaging; treated with steroid
- NK/T-cell lymphoma, nasal type (formerly "lethal midline granuloma") — an EBV-associated malignancy causing relentless midfacial destruction. It is commoner in Asian and South American populations, and must not be treated as an infection. Diagnosed by repeated deep biopsy with immunohistochemistry (CD56 positive) and EBV testing; treated with radiotherapy and chemotherapy
- Rhinoscleroma and rhinosporidiosis are considered separately, but both belong in this differential
- The mimics that must not be forgotten — cocaine and inhaled drug abuse.
- Ask about cocaine use directly and non-judgementally in any midfacial destructive lesion; patients rarely volunteer it and the diagnosis is otherwise repeatedly missed
- They all look the same, so biopsy decides; appearance alone cannot separate infection, vasculitis, lymphoma and carcinoma
- Take a deep and generous biopsy; superficial specimens show only non-specific inflammation and waste the procedure
- Repeat a negative biopsy where suspicion remains, particularly in vasculitis and lymphoma
- Send for fungal and mycobacterial culture as well as histology, or the treatable infections will be missed
- Tuberculosis and leprosy perforate cartilage, whereas syphilis destroys the bony septum, which is a useful discriminator
- The nose is an early site in lepromatous leprosy and a major route of transmission.
- Nasal tuberculosis is secondary to pulmonary disease, so the chest must be imaged in every case
- Check urinalysis and creatinine in every suspected vasculitis; the kidney determines the prognosis and is silent early
- C-ANCA may be negative in limited disease, so a negative result does not exclude granulomatosis with polyangiitis
- Operate only when vasculitis is quiescent; surgery on active disease fails and may worsen the destruction
- Co-trimoxazole reduces relapse in limited upper airway disease, and is a cheap addition to immunosuppression
- Strawberry skin on the turbinate suggests sarcoidosis, with lupus pernio on the nose and cheeks
- Relentless midfacial destruction suggests lymphoma, which must not be treated as an infection while it advances
- NK/T-cell lymphoma is EBV-associated and commoner in Asian populations, and needs immunohistochemistry to diagnose
- Ask about cocaine directly and without judgement; it mimics vasculitis exactly and may even give a positive ANCA
- Chronic steroid spray misuse perforates the septum, and is a mimic that is corrected simply by changing the technique
- Carcinoma is the reason biopsy is mandatory, since it may present as a crusting non-healing lesion like any of these
- Mucormycosis is an angioinvasive emergency, and a black eschar in a diabetic must be acted on the same day
- Lupus vulgaris shows apple-jelly nodules on diascopy, and is the indolent cutaneous form of tuberculosis
Foreign Bodies in the Nose
- A nasal foreign body is most often seen in children between 2 and 5 years, and in those with learning difficulty or psychiatric illness at any age.
- It lodges on the floor of the nose or between the septum and the inferior turbinate.
- The cardinal presentation IS unilateral foul-smelling purulent OR blood-stained discharge IN A child, and it is a foreign body until proved otherwise. The smell is the diagnostic feature, and is frequently what brings the family
- The history is frequently absent — the event was unwitnessed, or the child conceals it — so the absence of a history means nothing
- Other features — unilateral obstruction, sneezing, pain, epistaxis, and occasionally nothing at all
- Types — organic (seeds, pulses, paper, foam).
- The two emergencies, which must be recognised at once:
- 1. A button (disc) battery — which causes liquefactive necrosis from local alkali generated by the current, within hours, producing septal perforation, synechiae and saddle deformity. It must be removed immediately, as an emergency, and no delay for a list or for fasting is acceptable
- 2. Paired magnets, one in each nostril.
- Suspect a battery where the object is disc-shaped, and where there is rapid onset of pain, bleeding or a grey discoloration — if in doubt, treat as a battery
- Removal — the first attempt is the best attempt, and should be made under the best conditions available.
- Prepare properly — good light and suction, topical vasoconstrictor and anaesthetic, and proper immobilisation of the child, wrapped and held by a parent or assistant
Rhinolith
- A rhinolith is a calcified mass in the nasal cavity, formed by the deposition of calcium and magnesium salts (carbonates and phosphates) around a nidus over years
- The nidus may be endogenous (inspissated secretion, a blood clot, a bone fragment, a tooth) or exogenous — and most are an old, forgotten foreign body
- It presents in an adult with long-standing unilateral nasal obstruction and foul-smelling, often blood-stained discharge — the same picture as a foreign body, but over years rather than days, and in an adult who has forgotten the original event
- Examination shows a hard, gritty, greyish-brown irregular mass on the floor of the nose, which is hard on probing, surrounded by granulation tissue and pus
- Imaging — a radio-opaque mass on plain film or, better, CT, which shows the extent and any bony erosion and excludes other pathology
Vestibulitis and Furuncle
- Nasal vestibulitis is inflammation of the skin-lined nasal vestibule, and a furuncle (boil) is a staphylococcal abscess of a hair follicle there.
- Both are conditions of skin, not of mucosa — which is why the vestibule behaves like skin elsewhere on the face.
- The usual organism is staphylococcus aureus
- Predisposing factors — nose-picking and plucking of vibrissae.
- Vestibulitis presents with pain, tenderness, redness, swelling, crusting and fissuring of the vestibular skin, often with recurrent episodes
- A furuncle presents with severe, throbbing, well-localised pain out of proportion to the visible swelling, a tender red swelling in the vestibule, and later pointing with pus
- The critical point, and the reason this small condition IS taught AT all, IS the risk OF cavernous sinus thrombosis
- The nose and upper lip form the "danger area of the face".
- Infection can therefore spread retrogradely and intracranially, causing cavernous sinus thrombosis.
- Hence the absolute rule: a furuncle of the nose or upper lip must never be squeezed, picked or prematurely incised
- Management of a furuncle — systemic anti-staphylococcal antibiotics (flucloxacillin, or as guided by culture and local resistance); analgesia, which is needed and often underprescribed; local heat to encourage pointing; and NO manipulation
- Incision and drainage only when the abscess has pointed, and then gently under antibiotic cover
- Management of vestibulitis — topical antibiotic ointment (mupirocin or fusidic acid); an emollient; and treating the underlying nasal discharge, without which it recurs
- Advise the patient to stop nose-picking and plucking hairs, and to trim rather than pluck vibrissae
- For recurrent disease — test the blood glucose, since recurrent boils may be the presentation of diabetes; take nasal swabs for staphylococcal carriage and eradicate it with mupirocin to the nares and chlorhexidine washes; and consider immunodeficiency
- The warning signs OF spread.
- Such a patient requires immediate admission, intravenous antibiotics, imaging with MR venography and joint management
- The vestibule is skin, so it behaves like skin, which is why furuncles and fissuring occur there and not deeper in the nose
- Never squeeze a boil on the nose or upper lip; the valveless veins lead directly to the cavernous sinus
- Pain out of proportion to the swelling is characteristic of a furuncle in the tight vestibular skin
- Incise only when it has pointed, and then gently and under antibiotic cover
- Test the blood glucose in recurrent boils; they may be the presenting feature of diabetes
Rhinosporidiosis
- Rhinosporidiosis is a chronic granulomatous infection caused by rhinosporidium seeberi, which produces friable, vascular, polypoidal masses in the nose and nasopharynx.
- It is endemic in INDIA and SRI LANKA, which together account for the great majority of cases in the world.
- The organism was long classified as a fungus but is now placed among the mesomycetozoea, a group of aquatic protistan parasites — and, importantly, it cannot be cultured in vitro.
- Transmission is thought to be from stagnant water — the classical history is of bathing in ponds, tanks or rivers, or of occupational exposure such as sand-digging in river beds. It is commoner in males and in rural populations
- Presentation — unilateral nasal obstruction and recurrent epistaxis.
- The appearance IS distinctive and is what makes the clinical diagnosis: a pink to purplish-red, soft, lobulated, polypoidal mass, frequently pedunculated.
- Sites — most often the nasal septum, the floor and the inferior turbinate; also the nasopharynx, conjunctiva and lacrimal sac, larynx, skin and genitalia; and it may prolapse into the pharynx
- Histology is diagnostic — numerous thick-walled sporangia (up to 300 micrometres) containing thousands of endospores, at various stages of maturation, within a vascular stroma with a chronic inflammatory infiltrate; stained by PAS and methenamine silver
- Treatment is complete surgical excision with cautery (or diathermy) of the base.
- Recurrence is common and is due to spillage of endospores onto adjacent mucosa — hence wide excision, cauterisation of the base, and avoidance of piecemeal removal
- Operate with adequate preparation for bleeding.
- Dapsone is used as an adjuvant, believed to arrest sporangial maturation and promote fibrosis, and is given for months to reduce recurrence; antifungals are ineffective, which follows from the organism not being a true fungus
- Advise against bathing in stagnant ponds and tanks, which is the only available preventive measure and is worth stating in an Indian context
- The differential — a bleeding polypus of the septum (haemangioma), an antrochoanal polyp, angiofibroma in an adolescent male, inverted papilloma, and malignancy — which is why every such mass is sent for histology however typical it looks
- White dots on a red polyp are sporangia seen through the epithelium.
- It cannot be cultured, so the diagnosis is histological and no swab or culture will help
- Ask about bathing in ponds and tanks; the exposure history is characteristic and is not volunteered
- Bleeding is out of proportion to the size, because the mass is highly vascular, so prepare for haemorrhage
Nasal Myiasis
- Nasal myiasis (maggots in the nose) is infestation of the nasal cavity by the larvae of flies, most often Chrysomya bezziana or Oestrus ovis.
- It is a condition of hot climates and of poverty, and remains important in India.
- Pathogenesis — flies are attracted by a foul-smelling nasal discharge and lay eggs in the nose; the eggs hatch within 24 hours and the larvae burrow into the tissues, causing rapid and extensive destruction
- The predisposing conditions are the key TO the whole subject.
- Hence the rule: treat the maggots, then find and treat the underlying disease, or the patient will be reinfested
- Clinical features — intense irritation and a sensation of crawling or movement in the nose.
- Examination shows numerous wriggling larvae among blood-stained discharge and sloughing mucosa, with necrotic tissue and granulations
- Complications are the reason it is an emergency — destruction of the septum, turbinates, palate and nasal skeleton with gross disfigurement; orbital invasion with blindness; and spread to the cranial cavity causing meningitis, cavernous sinus thrombosis and death
- Management — admit the patient, since treatment takes several days
- Immobilise and kill the larvae before removing them — chloroform water instilled into the nose, or ether, turpentine or oil.
- Remove the larvae with forceps under vision, repeatedly over several days.
- Oral ivermectin is a useful and increasingly used adjunct, killing larvae systemically
- Systemic antibiotics for the secondary bacterial infection and cellulitis; analgesia; and nutritional and general support, since these patients are debilitated
- Nasal douching and removal of crusts and slough once the larvae are cleared
- Then identify and treat the underlying cause — atrophic rhinitis, a granulomatous disease, a rhinolith, or a malignancy — and biopsy any suspicious tissue
- Prevention — treatment of atrophic rhinitis and chronic nasal discharge; personal and environmental hygiene; fly control and covering of food and refuse; and protecting the debilitated, the unconscious and those sleeping outdoors with mosquito nets
- Kill the larvae before removing them; pulling live maggots drives the rest deeper and leaves fragments behind
- Myiasis is almost always secondary, so find the atrophic rhinitis, rhinolith or tumour underneath
- Atrophic rhinitis is the commonest predisposing cause, the foul discharge attracting the flies that lay the eggs
- A crawling sensation in the nose is characteristic and deeply distressing, and is what brings the patient
- Removal takes several days, since larvae burrow deeply and cannot all be reached at one sitting
Adenoid Hypertrophy
- The adenoid (nasopharyngeal tonsil) is subepithelial lymphoid tissue in the roof and posterior wall of the nasopharynx, part of waldeyer’S ring.
- It enlarges from infancy to 5 or 6 years and then atrophies, being insignificant after puberty.
- Adenoid hypertrophy is physiological in childhood and becomes pathological only when it produces symptoms — so size on a radiograph is not the indication for surgery
Adenoidectomy
- Indications — obstructive sleep apnoea or significant sleep-disordered breathing.
- Contraindications — cleft palate, submucous cleft, and a bifid uvula with a notched hard palate, all of which risk velopharyngeal insufficiency; a short or immobile palate; bleeding disorders; and acute infection
- Always palpate the palate and look AT the uvula before adenoidectomy — a submucous cleft is invisible on inspection alone and is felt as a notch in the posterior hard palate, with a bifid uvula and a bluish midline zona pellucida. Missing it is the classical cause of a preventable disaster
- Technique — general anaesthesia with a cuffed tube, the patient supine with the head extended, a Boyle-Davis gag, and removal with a ST CLAIR thomson curette with a guard, an adenotome, suction diathermy, or a microdebrider under endoscopic vision — the last two being increasingly preferred because they allow precise removal under direct vision with less bleeding
- Haemostasis by postnasal packing and pressure, or diathermy
- Complications — haemorrhage, primary or reactionary, which is the commonest; velopharyngeal insufficiency giving hypernasal speech and nasal regurgitation of fluids, temporary but permanent if a cleft was missed; injury to the eustachian cushion causing stenosis; nasopharyngeal stenosis from over-aggressive removal; atlantoaxial subluxation (GRISEL syndrome), a rare but classical complication presenting with neck pain and torticollis after surgery; injury to the teeth or lips; and recurrence, since adenoid tissue can regrow
- The postoperative bleed is managed as an emergency — resuscitate, take blood, and return to theatre, remembering that a child may swallow a large volume before it is apparent, so tachycardia and repeated swallowing are the early signs rather than visible blood
- Adenoidectomy is frequently combined with tonsillectomy for OSA (adenotonsillectomy), which is the standard operation for paediatric sleep-disordered breathing and is highly effective
- IN AN adult, adenoidal tissue is abnormal and must be biopsied rather than simply curetted — to exclude nasopharyngeal carcinoma, lymphoma and HIV-associated lymphoid hyperplasia
- Feel the palate before every adenoidectomy; a submucous cleft is invisible and removing the adenoid causes permanent hypernasality
Nature and Diagnosis
- CSF rhinorrhoea is leakage of cerebrospinal fluid from the nose, through a defect in the dura and the bone of the anterior skull base.
- Its importance lies almost entirely in the risk of meningitis, which persists for as long as the leak does.
- Classification and causes:
- Traumatic accounts for the great majority — closed head injury with a fracture of the cribriform plate, the fovea ethmoidalis, the frontal sinus or the sphenoid
- Iatrogenic — after endoscopic sinus surgery (classically at the medial ethmoid roof beside the cribriform plate, the thinnest point), skull base or pituitary surgery
- Spontaneous — characteristically in obese, middle-aged women with raised intracranial pressure and a thinned skull base.
- Also — tumours eroding the skull base, congenital defects and encephalocele, and previous radiotherapy
- Clinical features — unilateral, clear, watery discharge.
- The patient may describe a salty or metallic taste as fluid runs into the pharynx; and there may be postural headache, anosmia (from associated cribriform injury), and a history of recurrent meningitis
- Recurrent meningitis always demands A search for A CSF fistula, and is the presentation that must never be missed
- The reservoir sign — fluid accumulating while recumbent and gushing out on sitting up or bending forward
- Diagnosis:
Management
- Conservative management first for a traumatic leak, since the majority close spontaneously within 7 to 10 days
- Measures — bed rest with the head elevated 30 degrees; avoidance of nose-blowing, straining, coughing and sneezing (sneeze with the mouth open); stool softeners; and avoidance of nasal packing and instrumentation
- A lumbar drain where the leak persists, reducing the pressure across the defect
- Prophylactic antibiotics are not recommended in current guidance — they do not reduce the incidence of meningitis and select resistant organisms. This runs against older teaching and is worth stating clearly
- Vaccinate against pneumococcus (and consider meningococcal and Hib) in a patient with a persistent or recurrent leak, since Streptococcus pneumoniae is the usual organism
- Surgical repair is indicated where the leak persists beyond 10 days to 2 weeks, recurs, follows meningitis, is spontaneous (which rarely closes alone), is associated with an encephalocele, a large defect or a tumour, or is delayed in onset
- The endoscopic endonasal approach is now the standard, with success rates above 90%, and has largely replaced the intracranial (frontal craniotomy) approach.
- Principles of repair — identify the defect precisely; freshen the margins and remove mucosa from the edges.
Nature and Presentation
Juvenile nasopharyngeal angiofibroma (JNA) is a histologically benign but locally aggressive, highly vascular tumour arising at the sphenopalatine foramen, occurring almost exclusively in adolescent males.
- The three features that define IT clinically are the patient, the bleeding and the prohibition ON biopsy
- It occurs in males aged 10 to 20 years. A case in a female should prompt karyotyping.
- Its site of origin is the sphenopalatine foramen and the posterolateral wall of the nasal cavity, from which it spreads along natural foramina and fissures rather than by invasion — into the pterygopalatine fossa, the infratemporal fossa, the sphenoid and ethmoid sinuses, the orbit and eventually intracranially
- The HOLMAN-MILLER sign — anterior bowing of the posterior wall of the maxillary sinus — reflects that expansion into the pterygopalatine fossa, and is classical and virtually pathognomonic
- Its blood supply is chiefly from the internal maxillary artery (external carotid), particularly the sphenopalatine branch; with contributions from the ascending pharyngeal and, in large or recurrent tumours, from the internal carotid — which matters greatly for embolisation and for the risk of surgery
Investigation and Management
- Contrast-enhanced CT shows an intensely enhancing mass centred on the sphenopalatine foramen, with widening of the foramen and of the pterygopalatine fossa and the HOLMAN-MILLER sign; and defines the bony erosion and skull base involvement
- MRI shows the soft tissue extent, intracranial and orbital spread, and characteristic flow VOIDS giving a "salt and pepper" appearance
- Angiography defines the feeding vessels and, crucially, whether there is internal carotid supply; and permits embolisation
- Preoperative embolisation 24 to 48 hours before surgery substantially reduces intraoperative blood loss and is now standard practice. Doing it too early allows collaterals to recruit.
- Staging systems (radkowski, FISCH, andrews) are based on extension into the pterygopalatine and infratemporal fossae, the orbit and intracranially, and guide the surgical approach and prognosis
- Surgical excision is the treatment of choice
- Endoscopic excision is now standard for early and intermediate tumours, and increasingly for advanced disease in experienced hands, with less morbidity, no facial scar, no effect on facial growth, and lower blood loss
- Open approaches — midfacial degloving, lateral rhinotomy, transpalatal, and infratemporal fossa approaches — for extensive disease, particularly with significant intracranial or lateral extension
- Prepare properly for blood loss — cross-match adequate blood, secure large-bore access, and involve an experienced anaesthetist; this is not an operation to begin unprepared
Nature and Pathogenesis
- Acute rhinosinusitis is inflammation of the nose and paranasal sinuses of less than 12 weeks duration, with complete resolution of symptoms.
- The term rhinosinusitis is preferred to "sinusitis", because the nasal and sinus mucosa are continuous and are always involved together.
- The pathogenesis IS A sequence that should BE recited.
Clinical Features and Management
- Diagnosis is clinical, and requires at least two symptoms, one of which must be nasal blockage or discharge:
- Nasal blockage or obstruction
- Nasal discharge, anterior or posterior, characteristically purulent
- Facial pain or pressure
- Reduction or loss of smell
- The site of pain suggests the sinus — maxillary: cheek pain, referred to the upper teeth; frontal: forehead pain, classically worse in the morning and easing by afternoon; ethmoid: pain between and behind the eyes, with periorbital oedema; sphenoid: deep-seated vertex or occipital pain.
- Examination — tenderness over the affected sinus; pus in the middle meatus on anterior rhinoscopy or endoscopy.
- Investigation IS not routinely required.
- Plain radiographs should not be used — they are insensitive, non-specific, and mucosal thickening is present in many normal people and in almost anyone with a cold
- CT is indicated only where there is suspected complication, failure to respond to treatment, immunocompromise, or planned surgery — not for diagnosis
- Management of viral and mild disease — symptomatic treatment alone: analgesia, saline irrigation, steam inhalation, adequate fluids and rest, and topical decongestant for NO more than 5 to 7 days
- Intranasal corticosteroid has good evidence in acute rhinosinusitis, reducing symptoms and speeding recovery, and is appropriate as first-line treatment in moderate disease
- Watchful waiting with symptomatic treatment is appropriate for the first 7 to 10 days in an otherwise well patient
- Antibiotics are indicated for — severe symptoms (high fever, severe pain); symptoms persisting beyond 10 days without improvement; double sickening; suspected complication; and immunocompromise or significant comorbidity
- First-line antibiotic is amoxicillin, or amoxicillin-clavulanate where there is recent antibiotic use, treatment failure or a high local resistance rate; with doxycycline or a macrolide in penicillin allergy, guided by local sensitivity. A course of 5 to 10 days is usual
- Adjuncts — mucolytics, whose evidence is weak; and antihistamines only where there is underlying allergy.
- Surgery is rarely needed in acute disease, and is reserved for a complication, or an unresolving collection — antral washout or endoscopic drainage
- The red flags demanding urgent assessment and imaging — periorbital swelling, redness or displacement of the eye; diplopia, reduced visual acuity or an afferent pupillary defect; severe unilateral or bilateral frontal headache; frontal swelling; signs of meningitis; and any neurological sign or reduced conscious level
- These features mean the patient is referred the same day, because orbital and intracranial complications progress in hours
- Double sickening is the most useful single sign, meaning improvement followed by deterioration after five or six days
- Most acute rhinosinusitis is viral and needs no antibiotic.
- Do not order plain sinus radiographs; mucosal thickening appears in almost anyone with a cold and changes nothing
- Pus in the middle meatus is the most useful sign, and is seen on anterior rhinoscopy or endoscopy after decongestion
- Two symptoms are required, one being blockage or discharge.
- The maxillary sinus is most often affected, because its ostium sits high and drainage depends entirely on cilia
- Sphenoid pain is vertex or occipital and deep-seated, and is the presentation most often misattributed
- Frontal pain is classically worse in the morning and eases through the afternoon as the sinus drains
- Maxillary pain refers to the upper teeth, which sends many patients to a dentist before an ENT surgeon
- Topical steroid has good evidence in acute disease, reducing symptoms and speeding recovery without an antibiotic
- Use decongestants for five to seven days at most, or rhinitis medicamentosa is created while treating the sinusitis
Definition and Phenotypes
- Chronic rhinosinusitis (CRS) is inflammation of the nose and paranasal sinuses lasting 12 weeks or more, with at least two symptoms — one being nasal blockage or discharge — together with objective evidence on endoscopy or CT.
- The objective requirement matters.
- The four cardinal symptoms are nasal blockage, nasal discharge (anterior or postnasal), facial pain or pressure, and reduction or loss of smell — with at least one of blockage or discharge required
Assessment and Management
- Assessment — a full history with duration, the four symptoms, and their impact; and specific enquiry about asthma, aspirin sensitivity, allergy, smoking and previous surgery
- Nasal endoscopy in every case, which is what converts a symptom complex into a diagnosis
- CT of the sinuses in the coronal plane, but performed after a course of maximal medical treatment, so it shows persistent rather than reversible disease — and interpreted with the symptoms, never alone
- Investigate the contributing factors — allergy testing; immunoglobulins and vaccine responses where infections are recurrent; sweat chloride and ciliary studies in a child or where suggested; ANCA where there is crusting or destruction; and dental assessment in unilateral maxillary disease
- Medical treatment IS the foundation, and surgery IS for its failure
- 1. Intranasal corticosteroid is the mainstay, used long-term and regularly. Technique and adherence determine success, and should be checked before the drug is changed
- 2. Saline irrigation, in high volume.
- Steroid can be added to the irrigation fluid in refractory disease, delivering far more drug to the sinus mucosa than a spray
- 3. A course of oral corticosteroid for severe polyposis or a marked exacerbation — highly effective, but limited by systemic effects and not for repeated long-term use
- 4. Antibiotics — a short course for an acute exacerbation, guided by culture; and low-dose long-term macrolide (such as clarithromycin for 12 weeks) in CRSsNP with normal IgE, acting through an anti-inflammatory and immunomodulatory rather than antibacterial effect
- 5. Treat the contributors — allergy, asthma, reflux, dental disease; and stop smoking, without which little else works
- 6. Leukotriene antagonists in aspirin-exacerbated disease; and aspirin desensitisation in selected patients with AERD.
- 7. Biologics — the major recent advance: dupilumab (anti-IL-4/13), omalizumab (anti-IgE) and mepolizumab (anti-IL-5) for severe type-2 CRSwNP.
- Surgery — functional endoscopic sinus surgery (FESS) is indicated where maximal medical treatment for an adequate period has failed, and for complications, mucocele, fungal ball and suspected neoplasm
- Its principle is to restore ventilation and natural drainage by relieving obstruction at the osteomeatal complex, allowing the diseased mucosa to recover — hence mucosa is preserved, not stripped
- Surgery does not cure the underlying inflammation: medical treatment must continue afterwards, and a patient who stops their steroid spray after surgery will relapse — which must be explained before the operation, not after
- Postoperative care determines the result — douching, debridement of crusts, and topical steroid
- Counsel realistically — smell recovers least reliably, and polyps recur in a substantial proportion, particularly with asthma and aspirin sensitivity
- Twelve weeks is the dividing line between acute and chronic disease, and it should be stated in the definition
- Objective findings are required, on endoscopy or CT.
- Facial pain alone is not sinusitis, and is midfacial segment pain or migraine
- Polyps mean blockage and anosmia, whereas disease without polyps gives pain and discharge
- Type-2 eosinophilic disease responds to steroid and to biologics, whereas neutrophilic disease responds to surgery and macrolides
- Ask every patient about asthma and aspirin; the triad changes the prognosis and the treatment entirely
- Scan after medical treatment, not before, so the CT shows persistent rather than reversible disease
- Read the scan with the symptoms; incidental mucosal thickening is common and treating a scan helps nobody
- High-volume saline irrigation genuinely works and should be done before the steroid spray, not after
- Check spray technique before changing the drug; most apparent failure is technique or adherence
Nature and Pathology
- Nasal polyps are benign, pedunculated, oedematous masses of prolapsed, inflamed sinonasal mucosa.
- They are not tumours and not a disease in themselves, but the end result of chronic mucosal inflammation — which is why removing them without treating the inflammation guarantees recurrence.
- They arise chiefly from the ethmoid air cells and the middle meatus, prolapsing into the nasal cavity through the osteomeatal complex
Clinical Features and Management
- Symptoms — progressive bilateral nasal obstruction.
- Massive polyposis may cause broadening of the nasal bridge and hypertelorism — the so-called frog-face deformity — and polyps may become visible at the nostril
- The critical clinical discrimination IS bilateral versus unilateral:
- Bilateral polyps are usually inflammatory and benign
- A unilateral nasal mass is not a simple polyp until proved otherwise, and must be imaged and biopsied — the differential being antrochoanal polyp, inverted papilloma, angiofibroma, malignancy, encephalocele and a fungal ball
- The features that should alarm — unilateral disease; bleeding or a friable, fleshy appearance; pain; orbital signs, proptosis or diplopia; cranial nerve involvement or facial numbness; and bone erosion on imaging
- Investigation — nasal endoscopy; CT of the sinuses to assess extent, the osteomeatal complex, the skull base and any bone erosion; MRI where a tumour, encephalocele or intracranial extension is suspected; allergy testing; and sweat chloride in a child
- Histology of everything removed, without exception
- Medical treatment first:
- Topical intranasal corticosteroid, long-term, which is the mainstay and shrinks polyps, improves obstruction and delays recurrence. Drops reach the ethmoids better than sprays and are used with the head-down position in significant polyposis
- A short course of oral corticosteroid ("medical polypectomy").
- High-volume saline irrigation; treatment of allergy and asthma; leukotriene antagonists in aspirin-exacerbated disease; and antibiotics only for acute infective exacerbations
- Biologics — dupilumab, omalizumab and mepolizumab for severe, recurrent type-2 polyposis.
- Surgery — endoscopic polypectomy with FESS, indicated for failure of medical treatment, complete obstruction, complications, and diagnostic uncertainty
- The operation must address the ethmoids, not merely remove the visible polyps — simple polypectomy alone has a very high recurrence rate.
- Medical treatment must continue after surgery, indefinitely; surgery removes polyps but does not treat the inflammation that makes them
- Counsel about recurrence explicitly — it is common, particularly with asthma, aspirin sensitivity and eosinophilic disease, and a patient who was promised a cure will be justifiably dissatisfied
- Polyps in a child mean cystic fibrosis until the sweat test says otherwise; they are rare in childhood
- A unilateral polyp is a tumour until histology says otherwise, and must be imaged and biopsied rather than simply removed
- Polyps are pale, insensitive and do not bleed, which distinguishes them from every dangerous differential
- They are a symptom of inflammation, not a disease, which is why removing them without continuing steroid guarantees recurrence
- Samter triad is polyps, asthma and aspirin sensitivity, and these patients have the most aggressive and recurrent disease
- Aspirin must be avoided absolutely in that group, since a single dose can precipitate severe bronchospasm
- Leukotriene antagonists suit aspirin-exacerbated disease, which follows directly from the shunting of arachidonic acid
- Eosinophils in the usual type and neutrophils in cystic fibrosis.
- Anosmia is the least reversible symptom and frequently the most distressing, and should be discussed honestly
- Steroid drops reach the ethmoids better than sprays, used with the head down, in significant polyposis
- Oral steroid is a medical polypectomy and may restore smell, but cannot be repeated indefinitely
- Biologics have changed the outlook for the worst-affected, shrinking polyps and restoring smell where surgery could not
- Address the ethmoids, not just the visible polyps; simple polypectomy alone recurs at a very high rate
- Continue medical treatment indefinitely after surgery, and say so before operating rather than afterwards
- Send everything removed for histology, without exception, whatever the operative appearance suggested
Orbital Complications
- Complications of sinusitis arise when infection spreads beyond the sinus, by direct extension through thin or dehiscent bone, by retrograde thrombophlebitis through valveless veins, or through preformed pathways.
- They are classified as orbital, intracranial and osseous.
- Orbital complications are the commonest, and arise chiefly from the ethmoid sinuses through the paper-thin lamina papyracea — which is why they are predominantly a disease of children, in whom the ethmoids are the developed sinus
- Chandler’S classification describes five progressive stages, and the essential division within it is between the first stage and all the rest:
Intracranial and Osseous Complications
- Intracranial complications arise chiefly from the frontal and sphenoid sinuses, and are predominantly a disease of adolescent males — an epidemiological pattern that is characteristic and worth stating, related to the vascularity of the developing frontal sinus
- They spread by retrograde thrombophlebitis through the valveless diploic veins of breschet in the posterior wall of the frontal sinus.
- Meningitis — the commonest, particularly from sphenoid and ethmoid disease
- Extradural, subdural (empyema) and intracerebral abscess — frontal lobe abscess being characteristic of frontal sinusitis, and notoriously silent, presenting with headache, personality change, drowsiness and vomiting rather than focal signs
- Subdural empyema is more often sinogenic than otogenic, spreads rapidly over the convexity, and has a high mortality
- Cavernous sinus thrombosis — from sphenoid or ethmoid disease, with proptosis, chemosis, ophthalmoplegia, a sixth nerve palsy earliest, and spread to the opposite eye.
- Superior sagittal sinus thrombosis
- Osseous complications — osteomyelitis of the frontal bone, giving POTT’S puffy tumour — a doughy, tender, fluctuant swelling of the forehead from a subperiosteal abscess over frontal osteomyelitis
- Pott’s puffy tumour is not a tumour and not a trivial swelling: it indicates osteomyelitis, and is associated with intracranial complications in a high proportion.
- Osteomyelitis of the maxilla occurs in infants
- Mucocele — considered separately, but belongs among the complications
- Investigation — contrast-enhanced CT of the sinuses, orbits and brain; with MRI.
- Lumbar puncture only after imaging, and never where there is a space-occupying collection
- Management — high-dose intravenous antibiotics crossing the blood-brain barrier (a third-generation cephalosporin with metronidazole), for weeks; neurosurgical drainage of any intracranial collection; and surgical drainage of the sinus.
- The organisms are frequently anaerobic or mixed, particularly Streptococcus anginosus (milleri) group, which has a particular tendency to form abscesses — hence the metronidazole
- The reason these complications are still seen is delayed presentation and partially treated infection, in which antibiotics blunt the clinical picture while the disease advances
- Visual acuity, eye movements and proptosis are the three findings that separate preseptal from postseptal disease
- A relative afferent pupillary defect demands surgery now, as does loss of red colour vision.
- Orbital complications come from the ethmoids through the lamina papyracea.
- Intracranial complications come from the frontal sinus and affect adolescent males.
- Infection reaches the brain through intact bone by retrograde thrombophlebitis, so a normal bony wall is no reassurance
- Frontal lobe abscess is notoriously silent, presenting with personality change and drowsiness rather than focal signs
- Pott puffy tumour means osteomyelitis, and the brain must be imaged because intracranial disease accompanies it more often than not
- Admit any child with periorbital swelling and fever, and review the vision hourly rather than daily
- Operate if there is no improvement in forty-eight hours on intravenous antibiotics, or sooner if vision deteriorates
- A small medial abscess in a young child may be observed, which is a recognised exception but demands close monitoring
- Drain the sinus as well as the collection; the sinus is the source and the complication recurs if it is left
- Give metronidazole, since the organisms are frequently anaerobic or mixed and the milleri group forms abscesses
- Image before any lumbar puncture, and never tap where there is a space-occupying collection
Benign Tumours
Tumours of the nose and paranasal sinuses are uncommon, but are important because they present late with symptoms indistinguishable from ordinary sinusitis, and because unilateral symptoms are the clue that is repeatedly overlooked.
- The single most important principle: unilateral nasal obstruction, unilateral blood-stained discharge, or a unilateral mass in an adult is a tumour until proved otherwise — and must be endoscoped, imaged and biopsied
- Osteoma — the commonest benign bony tumour, most often in the frontal sinus. an incidental finding needing no treatment; removed if it obstructs drainage, causes a mucocele, or extends into the orbit or cranium. Gardner syndrome — multiple osteomas with colonic polyposis and soft tissue tumours — must be excluded where osteomas are multiple.
Malignant Tumours
- Squamous cell carcinoma accounts for the majority, arising most often in the maxillary sinus
- Adenocarcinoma arises characteristically in the ethmoid, and is strongly associated with hardwood dust exposure in furniture and woodworkers — a classical occupational association which must be asked about
- Other occupational associations — nickel refining (squamous carcinoma); chromium; leather work; and radium
- Other histologies — adenoid cystic carcinoma, notable for perineural spread, late distant metastasis and very long-term recurrence; olfactory neuroblastoma (esthesioneuroblastoma), arising from olfactory epithelium high in the nose, with a bimodal age distribution; mucosal melanoma.
- Presentation is late, because the tumour grows silently in an air-filled cavity until it breaches a wall — which is the fundamental reason for the poor prognosis
- Early symptoms mimic sinusitis — unilateral obstruction, blood-stained discharge and facial pain
- The features OF spread indicate the direction and are worth listing by wall: medial → nasal obstruction, epistaxis, mass; superior (orbital floor) → proptosis, diplopia, epiphora, visual loss; anterior → cheek swelling and infraorbital numbness.
- Unexplained loosening of teeth, an ill-fitting denture, infraorbital numbness or new trismus in an adult are the signs that should prompt imaging, and each is commonly attributed to something benign for months
- Ohngren’S line — a theoretical plane from the medial canthus to the angle of the mandible, dividing the maxilla into a superoposterior (suprastructure) and an anteroinferior (infrastructure) part. Tumours above the line have a worse prognosis, being close to the orbit, skull base and pterygoid region and presenting later
- Lymph node metastasis is uncommon at presentation.
- Investigation — endoscopy with biopsy.
- Do not biopsy before imaging where an angiofibroma or an encephalocele is possible
- Treatment is surgery with postoperative radiotherapy, decided by a multidisciplinary team
- Surgical options — endoscopic resection for selected tumours, which has grown considerably; medial maxillectomy, partial or total maxillectomy, with orbital exenteration where the orbit is invaded; and craniofacial resection for tumours involving the anterior skull base
- Reconstruction and rehabilitation matter greatly — an obturator or prosthesis after maxillectomy, free flaps, and dental, speech and swallowing rehabilitation
- Prognosis remains poor, with five-year survival for maxillary carcinoma of the order of 30 to 50%, chiefly because of late presentation
- The practical message for the general clinician is that the diagnosis is made early only by taking unilateral nasal symptoms seriously and looking with an endoscope
- Unilateral symptoms in an adult mean a tumour until endoscopy, imaging and biopsy have said otherwise
- Infraorbital numbness is an early sign of maxillary malignancy and is attributed to something benign for months
- Loosening teeth and an ill-fitting denture in an adult should prompt imaging rather than another dental adjustment
- New trismus indicates posterior spread into the pterygoid region, and is never a benign finding
- Inverted papilloma is fleshy and mulberry-like, quite unlike the pale glistening inflammatory polyp
- Drill the bone at the attachment site, since recurrence of inverted papilloma arises exactly there
- Five to ten per cent become squamous carcinoma, which is why inverted papilloma needs long-term endoscopic follow-up
- A cerebriform pattern on MRI suggests inverted papilloma, and helps separate it from carcinoma and retained secretion
Classification
- Fungal rhinosinusitis is classified by whether the fungus invades the tissue, and by the speed of that invasion.
- This division is not academic: it separates a same-day surgical emergency from a chronic condition treated at leisure.
| Type | Features and management |
|---|---|
| Acute invasive (fulminant) — mucormycosis |
|
| Chronic invasive and granulomatous |
|
| Fungal ball (mycetoma, aspergilloma) |
|
| Allergic fungal rhinosinusitis (AFRS) |
|
| The key distinction | Invasive disease needs surgery and systemic antifungals urgently; non-invasive disease needs surgery and, in allergic disease, steroids — not antifungals |
- Allergic fungal rhinosinusitis deserves detail.
- The bent and KUHN criteria — type I hypersensitivity to fungus; nasal polyposis; characteristic CT findings; eosinophilic mucin without tissue invasion; and a positive fungal stain of the mucin
- CT shows characteristic hyperattenuating (bright) material within expanded sinuses, frequently with bone remodelling and thinning from pressure.
- MRI shows a characteristic central signal void on T2.
- The allergic mucin is the diagnostic material — thick, tenacious, brown-green, likened to peanut butter, containing eosinophils and charcot-LEYDEN crystals with scanty hyphae
- Treatment is complete surgical removal of all the mucin and polyps with wide ventilation of the sinuses, followed by long-term topical and often oral steroid
- Recurrence is common if any mucin is left, since it is the antigenic stimulus — so the surgery must be thorough
- Immunotherapy to the relevant fungus is used in selected patients
Antrochoanal Polyp
An antrochoanal polyp (killian’S polyp) is a solitary, benign polyp arising from the mucosa of the maxillary antrum, which passes through an ostium (an accessory one) into the nose and extends backward to the choana and into the nasopharynx.
- IT has three parts, and describing them is the clearest way to answer: an antral part (a cyst within the sinus), a narrow stalk passing through the ostium, and a nasal or choanal part.
- It occurs in children and young adults, and is commoner in males — which is itself a clue.
- The cause is uncertain; it is thought to arise from an antral mucous retention cyst that prolapses through the ostium, and it is not strongly associated with allergy, unlike ethmoidal polyps
- The cardinal features that distinguish it from ordinary polyposis:
- It is unilateral — whereas inflammatory polyps are bilateral
- It is solitary — whereas inflammatory polyps are multiple
- It grows backward toward the choana and nasopharynx, so it causes obstruction that is worse on expiration (a ball-valve effect) and may be visible behind the soft palate or cause bilateral obstruction when large
- It arises in a child or young adult
- Symptoms — unilateral nasal obstruction, nasal discharge, a nasal quality of voice, snoring, and occasionally a mass appearing in the oropharynx; and, if very large, dysphagia or sleep-disordered breathing
- Examination — a smooth, pale, greyish polyp in the nasal cavity, best seen on endoscopy, with posterior rhinoscopy or endoscopy showing the choanal component
- Imaging — CT shows opacification of the maxillary antrum continuous with a soft tissue mass extending through the ostium into the nose and choana, with widening of the ostium but NO bone destruction
- The absence of bone destruction is important, since it helps distinguish it from a neoplasm
- The differential — angiofibroma in an adolescent male.
- Treatment is complete surgical removal, and the whole point is that the antral origin must be removed
- Endoscopic removal with a middle meatal antrostomy, delivering the nasal and choanal part and then removing the antral portion and its attachment under vision, is the standard operation
- Simple avulsion of the nasal part alone leaves the antral origin and recurs — which is the classical error and the reason the anatomy is taught
- A caldwell-LUC approach was formerly used and is now reserved for difficult or recurrent cases, being avoided in children because of damage to unerupted tooth buds and to facial growth
Odontogenic Sinusitis
- Odontogenic sinusitis is maxillary sinusitis arising from dental disease or dental treatment.
- It accounts for a substantial and consistently under-recognised proportion of maxillary sinusitis — by many accounts a quarter or more of unilateral cases.
- The anatomical basis is that the roots of the second premolar and the first and second molars lie immediately beneath, and sometimes project into, the floor of the maxillary antrum, separated by only a thin plate of bone or by mucosa alone
- Causes — periapical abscess and dental caries; periodontal disease; dental extraction, creating an oroantral communication; root canal treatment with extrusion of filling material into the sinus; dental implants penetrating the floor, an increasingly common cause; and a displaced tooth root or foreign body
- The clinical clues that should prompt the diagnosis:
- Unilateral disease, which is the strongest clue, since ordinary rhinosinusitis is bilateral
- A foul or putrid smell and taste (cacosmia).
- Failure to respond to standard sinusitis treatment
- A history of recent dental work, extraction or implant
- Toothache or tenderness of a tooth, though the offending tooth is frequently painless.
- The bacteriology differs from ordinary sinusitis — it is polymicrobial with a predominance of anaerobes.
Oroantral Fistula
- An oroantral communication is an abnormal opening between the oral cavity and the maxillary antrum; when it becomes epithelialised it is a fistula
- The commonest cause by far is extraction of an upper molar or premolar; also trauma, tumour, osteomyelitis and infection
- Features — regurgitation of fluid from the mouth into the nose on drinking.
- Examination — a defect at the extraction socket; and the nose-blowing test, in which air bubbles appear at the socket on gentle blowing with the nose pinched. It should be performed gently and not repeatedly.
- Management depends on size and duration:
- A small, acute communication (under 2 mm, recognised at extraction) — frequently closes spontaneously under a blood clot; treat with antibiotics, decongestants, and instructions to avoid nose-blowing, sneezing with the mouth closed, and using a straw
- A larger acute communication — immediate surgical closure at the time of extraction, before it epithelialises
- An established fistula — requires excision of the epithelialised tract and closure with a flap.
Mucocele of the Paranasal Sinuses
- A mucocele is a slowly expanding, epithelium-lined cyst filling a paranasal sinus with retained mucus, caused by obstruction of the sinus ostium.
- When it becomes infected it is a pyocele.
- It is histologically benign but behaves like a slow-growing tumour, eroding bone by pressure.
- The essential concept is that it is a benign lesion producing a malignant-like pattern of local destruction — and the mechanism is pressure, not invasion: continued mucus secretion into a closed cavity raises the pressure, causing bone remodelling, thinning and eventual erosion, with osteoclastic activity from released inflammatory mediators
- Sites, in order of frequency — the frontal sinus is by far the commonest (60%), then ethmoid, then maxillary and sphenoid.
- The frontal predominance follows from its long, narrow and tortuous drainage pathway through the frontal recess.
- Causes of ostial obstruction — chronic rhinosinusitis and polyps; previous surgery, particularly frontal or Caldwell-Luc procedures, which may present years or decades later; trauma with a fracture involving the drainage pathway; osteoma or other tumour; allergy; and cystic fibrosis
- Presentation is insidious and not with nasal symptoms.
- Frontal and ethmoid mucoceles — a painless swelling at the superomedial orbital rim, displacement of the globe downward, laterally and forward, proptosis, diplopia and epiphora; with frontal headache
- Egg-shell crackling may be felt on palpation of the thinned bone.
- Sphenoid mucocele is the dangerous one — it may cause visual loss from optic nerve compression, ocular palsies and retro-orbital headache, and is a treatable cause of blindness that is repeatedly missed because the nose looks normal
- Maxillary mucocele — cheek swelling and displacement of the orbital floor
- A pyocele presents acutely, with pain, fever, inflammatory signs and rapid progression, and a much higher risk of orbital and intracranial complications
- Imaging — CT shows a smooth, expanded, homogeneous, non-enhancing opacified sinus with thinned or eroded, remodelled bone; the smooth expansion and absence of enhancement distinguish it from a tumour
- MRI is used where the diagnosis is uncertain or intracranial extension is suspected; the signal varies with the protein content of the contents
- Treatment is surgical and the principle is marsupialisation, not excision
- Endoscopic marsupialisation — creating a wide, permanent opening into the nose so the sinus drains and ventilates — is now the standard treatment and has largely replaced external approaches
Sinusitis in Children
Sinusitis in children differs from the adult disease in which sinuses are involved, how it presents, what it is confused with, and which complications occur — differences that follow directly from the development of the sinuses.
- The developmental facts govern everything — the maxillary and ethmoid sinuses are present at birth; the sphenoid pneumatises from 3 years; and the frontal sinus is absent at birth, developing from 2 years and reaching adult size after puberty
- Therefore — ethmoiditis is the sinusitis of infancy, and is why orbital cellulitis is a paediatric problem; maxillary sinusitis appears in early childhood; and frontal sinusitis does not occur in a young child, so a frontal swelling in an infant is something else
- Children have 6 to 8 viral upper respiratory infections a year, and most nasal symptoms are viral — so the central problem is deciding when it is more than a cold
- The diagnostic criteria in children: persistent symptoms beyond 10 days without improvement; severe onset with high fever above 39°C and purulent discharge for 3 or more consecutive days; or worsening after initial improvement (double sickening)
- Presentation differs from the adult — cough, especially at night, is a prominent and characteristic symptom; with nasal discharge, blockage, irritability, poor feeding and halitosis
- Facial pain and headache are uncommon in young children, and their absence does not exclude the diagnosis — which is an important difference
- The differential diagnoses that must be considered:
- Adenoid hypertrophy and adenoiditis.
- A nasal foreign body, in unilateral foul discharge
- Allergic rhinitis
- Choanal atresia, in persistent unilateral discharge from birth
- Underlying systemic disease, which must be excluded in recurrent or severe disease — cystic fibrosis (especially with nasal polyps, which in a child mean cystic fibrosis until excluded); primary ciliary dyskinesia (with situs inversus, glue ear and bronchiectasis); immunodeficiency (IgA deficiency, common variable immunodeficiency, poor pneumococcal vaccine responses); and gastro-oesophageal reflux
- Investigation IS minimal — the diagnosis is clinical; plain radiographs are of NO value; and CT is reserved for suspected complications, failure of treatment, or planned surgery, given the radiation dose to a developing child
- Investigate the child rather than the sinuses in recurrent disease — sweat chloride, immunoglobulins and vaccine responses, ciliary studies, and allergy testing
- Management — most cases resolve with symptomatic treatment: saline irrigation or drops, analgesia, and adequate fluids
- Antibiotics for those meeting the criteria above — amoxicillin or amoxicillin-clavulanate, for 10 to 14 days
The Differential Diagnosis of Facial Pain
- Facial pain is frequently attributed to "sinusitis" when it is nothing of the kind.
- The single most useful principle is that sinusitis causes facial pain only when there are other nasal symptoms and objective findings — pain alone, with a normal endoscopy and CT, is not sinusitis.
- The consequence OF getting this wrong IS substantial: patients receive repeated antibiotics and even sinus surgery for a condition that was never sinus disease, and are predictably no better afterwards
- Sinogenic pain — acute sinusitis does cause genuine facial pain, but with blockage, purulent discharge, fever and objective findings. Chronic sinusitis causes pressure and heaviness more than severe pain, and severe pain in chronic disease should raise other possibilities
- Midfacial segment pain is the commonest mimic and is under-diagnosed — a symmetrical sensation of pressure, tightness or fullness across the nasion, bridge, cheeks and around the eyes, described as "my sinuses"
- It is considered a form of tension-type headache affecting the midface; there is often hyperaesthesia of the skin and tenderness over the nasion; the nasal examination and CT are normal; and it responds to low-dose amitriptyline given for at least 6 weeks and continued for months — not to antibiotics or surgery
- Migraine, which frequently presents as facial or "sinus" pain; a large proportion of self-diagnosed "sinus headache" is migraine. Look for unilateral throbbing pain, nausea, photophobia and phonophobia, aura, and aggravation by movement; and note that migraine can cause nasal congestion and watering through autonomic activation, which is what misleads
- Cluster headache — severe, strictly unilateral, orbital or periorbital pain in attacks of 15 to 180 minutes, occurring in clusters and often waking the patient at the same time each night, with ipsilateral autonomic features — lacrimation, conjunctival injection, nasal congestion or rhinorrhoea, ptosis and miosis, and restlessness and agitation (unlike migraine). Treated with high-flow oxygen and subcutaneous sumatriptan acutely, and verapamil for prevention
- Trigeminal neuralgia — brief, severe, lancinating, electric-shock-like pain in a trigeminal division (V2 or V3), triggered by touch, chewing, cold air or shaving, with refractory periods. Treated with carbamazepine; and MRI is required to exclude a structural cause, particularly in the young or where there is sensory loss
- Dental causes, which are a very common and repeatedly overlooked source of facial pain — periapical disease, cracked tooth, and pulpitis
- Temporomandibular joint dysfunction — preauricular pain, worse on chewing, with joint clicking, trismus and tenderness of the muscles of mastication
Sinus and Nasal Barotrauma
- Sinus barotrauma (aerosinusitis) is injury to the sinus mucosa caused by a pressure difference between the sinus and the surrounding atmosphere, when the ostium fails to equalise it.
- It occurs in flying, diving and hyperbaric therapy.
- The physics IS BOYLE’S law — at constant temperature, the volume of a gas is inversely proportional to the pressure. A sinus is a rigid box, so its gas volume cannot change; instead a pressure gradient develops across the ostium, and if that ostium is blocked the gradient is taken up by the mucosa
- The asymmetry between descent and ascent IS the key concept:
- On descent (or diving down), ambient pressure rises; the gas in the sinus is compressed, creating relative negative pressure inside. This produces mucosal oedema, vascular engorgement, transudation and haemorrhage into the sinus — a "squeeze"
- On ascent, ambient pressure falls; the gas expands, and if it cannot escape, the relative positive pressure causes a reverse block, with severe pain and even displacement of the orbital floor or dehiscence
- The same physics explains otitic barotrauma, which is commoner and affects the middle ear through the Eustachian tube
- The frontal sinus is most often affected.
- Predisposing factors — anything narrowing the ostium: an upper respiratory infection or a cold.
- Clinical features — sudden, severe frontal or facial pain during descent.
- Examination and imaging — endoscopy showing mucosal oedema and blood; and CT, where indicated, showing mucosal thickening, an air-fluid level, or complete opacification, occasionally with a submucosal haematoma
- Acute management — analgesia; topical and systemic decongestants to open the ostium; intranasal steroid; saline irrigation; and antibiotics only if secondary infection develops
- Most cases settle within days
- Surgery — for recurrent barotrauma with a correctable anatomical cause, or for persistent disease: septoplasty, polypectomy and FESS to widen the drainage pathway. This matters particularly for divers and aircrew whose livelihood depends on it
- Prevention, which is the whole of the useful advice — do not fly or dive with a cold or acute rhinitis; treat allergic rhinitis and chronic sinus disease before travel; use a topical decongestant before descent, choosing a long-acting agent so that it does not wear off mid-flight; descend slowly and ascend slowly when diving; and equalise frequently
- Aircrew and professional divers require formal ENT assessment and clearance before returning to duty
Divisions and Structure
- The pharynx is a musculomembranous tube extending from the skull base to the lower border of the cricoid cartilage (the level of C6), where it becomes the oesophagus.
- It is 12 to 14 cm long and is divided into nasopharynx, oropharynx and hypopharynx.
- The nasopharynx extends from the skull base to the level of the soft palate; it is a respiratory passage, lined largely by ciliated columnar epithelium, and contains the adenoid, the eustachian tube openings and the fossa of rosenmuller
- The oropharynx extends from the soft palate to the level of the hyoid (the tip of the epiglottis); it is a shared food and air passage, lined by stratified squamous epithelium, and contains the palatine tonsils, the base of tongue with the lingual tonsil, the soft palate and the posterior pharyngeal wall
- The hypopharynx (laryngopharynx) extends from the hyoid to the lower border of the cricoid, and has three subsites — the pyriform fossae, the postcricoid region and the posterior pharyngeal wall
- The wall has four layers — mucosa, a fibrous pharyngobasilar fascia, a muscular layer, and the buccopharyngeal fascia
- The muscles are the three constrictors (superior, middle and inferior).
- The longitudinal muscles are the stylopharyngeus, salpingopharyngeus and palatopharyngeus.
- The inferior constrictor has two parts.
- Cricopharyngeus is the upper oesophageal sphincter — tonically contracted at rest and relaxing during swallowing
- Killian’S dehiscence is the potential gap between thyropharyngeus and cricopharyngeus on the posterior wall — an area of relative weakness through which a pharyngeal pouch herniates. It is the "gateway of tears" for the endoscopist, being the commonest site of perforation during rigid oesophagoscopy
- Nerve supply — the pharyngeal plexus, formed by the glossopharyngeal (IX), vagus (X) and sympathetic contributions
- Motor supply is from the vagus (through the cranial accessory) to all muscles except stylopharyngeus.
- Sensory supply — the nasopharynx by the maxillary nerve (V2); the oropharynx by the glossopharyngeal; and the hypopharynx by the vagus (internal laryngeal branch)
- The gag reflex has a glossopharyngeal afferent and a vagal efferent
- Blood supply is from branches of the external carotid — the ascending pharyngeal, ascending palatine and tonsillar branches of the facial, the greater palatine, and the dorsal lingual arteries
Waldeyer Ring, Swallowing and Applied Anatomy
- Waldeyer’S ring is the ring of subepithelial lymphoid tissue guarding the entrance to the aerodigestive tract, comprising the adenoid (nasopharyngeal tonsil) above, the tubal tonsils, the palatine tonsils laterally, the lingual tonsil below, and lateral pharyngeal bands
- It is part of mucosa-associated lymphoid tissue (malt), sampling inhaled and ingested antigen and producing secretory IgA; it is most active between 4 and 10 years and involutes thereafter
- The palatine tonsil is worth describing in detail, since it is the commonest object of surgery in the chapter
- It lies in the tonsillar fossa, bounded by the palatoglossal arch anteriorly, the palatopharyngeal arch posteriorly, and the superior constrictor laterally
- It has a capsule of condensed pharyngobasilar fascia, and a loose peritonsillar space between capsule and superior constrictor — which is the plane of surgical dissection and the space in which a quinsy forms
- It has 12 to 15 crypts.
- Its blood supply is chiefly from the tonsillar branch of the facial artery, entering at the lower pole, with the ascending pharyngeal, ascending palatine, dorsal lingual and greater palatine arteries. The lower pole is the site of the main bleeding at tonsillectomy
- Venous drainage is to the paratonsillar vein, a further source of bleeding
- Nerve supply is by the glossopharyngeal nerve and the lesser palatine branches — which explains referred otalgia after tonsillectomy and in tonsillar disease, through the tympanic branch of IX (jacobson’S nerve)
- Lymphatic drainage is to the jugulodigastric (tonsillar) node, at the angle of the mandible
Acute Tonsillitis
- Acute tonsillitis is acute inflammation of the palatine tonsils.
- It is predominantly a disease of children and young adults, and the central clinical task is to distinguish the viral majority from the bacterial minority.
- Organisms — the majority are viral (rhinovirus, adenovirus, influenza, epstein-BARR virus); the most important bacterial cause is group A beta-haemolytic streptococcus (Streptococcus pyogenes), which accounts for perhaps 15 to 30% in children and fewer in adults
- Types — acute catarrhal (part of a generalised pharyngitis); acute follicular, with yellowish exudate at the crypt openings, which is the classical appearance; acute parenchymatous, with a uniformly enlarged, congested tonsil; and acute membranous, in which the exudate coalesces into a membrane
- Features — sore throat and odynophagia; fever and malaise; referred otalgia via the glossopharyngeal nerve; halitosis; and, in children, abdominal pain and vomiting from mesenteric adenitis, which may dominate the presentation
- Signs — enlarged, congested tonsils with exudate; and tender, enlarged jugulodigastric nodes
- The CENTOR (or McISAAC) criteria estimate the probability of streptococcal infection, and are worth knowing precisely — tonsillar exudate; tender anterior cervical lymphadenopathy; fever (history of); and absence of cough — with a point added for age 3 to 14 and subtracted for age over 45 in the McIsaac modification
- The absence OF cough IS the point most often forgotten: a prominent cough, coryza, hoarseness or conjunctivitis points away from streptococcus and toward a virus
- Fewer criteria mean symptomatic treatment; more criteria justify a throat swab or empirical antibiotic, according to local policy
- Management — adequate analgesia, which is the most important and most neglected part of treatment; paracetamol and ibuprofen; fluids, with admission for dehydration or inability to swallow; rest; and salt-water gargles
- Antibiotic where streptococcal infection is likely — penicillin V or amoxicillin for 10 days, with a macrolide in penicillin allergy
- The full 10-day course matters, because the purpose is not merely symptom relief but eradication of the organism to prevent rheumatic fever — a point of real importance in India, where rheumatic heart disease remains common
- Avoid ampicillin and amoxicillin where infectious mononucleosis is possible.
- A short course of corticosteroid may be used for severe odynophagia or airway concern
- Complications:
- Suppurative (local) — peritonsillar abscess (quinsy); parapharyngeal and retropharyngeal abscess; acute otitis media; cervical adenitis and abscess; and lemierre’S syndrome — septic thrombophlebitis of the internal jugular vein with septic pulmonary emboli, caused by fusobacterium necrophorum, in a young adult with a sore throat who becomes systemically very unwell
- Non-suppurative (systemic, following streptococcal infection) — acute rheumatic fever.
- Also — scarlet fever, and PANDAS (paediatric autoimmune neuropsychiatric disorders associated with streptococcal infection).
Chronic Tonsillitis and the Differential Diagnosis
- Chronic tonsillitis follows repeated acute attacks, or persistent low-grade infection within the crypts, with fibrosis and crypt obstruction
- Features — recurrent sore throat; persistent halitosis and a foul taste; tonsilloliths (crypt debris); chronic cervical lymphadenopathy; and irritable cough
- Signs — tonsils that may be large or small and fibrosed; persistent congestion of the anterior pillars.
- The size of the tonsils has NO relation to the frequency of infection — large tonsils in a healthy child are normal, and fibrosed, small tonsils may be the most infected. This point is consistently misunderstood by families
- The differential diagnosis of a membrane or exudate on the tonsil is the most examinable part of this topic:
- Infectious mononucleosis (glandular fever) — epstein-BARR virus in an adolescent or young adult, with marked malaise and fatigue, a thick grey-white membrane, generalised lymphadenopathy (especially posterior cervical), splenomegaly and hepatomegaly. Diagnosed by atypical lymphocytes on the film, a positive monospot or PAUL-bunnell test, and EBV serology
- Its management is supportive, with steroid for airway obstruction; NO ampicillin; and avoidance of contact sport for at least 4 to 6 weeks because of the risk of splenic rupture
Indications and Contraindications
- Tonsillectomy is surgical removal of the palatine tonsils with their capsule, dissecting in the peritonsillar plane between capsule and superior constrictor.
- It is one of the commonest operations in ENT and one of the most frequently performed without adequate indication.
- The indications divide into absolute and relative, and the distinction should lead the answer
Technique, Complications and Aftercare
- Preoperative assessment — document the indication and the episodes; check haemoglobin and clotting where indicated; take a family and personal bleeding history; examine and palpate the palate for a submucous cleft; and assess for sleep apnoea.
- Position and exposure — supine with the rose position (head extended, shoulders raised), a BOYLE-DAVIS gag on suspension, and a cuffed oral tube
- Techniques — cold steel dissection with a snare and ligation or bipolar haemostasis.
- The guillotine (Sluder) method is of historical interest
- Complications — haemorrhage is the most important, and its classification by timing governs management:
- Primary haemorrhage — during the operation; controlled by pressure, ligation or bipolar diathermy
- Reactionary (immediate secondary) haemorrhage — within the first 24 hours.
- Secondary haemorrhage — after 5 to 10 days, caused by infection and slough separation. It is managed with admission, antibiotics and observation, though a proportion need surgery
- The management OF A post-tonsillectomy bleed IS AN exam favourite and a real emergency: admit and resuscitate; large-bore intravenous access, blood for full blood count and cross-match; keep nil BY mouth; sit the patient up and encourage them to spit rather than swallow; ice and hydrogen peroxide gargles; antibiotics; and return TO theatre if bleeding is active or continues
- Children compensate well and then decompensate suddenly — tachycardia, pallor and repeated swallowing are the early signs, and a large volume may be swallowed before any blood is seen. Do not be reassured by a normal blood pressure in a child
- Other complications — pain and referred otalgia.
- Aftercare determines the experience — regular analgesia, prescribed by the clock rather than as required; paracetamol with ibuprofen.
- Encourage eating and drinking normally — a normal diet cleans the fossae and reduces infection, and the old advice to eat only soft food is wrong
- Warn the family that the throat will look white and sloughy, which is normal healing and not infection; that pain often peaks around day 5 to 7; and to attend immediately if there is any bleeding
- Know the Paradise numbers — seven in one year, five a year for two, or three a year for three — which is what makes an answer specific
- Episodes must be documented, not merely recalled, and each needs a sore throat plus fever, exudate, nodes or a positive culture
- Tonsillectomy is the biopsy where malignancy is suspected, and a unilateral tonsil is removed rather than sampled
- The benefit in mild disease is modest, two or three fewer sore throats in the first year.
- Watchful waiting with documentation is often the right first step.
- Palpate the palate before operating, since a submucous cleft means permanent velopharyngeal insufficiency after surgery
- Cold steel has the lowest secondary haemorrhage rate, while diathermy is faster but more painful afterwards
- Intracapsular tonsillotomy suits obstruction, not infection.
- Reactionary bleeding is within twenty-four hours and needs theatre, as vessels in spasm reopen
- Secondary bleeding is at five to ten days from slough separation, and is managed with antibiotics and observation
- Sit the patient up and let them spit; swallowed blood causes vomiting and hides the true volume lost
- Children compensate and then crash, so watch the pulse and swallowing rather than the blood pressure
- Cross-match early in a post-tonsillectomy bleed rather than waiting to see whether it settles
- Prescribe analgesia by the clock, not as required.
- Ibuprofen is safe and does not increase bleeding, and combining it with paracetamol is better than either alone
- Codeine is contraindicated in children after adenotonsillectomy for sleep apnoea.
Peritonsillar Abscess (quinsy)
- Deep neck space infections are collections of pus within the potential spaces bounded by the layers of deep cervical fascia.
- They matter because these spaces communicate with each other and with the mediastinum, so infection can spread rapidly and threaten the airway and life.
- A peritonsillar abscess (quinsy) is a collection of pus in the peritonsillar space, between the tonsillar capsule and the superior constrictor, at the superior pole
- It is the commonest deep neck infection, in young adults, and follows acute tonsillitis or arises from infection in WEBER’S glands in the supratonsillar region
- Organisms are mixed — group A streptococcus with anaerobes, particularly Fusobacterium
- The classical features, each of which should be named — severe unilateral sore throat and odynophagia; trismus, from irritation of the pterygoid muscles.
- Signs — unilateral bulging of the soft palate and anterior pillar; the tonsil displaced downward and medially; the uvula deviated to the opposite side; and ipsilateral cervical lymphadenopathy
- The differential — severe unilateral tonsillitis without abscess (peritonsillitis); a parapharyngeal abscess; infectious mononucleosis; a tonsillar or supratonsillar malignancy.
- Management — needle aspiration or incision and drainage under local anaesthesia, at the point of maximum bulge, or at the junction of a line from the base of the uvula to the last molar tooth
- Aspirate first with a needle, which confirms pus and excludes a vascular lesion, and guard the needle or blade so that it cannot pass more than 1 cm — because the internal carotid lies 2.5 cm laterally
- Plus — intravenous antibiotics covering streptococci and anaerobes (benzylpenicillin with metronidazole, or co-amoxiclav); analgesia; fluids; and a single dose of corticosteroid, which reduces pain and trismus and speeds recovery
- Interval tonsillectomy at 6 weeks is considered, particularly for a second quinsy, a history of recurrent tonsillitis, or airway compromise; a first quinsy in a patient with no prior history does not automatically require it.
- "hot" (immediate) tonsillectomy is practised in some centres, draining the abscess and removing the tonsil at once
Parapharyngeal, Retropharyngeal and Other Spaces
- The retropharyngeal space lies between the buccopharyngeal fascia and the prevertebral fascia, from the skull base to the mediastinum
- Acute retropharyngeal abscess is a disease of children under 5 years, arising from suppuration of the retropharyngeal lymph nodes (nodes of Rouvière).
- Features — fever and irritability, refusal of feeds, drooling, a muffled cry, neck stiffness and hyperextension of the neck (an important sign), stridor and torticollis
- A soft, unilateral bulge of the posterior pharyngeal wall is seen; a lateral soft-tissue neck radiograph shows widening of the prevertebral soft tissue (taken in inspiration with the neck extended to avoid a false positive), with contrast CT as the definitive investigation
- Chronic retropharyngeal abscess arises from tuberculosis of the cervical spine, is midline, and is drained externally, never through the mouth, with antitubercular treatment
- The parapharyngeal (lateral pharyngeal) space is an inverted cone from the skull base to the hyoid, divided by the styloid process into an anterior (prestyloid, muscular) and a posterior (poststyloid, neurovascular) compartment
- The posterior compartment contains the carotid sheath and cranial nerves IX to XII and the sympathetic chain — so infection there gives HORNER syndrome, cranial nerve palsies, carotid ERosion and internal jugular thrombosis
- Sources — tonsil, pharynx, teeth, parotid, and spread from other spaces
- Features — trismus, a tender swelling below the angle of the mandible, medial displacement of the lateral pharyngeal wall and tonsil, fever and toxicity
- LUDWIG’S angina is considered separately
- The complications that make these infections dangerous — airway obstruction.
- Management principles common to all — secure the airway first.
- The most dangerous error IS attempting intubation OR instrumentation IN A compromised airway without preparation — a partially obstructed airway can be lost completely, and the equipment for a surgical airway must be open and ready before induction
- Trismus separates quinsy from tonsillitis, and is the single most useful sign at the bedside
Nature and Consequences
Obstructive sleep apnoea (OSA) is repeated episodes of complete (apnoea) or partial (hypopnoea) upper airway obstruction during sleep, causing oxygen desaturation and arousal, with preserved respiratory effort — which is what distinguishes it from central apnoea.
- The mechanism — during sleep the pharyngeal dilator muscles (chiefly genioglossus) lose tone, and the pharynx, having NO rigid skeleton, collapses under the negative inspiratory pressure. Obstruction is worst in REM sleep, when muscle atonia is greatest, and when supine
- The cycle repeats: obstruction → hypoxia and hypercapnia → increasing respiratory effort → arousal (not remembered) → airway reopens → sleep resumes → obstruction — often hundreds of times a night
Assessment and Management
- History — from the patient and, crucially, from the partner.
- From the patient — unrefreshing sleep, morning headache, dry mouth, nocturia, poor concentration, irritability, reduced libido, and daytime sleepiness
- Ask about driving and occupation — this is a legal and safety obligation, not an optional question. Patients must be advised not to drive when sleepy and, where relevant, to inform the licensing authority
- The epworth sleepiness scale quantifies subjective sleepiness (8 situations, scored 0 to 3, maximum 24; above 10 is abnormal) — but it correlates poorly with severity and is a screening aid, not a diagnostic test
- The stop-BANG questionnaire is a useful screening tool — Snoring, Tiredness, Observed apnoea, blood Pressure, BMI, Age, Neck circumference, Gender
- Examination — BMI and neck circumference; blood pressure; nasal examination; the modified mallampati grade; tonsil size; retrognathia and dental occlusion; tongue size; and flexible nasendoscopy with the MULLER manoeuvre to assess the level of collapse
- Drug-induced sleep endoscopy (DISE) assesses the site and pattern of collapse under sedation, and is used to select patients for surgery
- Polysomnography is the gold standard, giving the apnoea-hypopnoea index (AHI) — the number of events per hour: mild 5 to 15, moderate 15 to 30, severe above 30; with oxygen desaturation indices and sleep architecture
- Home sleep apnoea testing is adequate for many uncomplicated adults and is far more accessible
- Check TSH, and consider acromegaly where the features suggest it
- Management — conservative measures apply to everyone: weight loss.
- Continuous positive airway pressure (CPAP) is the treatment of choice for moderate and severe disease — it acts as a pneumatic splint holding the pharynx open
- It is highly effective, improving sleepiness, blood pressure and accident risk; but adherence is the limiting factor, and depends on mask fit, humidification, treating nasal obstruction, and proper follow-up and support — which is where most CPAP failure actually originates
- Mandibular advancement devices — for mild to moderate disease, simple snoring, and CPAP intolerance; they advance the mandible and tongue base, and require adequate dentition
- Surgery is for selected patients, chiefly where there is a correctable anatomical obstruction or CPAP has genuinely failed:
- Adenotonsillectomy, which is the first-line treatment in children and is highly effective; and is useful in adults with large tonsils
- Nasal surgery (septoplasty, turbinate reduction), which rarely cures OSA but improves CPAP tolerance — an important and honest distinction
- Uvulopalatopharyngoplasty (UPPP) and modern palatal procedures, whose results are variable and depend heavily on patient selection
- Tongue base procedures, maxillomandibular advancement (which is highly effective but major surgery), and hypoglossal nerve stimulation, a newer option for selected patients
- Tracheostomy, which is curative by bypassing the obstruction and is reserved for life-threatening disease where nothing else is tolerated
- Warn about anaesthetic risk — patients with OSA are sensitive to opioids and sedatives and need careful postoperative monitoring.
- Ask the partner, not just the patient; witnessed apnoeas and choking arousals cannot be self-reported
- Ask about driving and occupation, which is a safety and legal obligation rather than an optional question
- Respiratory effort is preserved, which is what distinguishes obstructive from central apnoea
- The pharynx has no rigid skeleton, which is why it collapses when dilator tone is lost in sleep
Acute and Chronic Pharyngitis
- Pharyngitis is inflammation of the pharyngeal mucosa, most often as part of a generalised upper respiratory infection.
- It is extremely common, viral and self-limiting — and is the commonest reason antibiotics are prescribed unnecessarily.
- Acute pharyngitis — the great majority is viral (rhinovirus, adenovirus, influenza, parainfluenza, coronavirus, Epstein-Barr); the important bacterial cause is group A streptococcus
- The features favouring a virus — cough, coryza, hoarseness, conjunctivitis, oral ulcers and diarrhoea. Each of these points away from streptococcus, and their presence is as informative as the Centor criteria are in the other direction
- Management is symptomatic — analgesia, fluids, rest, salt-water gargles and lozenges; with antibiotics reserved for likely streptococcal infection
- Specific forms worth recognising — gonococcal pharyngitis, frequently asymptomatic, in those with orogenital contact; acute HIV SERO-conversion, presenting as a glandular-fever-like illness with pharyngitis, rash, mouth ulcers and lymphadenopathy.
- Chronic pharyngitis is a persistent, low-grade inflammation causing a dry, irritable, tickling throat, a sensation of a lump, an irritating cough, and frequent throat-clearing
- Its causes are mostly environmental and behavioural rather than infective.
- Smoking and passive smoke; alcohol; dust, chemical fumes and occupational exposure; mouth breathing from nasal obstruction.
- Postnasal drip from chronic rhinosinusitis or allergic rhinitis.
- Laryngopharyngeal reflux, which is probably the commonest cause of a chronic sore or irritable throat in adults and is frequently unrecognised because heartburn is often absent
- Voice abuse and habitual throat-clearing, which becomes self-perpetuating — clearing irritates, which prompts more clearing
- Dry environments, air conditioning and dehydration; drugs, particularly ACE inhibitors (cough) and inhaled steroids; and mouth-breathing during sleep in OSA
- Chronic granular pharyngitis shows hypertrophied lymphoid granules on the posterior wall; and atrophic pharyngitis (pharyngitis sicca) shows a dry, glazed, crusted pharynx, frequently accompanying atrophic rhinitis
- Management is to find and remove the cause — stop smoking; treat nasal obstruction and postnasal drip; treat reflux with lifestyle measures and a proton pump inhibitor for an adequate trial of 2 to 3 months; humidify and hydrate; voice care and breaking the throat-clearing habit, substituting a sip of water or a silent swallow; and review the drugs
- What must BE excluded — any persistent unilateral sore throat, referred otalgia, dysphagia, hoarseness beyond 3 weeks, a neck lump or weight loss is a malignancy until proved otherwise, and requires examination of the throat and larynx, endoscopy and urgent referral
- Cough and coryza point away from streptococcus, and are as informative as the Centor criteria in the other direction
Nature and Presentation
- Nasopharyngeal carcinoma (NPC) is a malignant tumour arising from the nasopharyngeal epithelium, most often in the fossa of rosenmuller.
- It is epidemiologically, aetiologically and therapeutically different from every other head and neck cancer, which is why it is considered separately.
- Epidemiology — strikingly geographical, being very common in southern CHINA (Guangdong), Southeast Asia, and among Inuit populations; and in India it is notably commoner in the north-eastern states (Nagaland, Manipur, Mizoram)
- Aetiology is multifactorial — epstein-BARR virus.
- The WHO classification — type I keratinising squamous (least associated with EBV, worst radiosensitivity); type II non-keratinising differentiated; and type III undifferentiated.
- The presentation IS the key TO early diagnosis, and IT IS not nasal. The tumour grows silently in a blind recess.
- A painless upper cervical neck lump is the commonest presenting complaint, present in a large proportion at diagnosis, and frequently bilateral. It occurs because the nasopharynx has rich bilateral lymphatic drainage to retropharyngeal and upper deep cervical nodes
- Aural symptoms — unilateral conductive hearing loss and a middle ear effusion, from Eustachian tube obstruction. A unilateral middle ear effusion in an adult is NPC until the postnasal space has been endoscoped — this is the single most important rule
Investigation and Treatment
- Flexible or rigid nasendoscopy of the postnasal space with biopsy is the essential investigation, and makes the diagnosis
- MRI is the imaging of choice, being superior for soft tissue, skull base, intracranial and perineural spread and retropharyngeal nodes; with CT for bone erosion and pet-CT for staging and distant metastasis
- EBV serology and plasma EBV DNA.
- Fine needle aspiration of a neck node may give the diagnosis, but the primary must still be found and biopsied
- Never perform an open biopsy of a neck node before the primary has been sought — it compromises subsequent treatment and seeds the neck
- Treatment is radiotherapy, not surgery, and this is the central therapeutic point
- The reasons are threefold — the tumour is radiosensitive, particularly the undifferentiated type; the site is surgically inaccessible, at the skull base; and there is early bilateral lymphatic spread, so surgical clearance is not feasible
- Intensity-modulated radiotherapy (IMRT) to the primary and both sides of the neck.
- Concurrent chemoradiotherapy with cisplatin for advanced (stage III and IV) disease, which improves survival over radiotherapy alone; with induction or adjuvant chemotherapy in selected patients
- Surgery has a limited role — neck dissection for residual or recurrent nodal disease, and nasopharyngectomy (increasingly endoscopic) for local recurrence
Carcinoma of the Oropharynx and Tonsil
- Oropharyngeal carcinoma arises from the tonsil and tonsillar fossa, the base of tongue, the soft palate and the posterior pharyngeal wall.
- Almost all are squamous cell carcinoma, and the disease has been transformed by human papillomavirus.
- There are now two distinct diseases, and distinguishing them is the most important development in head and neck oncology:
- HPV-positive (chiefly HPV-16) — occurring in younger patients, often non-smokers and non-drinkers, related to sexual behaviour; arising in the tonsil and tongue base; presenting with a small primary and early, often cystic, neck nodes; and having a much better prognosis and greater radiosensitivity
- HPV-negative — the traditional disease of older smokers and drinkers, with field change in the whole mucosa, a worse prognosis, and a risk of second primary tumours
- The incidence of HPV-positive disease is rising in many countries while smoking-related cancer falls
- P16 immunohistochemistry is used as a surrogate marker of HPV status, and HPV-positive tumours are staged separately in current systems.
- In INDIA, tobacco chewing, betel quid, areca nut and smoking remain the dominant causes of oral and oropharyngeal cancer, and oral cavity cancer is among the commonest malignancies in Indian men — which makes the preventive message locally urgent
- Presentation, which is characteristically late — a persistent unilateral sore throat; referred otalgia, which is an important and often the only symptom, via the glossopharyngeal nerve; odynophagia and dysphagia; a neck lump, frequently the presenting complaint in HPV-positive disease; a "hot potato" voice; trismus, which indicates deep invasion; bleeding; and weight loss
- The single most important clinical rule — a unilaterally enlarged, firm, or ulcerated tonsil in an adult, or a persistent unilateral sore throat with referred otalgia, is cancer until proved otherwise and demands examination, endoscopy and biopsy
- Examination — inspect and palpate the tonsil, tongue base and floor of mouth.
- Investigation — flexible nasendoscopy; biopsy, under general anaesthesia with panendoscopy to assess extent and exclude a synchronous second primary; MRI for the primary and CT of the neck and chest; pet-CT for staging and for an unknown primary; ultrasound-guided fine needle aspiration of a neck node; and p16 and HPV testing
- An open neck node biopsy should be avoided before the primary has been sought
Approach to Dysphagia
- Dysphagia is difficulty in swallowing.
- It differs from odynophagia (painful swallowing) and from globus (a sensation of a lump with normal swallowing).
- Dysphagia is always a significant symptom and is never dismissed.
- The first division IS oropharyngeal versus oesophageal, and the history makes it:
- Oropharyngeal (transfer) dysphagia — difficulty initiating the swallow, with coughing or choking on swallowing, nasal regurgitation, drooling, a wet or gurgly voice after swallowing, and recurrent chest infections. The patient points to the neck
- Oesophageal (transport) dysphagia — food sticking seconds after swallowing, with the patient pointing to the retrosternal region
- The second division IS solids versus liquids, and it is highly discriminating:
- Solids first, progressing to liquids — a mechanical obstruction, and if progressive with weight loss in an older patient, malignancy
- Solids and liquids equally from the outset, often intermittent — a neuromuscular or motility disorder
- Intermittent and non-progressive — a web, ring or spasm
- The red flags requiring urgent investigation — progressive dysphagia; weight loss; anaemia; a neck lump; hoarseness; referred otalgia; aspiration or recurrent pneumonia; and age over 45 with new dysphagia
- Causes — in the lumen: a foreign body or bolus obstruction
- In the wall — carcinoma of the pharynx, hypopharynx or oesophagus; benign stricture from reflux or corrosive ingestion; webs and rings; plummer-VINSON (paterson-brown-KELLY) syndrome; eosinophilic oesophagitis; infection — candidal, herpetic or tuberculous; and pharyngeal pouch
- Outside the wall — a thyroid goitre or retrosternal extension; mediastinal nodes or tumour; a vascular ring (dysphagia lusoria); and cervical osteophytes
- Neuromuscular causes, which are the commonest cause of oropharyngeal dysphagia — stroke, which is much the commonest; Parkinson disease; motor neurone disease; multiple sclerosis; myasthenia gravis, characteristically with fatigable weakness worsening through a meal; bulbar and pseudobulbar palsy; achalasia; diffuse oesophageal spasm; and scleroderma
- Plummer-VINSON syndrome — iron-deficiency anaemia, a postcricoid web and dysphagia, in middle-aged women, with koilonychia, angular stomatitis and glossitis. It is premalignant, predisposing to postcricoid carcinoma.
- Investigation — full blood count and iron studies; flexible nasendoscopy to see the pharynx and larynx and to assess pooling of saliva in the pyriform fossae; videofluoroscopy (modified barium swallow).
- Fibreoptic endoscopic evaluation of swallowing (fees) is performed at the bedside and is particularly useful in stroke
- Management — treat the cause; and involve a speech and language therapist early.
- Nutrition must be secured — nasogastric feeding for the short term and gastrostomy for the longer term, with the decision made with the patient and family
Foreign Bodies in the Throat and Oesophagus
- Foreign bodies in the throat lodge at the tonsil, tongue base, vallecula, pyriform fossa or the oesophagus.
- They are common, straightforward, and occasionally lethal — and the whole skill lies in recognising which is which.
- The sites of impaction in the oesophagus are its three normal constrictions — the cricopharyngeal sphincter at 15 cm from the incisors, which is much the commonest; the aortic arch and left main bronchus at 25 cm; and the oesophagogastric junction at 40 cm
- WHO and what — children swallow coins, buttons, batteries and toys; adults impact fish and meat bones, and meat bolus; and bolus obstruction in an adult suggests an underlying oesophageal abnormality — a stricture, ring, malignancy or eosinophilic oesophagitis — which must be investigated afterwards, not merely relieved
- The edentulous, those with dentures (which reduce palatal sensation), the intoxicated, the elderly and the psychiatrically unwell are at particular risk
- Features — a clear history.
- The three emergencies, which must be recognised immediately:
- 1. A disc (button) battery — which causes liquefactive necrosis from local alkali generated by the current within hours.
- A battery is distinguished on radiograph by its double-ring or halo sign and a step-off on the lateral view, unlike the uniform disc of a coin — and if there is any doubt, treat it as a battery
- 2. Paired magnets, which attract across bowel walls and cause pressure necrosis, fistula and perforation
- 3. Complete obstruction with drooling and inability to manage secretions.
- Investigation — plain radiographs of the neck (lateral soft tissue) and chest, and abdomen where indicated. Radiolucent objects — fish bones, plastic, most food — are frequently not visible, so a normal radiograph does not exclude a foreign body
- A coin in the oesophagus lies in the coronal plane (flat on the AP film).
- Look for surgical emphysema and widening of the prevertebral soft tissue.
- Barium should not be given where endoscopy is planned or perforation is suspected.
- CT is used where perforation is suspected or the object is not found
- Management — Direct visualisation and removal with forceps for an accessible tonsillar or tongue base foreign body, under good light after topical anaesthesia
- Rigid or flexible oesophagoscopy under general anaesthesia for an oesophageal foreign body.
- A smooth object in the stomach may be observed.
- Do not push an oesophageal foreign body into the stomach blindly
Ludwig Angina
- LUDWIG’S angina is a rapidly spreading, bilateral cellulitis of the submandibular, sublingual and submental spaces.
- It is a cellulitis rather than an abscess in its early stages, and it is an airway emergency.
- The source IS dental IN the great majority — an infected lower second or third molar, whose roots lie below the attachment of mylohyoid, so pus enters the submandibular space directly
- This single anatomical fact explains the whole distribution of the disease, and is worth stating explicitly: infection from premolars and the first molar (roots above mylohyoid) enters the sublingual space, while second and third molars (roots below) enter the submandibular space
- Other causes — submandibular sialadenitis, mandibular fracture, oral laceration, tongue piercing, and peritonsillar infection
- Predisposing factors — diabetes, malnutrition, immunosuppression, alcoholism and poor dental hygiene with delayed dental care — which makes it a disease of the poor and remains common in India
- Organisms are mixed — oral streptococci, staphylococci and anaerobes (Bacteroides, Prevotella, Fusobacterium)
- The diagnostic criteria are worth stating — it is a cellulitis not an abscess; it involves both sides; it involves submandibular, sublingual and submental spaces; it spreads by direct continuity rather than by lymphatics; and it produces gangrene with serosanguinous fluid but little or NO frank pus
- Clinical features — a rapidly progressive, tense, BRAWNY, woody-hard, non-pitting swelling of the floor of mouth and upper neck.
- The patient sitting forward, drooling, unable TO swallow and unwilling TO lie flat has A critical airway, and must not be left unattended or sent for imaging alone
- Management — the airway comes first, always
- Assess the airway with an experienced anaesthetist present, and prepare for a surgical airway before any attempt at intubation
- Awake fibreoptic nasal intubation is the preferred method; oral intubation is frequently impossible because of trismus and tongue elevation; and tracheostomy under local anaesthesia is performed where intubation fails or is judged unsafe
- DO not give a general anaesthetic with muscle relaxation to such a patient without a secured airway.
- High-dose intravenous antibiotics covering streptococci, staphylococci and anaerobes — commonly penicillin or a cephalosporin with metronidazole, or co-amoxiclav, adjusted by culture
- Surgical decompression and drainage — even though there may be little frank pus, decompression relieves tension, improves perfusion and allows drainage; performed through a submental or bilateral submandibular incision with division of mylohyoid to open the sublingual space
- Remove the dental source, without which the infection recurs
Nature and Presentation
- A pharyngeal pouch (ZENKER’S diverticulum) is a pulsion diverticulum of pharyngeal mucosa herniating through killian’S dehiscence — the weak area between thyropharyngeus and cricopharyngeus.
- It is therefore a false diverticulum, containing mucosa and submucosa but NO muscle.
- The pathogenesis IS A failure OF coordination rather than of anatomy alone — cricopharyngeus fails to relax in time during swallowing (or is hypertensive), so pressure rises in the hypopharynx and the mucosa herniates through the weakest point above it
- Reduced cricopharyngeal compliance and fibrosis, and an association with gastro-oesophageal reflux, are contributory
- It is a disease of the elderly, over 70, and commoner in men
- The pouch develops posteriorly and then, as it enlarges, deviates to one side — the left.
- The symptoms follow its size, and describing that progression is the clearest way to answer:
- Early — a vague sensation of something in the throat, throat clearing, and intermittent dysphagia
- Established — dysphagia; regurgitation of undigested, unaltered food eaten hours or days earlier.
Investigation and Treatment
- A barium swallow is the investigation of choice, and demonstrates the pouch, its size and the level of its neck. Video-fluoroscopy with lateral views is best.
- Endoscopy must be performed with great caution.
- Hence the rule: obtain the barium study before endoscopy where a pouch is suspected
- Also assess — nutritional state, chest imaging for aspiration, and fitness for anaesthesia.
- Treatment is surgical, and the essential component is division of cricopharyngeus
- This IS the key principle OF the whole topic: the myotomy treats the cause (the failure of relaxation).
- Endoscopic stapling (dohlman procedure, or endoscopic diverticulotomy) is now the procedure of choice for most patients — a stapling device or laser divides the common wall (the party wall) between the pouch and the oesophagus.
- Its advantages — no external incision, shorter operating time and hospital stay, earlier feeding, less pain, and much lower morbidity.
- Its limitations — it requires adequate neck extension and mouth opening, so it is unsuitable where there is cervical spine disease, kyphosis or trismus; it is less suitable for a very small pouch (too little common wall) or a very large one; and it leaves a residual pouch, with a higher rate of recurrence than open surgery
- Open (external) surgery through a left-sided neck incision — with cricopharyngeal myotomy plus diverticulectomy, diverticulopexy (suspending the pouch upward so it drains) or invagination
Skeleton, Cavity and Muscles
- The larynx is the organ of phonation and the sphincter guarding the lower airway.
- It extends from the epiglottis to the lower border of the cricoid (C6), where it becomes the trachea, and lies opposite C3 to C6 in the adult.
- The cartilages — three unpaired (thyroid, cricoid and epiglottis) and three paired (arytenoid, corniculate and cuneiform)
- The cricoid is the only complete ring in the entire airway.
- The cavity is divided into three parts by the vocal and vestibular folds, and the division governs the behaviour of cancer:
- Supraglottis — from the epiglottis to the ventricle; it has a rich bilateral lymphatic supply, so tumours here metastasise early and often bilaterally and present late
Nerve Supply, Physiology and Applied Anatomy
- Nerve supply is entirely from the vagus, through two branches
- The superior laryngeal nerve divides into an internal branch.
- The recurrent laryngeal nerve is motor to all other intrinsic muscles and sensory below the cords
- Their asymmetric course IS clinically decisive — the right recurrent laryngeal nerve loops around the subclavian artery.
- Because the left nerve has a longer, intrathoracic course, left vocal cord palsy is commoner, and a left palsy demands imaging of the chest as well as the neck — bronchial carcinoma, mediastinal nodes, aortic aneurysm and left atrial enlargement all reach it
- Injury to the external laryngeal nerve in thyroid surgery (it runs close to the superior thyroid artery) causes loss of high notes and vocal fatigue.
- SEMON’S law states that in a progressive lesion the abductor fibres are affected before the adductors.
- The functions of the larynx, in order of importance:
- 1. Protection of the lower airway.
- 2. Respiration — the cords abduct on inspiration
- 3. Phonation, which is the most recent and the least essential function — a point that matters when counselling a patient about laryngectomy
- 4. Fixation of the chest for coughing, straining, lifting, defaecation and parturition — the valsalva function, which is genuinely lost after laryngectomy
- Phonation works by the myoelastic-aerodynamic theory — the cords are adducted and set into vibration by the expiratory air stream, with the bernoulli effect drawing them back together after each opening; pitch depends on tension and length, loudness on subglottic pressure
- The paediatric larynx differs in ways that explain paediatric emergencies — it is higher (at C3 to C4), smaller and funnel-shaped, with the narrowest point at the cricoid (subglottis) rather than the glottis; the epiglottis is omega-shaped and floppy; and the submucosa is loose, so oedema forms rapidly
- The consequence IS quantitative and should BE stated: 1 mm of circumferential oedema in an infant subglottis reduces the cross-sectional area by 60%, but in an adult by only 20% — which is why a minor infection obstructs a child and not an adult
- The cricoid is the only complete ring in the airway, which explains subglottic stenosis, cricoid pressure and paediatric obstruction
- Posterior cricoarytenoid is the only abductor, so its bilateral paralysis is an airway emergency
- Cricothyroid is the only muscle spared by the recurrent laryngeal nerve, being supplied by the external laryngeal
- The glottis has almost no lymphatics, which is why glottic cancer presents early and has the best prognosis
- The supraglottis drains bilaterally and richly, which is why those tumours present late with nodes
- Reinke space is loose and gelatinous, which is where oedema, nodules and polyps form
- Stripping a cord destroys the mucosal wave permanently, which is why cord surgery is microsurgery
- Left cord palsy needs the chest imaged, since the left recurrent nerve loops around the aortic arch
- External laryngeal nerve injury loses the high notes.
- Semon law explains airway-first presentation, abductor fibres being affected before adductors in a progressive lesion
- Protection is the primary function, phonation being the most recent and least essential.
Recognising and Grading Stridor
- Stridor is a harsh, noisy sound produced by turbulent airflow through a narrowed airway.
- It is a sign of airway obstruction, not a diagnosis, and its timing in the respiratory cycle localises the obstruction.
- The timing IS the most useful single observation:
Causes and Emergency Management
- Causes IN children, by age.
- Neonate and infant — laryngomalacia, which is much the commonest cause of chronic stridor in infancy, characteristically worse when supine, feeding, crying or with an upper respiratory infection, and better when prone, appearing in the first weeks and resolving spontaneously by 12 to 24 months in most; congenital subglottic stenosis; vocal cord palsy; laryngeal web, cyst or cleft; subglottic haemangioma, which appears at 3 to 6 months, may be associated with cutaneous haemangiomas, and responds dramatically to propranolol; tracheomalacia and vascular rings
- Age 6 months to 6 years — croup (acute laryngotracheobronchitis).
- Older children and adults — laryngeal trauma; foreign body; angio-oedema and anaphylaxis; deep neck space infection and LUDWIG angina; bilateral vocal cord palsy; laryngeal or thyroid malignancy; post-intubation subglottic stenosis; inhalation (thermal or chemical) burns; and laryngeal diphtheria.
- Emergency management — the principles:
- DO not distress the patient, particularly A child. Crying and struggling increase turbulent flow and oxygen demand and can precipitate complete obstruction — so leave the child on the parent’s lap, do not examine the throat, do not attempt cannulation or a lateral radiograph in a distressed child, and do not lie them flat
- Give oxygen in the least distressing way, held by the parent if necessary
- Call for help early — the senior anaesthetist and ENT surgeon, and move to a place where a definitive airway can be secured: the operating theatre, not the radiology department
- Nebulised adrenaline (epinephrine), which buys time by reducing mucosal oedema and works within minutes, but wears off in 1 to 2 hours with possible rebound — so a patient who has received it must be observed and not discharged
- Corticosteroid — dexamethasone orally or intramuscularly, or nebulised budesonide.
- HELIOX (helium-oxygen), which is less dense and so reduces turbulence, as a temporising measure
- Treat the cause — antibiotics, adrenaline and antihistamine for anaphylaxis, removal of a foreign body
- Securing the airway where obstruction is severe or progressing — inhalational (gas) induction with the patient breathing spontaneously, by an experienced anaesthetist, with a smaller tube than predicted; and the ENT surgeon scrubbed and ready with a rigid bronchoscope and tracheostomy set open
- Never give a muscle relaxant to a patient with critical stridor before the airway is secured — the obstruction may become complete and unrecoverable. This is the single most dangerous error in the management of the obstructed airway
- Cricothyroidotomy is the emergency surgical airway of choice in a "cannot intubate, cannot oxygenate" situation, being faster and more superficial than tracheostomy; it is converted to a formal tracheostomy within 24 to 48 hours, and is avoided in small children, in whom needle cricothyroidotomy with jet ventilation is used instead
- A quiet, sleepy child is tiring, not settling, which is the single most misread observation in paediatric airway obstruction
- Never paralyse a patient with critical stridor before the airway is secured; the obstruction may become unrecoverable
- Inspiratory stridor is above the cords, expiratory is below, and biphasic means a fixed subglottic narrowing
- Biphasic stridor is the most worrying, indicating a fixed and often critical narrowing at the transition
- Stertor is a different sign, arising above the larynx, and has its own differential
- A normal saturation must not reassure; oxygenation is maintained until obstruction is severe, particularly on oxygen
- Do not examine the throat of a distressed child, and do not send them for a radiograph unaccompanied
- Leave the child on the parent lap; crying increases turbulent flow and oxygen demand and may precipitate obstruction
- Nebulised adrenaline buys time but wears off in an hour or two.
Assessment of the Hoarse Patient
- Hoarseness (dysphonia) is any alteration in the quality of the voice.
- It arises whenever the mass, tension, or the ability of the cords to approximate and to vibrate evenly is disturbed — and thinking of it in those terms organises the whole differential.
- The single most important rule IN this chapter: hoarseness persisting beyond 3 weeks, particularly in a smoker or a patient over 40, requires visualisation of the larynx and must be regarded as carcinoma until proved otherwise
Causes and Management
- Organising the causes BY mechanism makes the differential manageable:
- Inflammatory — acute laryngitis, viral and self-limiting; chronic laryngitis from smoking, voice abuse, reflux and irritants; laryngopharyngeal reflux.
- Structural lesions of the cords — nodules, polyps, cysts, REINKE’S oedema, granuloma, sulcus vocalis, papillomatosis and leukoplakia, considered separately
- Neurological — vocal cord palsy; spasmodic dysphonia, a focal dystonia causing a strained, strangled voice with breaks, treated with botulinum toxin injection; Parkinson disease, giving a soft monotonous voice; myasthenia gravis, with fatigue of the voice; and essential tremor
- Neoplastic — carcinoma of the larynx, and lesions compressing the recurrent laryngeal nerve
- Functional and behavioural — muscle tension dysphonia.
- Systemic and endocrine — hypothyroidism.
- Age-related — puberphonia (mutational falsetto), in which an adolescent boy retains a high-pitched voice after normal laryngeal growth, treated very effectively by speech therapy; and presbyphonia, from cord atrophy and bowing in the elderly
- Management depends entirely on the cause, but some measures apply to all:
- Stop smoking, which is the single most important instruction
- Voice hygiene — adequate hydration; avoiding shouting, whispering (which is more traumatic than soft speech) and throat clearing; voice rest in acute inflammation, but only briefly; and humidification
- Treat reflux with lifestyle measures and a proton pump inhibitor for an adequate trial of 2 to 3 months
- Speech and language therapy is the mainstay for muscle tension dysphonia, nodules, puberphonia and psychogenic disorders, and is under-used — many patients are offered surgery when therapy would have sufficed
- Review inhaled steroids, advising a spacer and mouth rinsing
- Phonosurgery — microlaryngeal excision of a lesion preserving the vocal ligament; medialisation (thyroplasty or injection) for a paralysed or bowed cord; and botulinum toxin for spasmodic dysphonia
- The golden rule at operation is to preserve the layered structure of the cord and to avoid stripping.
- Hoarseness beyond three weeks means seeing the larynx, particularly in a smoker or anyone over forty
- Hoarseness is often the earliest sign of glottic cancer, which is curable in over ninety per cent when caught early
- A whisper with a normal cough is psychogenic, the cough proving the cords can adduct, and it takes seconds to demonstrate
- Check thyroid function in unexplained hoarseness; hypothyroid voice change is completely reversible
- Androgens lower a woman voice irreversibly, which must be mentioned before such drugs are prescribed
- Breathy means incomplete closure and harsh means added mass.
- Whispering is more traumatic than soft speech, which is the opposite of what patients assume and must be said explicitly
- Reflux frequently causes hoarseness without heartburn, which is why it is missed and why an adequate trial is needed
- Ask about inhaled steroids and advise a spacer and mouth rinsing.
- Stroboscopy shows the mucosal wave and reveals scar, sulcus and early tumour that a still view misses
- Speech therapy is under-used; many patients are offered surgery when therapy alone would have sufficed
- Puberphonia responds very well to speech therapy, and needs no surgery despite the dramatic presentation
- Spasmodic dysphonia is a focal dystonia, treated with botulinum toxin rather than with voice rest
- Never strip a vocal cord; a scarred cord is permanently hoarse and nothing restores the mucosal wave
- Consider tuberculous laryngitis in India, secondary to pulmonary disease, in a hoarse patient with weight loss
Nature, Presentation and Staging
- Carcinoma of the larynx is almost always squamous cell carcinoma.
- It is one of the commonest head and neck cancers, is strongly related to tobacco and alcohol, and is among the most curable when detected early — which places a high premium on the symptom of hoarseness.
- Risk factors — smoking.
- Premalignant lesions — leukoplakia and erythroplakia, with dysplasia on histology. Erythroplakia carries the higher risk of malignancy despite being less conspicuous.
- The site determines the presentation, the spread and the prognosis.
Management
- Treatment is decided by a multidisciplinary team and turns on the stage, the site, the patient’s fitness and their wishes about the voice
- The modern principle is organ (voice) preservation wherever oncologically safe, with surgery reserved for advanced disease and for salvage
- Early disease (T1 and T2) — radiotherapy or transoral laser microsurgery (cordectomy), which have comparable cure rates above 90% for T1 glottic disease
- The choice between them — laser surgery is a single treatment, is cheaper, avoids radiation and keeps radiotherapy in reserve for a later primary; radiotherapy may give a better voice, particularly for anterior commissure disease, but takes weeks and can be used only once
- Anterior commissure involvement is a poor prognostic feature and influences the choice
- Intermediate and advanced disease (T3 and selected T4) — concurrent chemoradiotherapy with cisplatin as organ preservation; or partial laryngectomy (vertical, supraglottic or supracricoid) in carefully selected patients
- The candidate for organ preservation must have adequate lung function and swallowing.
- Advanced disease (T4) and salvage — total laryngectomy with neck dissection and postoperative radiotherapy
- Indications for total laryngectomy — T4 disease with cartilage invasion or extralaryngeal spread; recurrence after radiotherapy (salvage); a non-functional larynx after treatment, with intractable aspiration; and extensive subglottic or postcricoid disease
- The consequences OF total laryngectomy must BE understood.
- The patient cannot be resuscitated by mouth-to-mouth and cannot swim, and must carry identification — practical points that are frequently omitted from counselling
- Voice rehabilitation, in order of current preference:
- Tracheo-oesophageal puncture with a one-way voice prosthesis.
- Oesophageal speech — swallowing and controlled eructation of air; no device is needed, but it is difficult to learn and only a minority become fluent
- The electrolarynx — a vibrating device held against the neck.
- Comprehensive rehabilitation — speech therapy, stoma care and humidification with a heat and moisture exchanger, swallowing rehabilitation, dietary support, psychological support and smoking cessation
- Prognosis — excellent for early glottic disease (over 90% at 5 years for T1), and substantially worse for advanced and supraglottic disease; with long-term surveillance for recurrence and second primary tumours.
- Cord mobility is the stage; impaired movement is T2 and fixation is T3, so it is assessed deliberately
- Glottic cancer presents early and metastasises late.
- Supraglottic cancer presents with a neck node.
- Alcohol and tobacco are synergistic, not merely additive.
- Erythroplakia carries the higher malignant risk despite being less conspicuous than leukoplakia
- Laser surgery keeps radiotherapy in reserve, which matters because radiotherapy can be given only once
- Radiotherapy may give a better voice, particularly at the anterior commissure.
- A preserved larynx that aspirates is worse than none, and the aim is a working voice rather than a retained organ
- Assess lung function before organ preservation, since these patients must tolerate some aspiration
- Panendoscopy excludes a second primary, which occurs in a significant minority because of field change
- Tracheo-oesophageal puncture is the gold standard for voice rehabilitation, giving fluent near-normal speech
- Oesophageal speech needs no device but is difficult, and only a minority become fluent with it
- A laryngectomee cannot be resuscitated by mouth and cannot swim, and should carry identification
- Smell and taste diminish after laryngectomy, since air no longer passes the olfactory cleft
Indications and Technique
- Tracheostomy is the creation of an opening in the anterior wall of the trachea to establish an airway.
- It is the oldest operation in surgery and remains one of the most valuable, and its indications go well beyond obstruction.
- The indications divide into four groups, and reciting them as groups is clearer than listing diseases:
Complications and Care
- Complications are classified by timing:
- Immediate (at operation) — haemorrhage; injury to the recurrent laryngeal nerve; injury to the oesophagus (from cutting too deeply); pneumothorax, particularly in children, in whom the pleural dome is high; air embolism; and cardiac arrest from sudden release of hypercapnia
- Intermediate (hours to days) — tube blockage by crusts.
- Late (weeks to months) — tracheal stenosis, at the stoma or at the cuff site; tracheomalacia; tracheo-oesophageal fistula, from an over-inflated cuff or a nasogastric tube; tracheo-innominate artery fistula; granulations; a persistent tracheocutaneous fistula; scar; and difficulty in decannulation
- Tracheo-innominate fistula is rare but catastrophic — it presents with a sentinel bleed, and brisk bleeding from a tracheostomy is an emergency managed by hyperinflating the cuff to tamponade, applying digital pressure anteriorly through the stoma, and immediate transfer to theatre
- The cuff pressure must be kept below capillary perfusion pressure (20 to 25 cmH2O) and checked regularly.
- Routine care, which determines outcome far more than the operation:
- Humidification is essential, because the nose has been bypassed and inspired air is no longer warmed or moistened; without it, secretions crust and block the tube
- Regular suction, with a sterile technique, of appropriate depth and duration, with pre-oxygenation
- The inner tube is removed and cleaned regularly.
- Stoma care, tapes checked and changed, and skin protection
- Emergency equipment AT the bedside AT all times — a spare tube of the same size, one a size smaller, a tracheal dilator, suction, and the stay sutures in a child
- The blocked or displaced tube is the emergency to rehearse — remove the inner tube first, since that resolves most blockages immediately; then suction; then deflate the cuff; and then remove and replace the tube, using the dilator or stay sutures if the track is not yet mature
- A tract takes 5 to 7 days to mature — before that, replacing a displaced tube is hazardous and may create a false passage, so an early displacement is managed by oral intubation where the larynx is patent
- Remember that a laryngectomy stoma is different — such a patient cannot be intubated or ventilated through the mouth or nose at all.
- Speech may be restored with a fenestrated tube and a speaking valve, with the cuff deflated — which is important for morale and for swallowing
- Decannulation is undertaken when the original indication has resolved, the patient can protect the airway and clear secretions, and tolerates cuff deflation and tube occlusion — achieved by progressive downsizing and capping trials, with endoscopic assessment of the airway before decannulation
- Humidification is essential, not optional, since the nose has been bypassed and secretions crust without it
- Remove the inner tube first in an emergency, which resolves most blockages within seconds
- Prefer a tube with an inner cannula, since regular cleaning of it is the best protection against blockage
- The tract takes five to seven days to mature, and before that a displaced tube may be replaced into a false passage
- Manage early displacement by oral intubation where the larynx is patent, rather than forcing a tube through an immature tract
- Keep the cuff below twenty-five centimetres of water, and check it regularly.
- Use stay sutures in a child, which allow the trachea to be pulled forward if the tube is displaced early
- Never excise cartilage in a child; a vertical slit is made.
- Avoid a high tracheostomy, which risks cricoid perichondritis and subglottic stenosis
Acute Laryngitis and Croup
- Acute laryngitis is acute inflammation of the laryngeal mucosa, viral and self-limiting in adults.
- In children the same process becomes croup (acute laryngotracheobronchitis), and is dangerous — because the subglottis is the narrowest part of the paediatric airway and cannot expand within the cricoid ring.
- Acute laryngitis in the adult — viral, following an upper respiratory infection; also voice abuse, smoke, fumes, alcohol and reflux
- Features — hoarseness progressing to aphonia, throat discomfort, dry cough and malaise; with red, oedematous cords on examination
- Management — voice rest (relative, and brief); hydration and steam inhalation; analgesia; avoidance of smoking and irritants; and antibiotics only where bacterial infection is likely
- Warn against whispering, which is more traumatic to the cords than quiet speech
- Hoarseness persisting beyond 3 weeks is not simple laryngitis and requires the larynx to be seen
- Croup is the commonest cause of stridor in the 6-month to 6-year age group, caused chiefly by parainfluenza virus, and occurring in autumn and winter
- The classical picture — a prodrome of coryza for a day or two, then the gradual onset of a barking, seal-like cough, a hoarse voice and inspiratory stridor, characteristically worse at night and when the child is upset, with a low-grade fever and a child who is not toxic and still able to drink
- The westley croup score grades severity by stridor, recession, air entry, cyanosis and conscious level
- Management — keep the child calm on the parent’s lap and do not examine the throat; oral dexamethasone (a single dose) for all but the most trivial cases.
- Nebulised adrenaline for moderate or severe croup, which works within minutes but wears off in 1 to 2 hours, so the child must be observed for at least 2 to 4 hours afterwards
- Oxygen, minimal handling, and admission for moderate or severe disease; with intubation in a small minority, using a tube smaller than predicted
- "Steam" or humidified air has not been shown to help, despite traditional advice
- The important differentials — acute epiglottitis (rapid onset, high fever, toxic, drooling, no cough); bacterial tracheitis (like croup but with high fever, toxicity and thick purulent secretions, needing antibiotics and often intubation); an inhaled foreign body (sudden onset, no prodrome); retropharyngeal abscess; angio-oedema; and laryngeal diphtheria, which is still seen in India
Acute Epiglottitis
- Acute epiglottitis (supraglottitis) is rapidly progressive cellulitis of the epiglottis and supraglottic structures.
- It is a true airway emergency in which the airway can be lost within hours, and it kills by sudden complete obstruction.
- The organism was classically haemophilus influenzae type b; Hib immunisation has made childhood epiglottitis rare in countries with good coverage, and has shifted the disease toward adults, in whom other organisms (streptococci, staphylococci) are common
- In INDIA, where immunisation coverage is incomplete in places, the paediatric disease is still seen, so it must not be dismissed as historical
- The classical paediatric presentation is the "four Ds" — dysphagia, dysphonia (a muffled voice), drooling and dyspnoea
- The child is toxic, with high fever, of rapid onset over hours, and characteristically sits upright and leaning forward with the neck extended and the mouth open — the tripod position.
- The absence OF A barking cough is an important discriminator from croup
- The comparison with croup is the most examinable part of this topic: croup has a prodrome, a gradual onset over days, a barking cough, a hoarse voice, a low fever, and a child who is not toxic; epiglottitis has NO prodrome, a rapid onset over hours, NO cough, a muffled voice, a high fever, drooling and a toxic child
- The cardinal rule: DO not examine the throat, do not use a tongue depressor, do not lie the child flat, and do not attempt cannulation or venepuncture in a child with suspected epiglottitis
- The reason is that any of these may precipitate complete and irreversible laryngospasm or obstruction, and children have died on the examination couch for exactly this reason
- The diagnosis is clinical; a lateral soft-tissue neck radiograph may show the "thumb sign" of a swollen epiglottis, but it should not be obtained in an unstable child, and the child must never be sent to radiology unaccompanied
- Management — keep the child calm with the parent; give oxygen in the least distressing way; and call immediately for the most senior anaesthetist and ENT surgeon
- Transfer to the operating theatre for inhalational induction with the child breathing spontaneously, in the sitting position, followed by intubation with a tube a size or two smaller than predicted, with the ENT surgeon scrubbed and a rigid bronchoscope and tracheostomy set open
- Only once the airway is secured — take blood cultures and a swab, obtain venous access, and give intravenous antibiotics (a third-generation cephalosporin such as cefotaxime or ceftriaxone), with corticosteroid and fluids
Vocal Cord Palsy
- Vocal cord palsy is paralysis of the intrinsic laryngeal muscles from a lesion of the vagus or recurrent laryngeal nerve.
- It is a sign with a cause that must be found, not a diagnosis in itself.
- The first question IS whether IT IS unilateral or bilateral.
- Unilateral palsy gives a voice problem with a safe airway — a breathy, weak voice, vocal fatigue, an ineffective (bovine) cough, and aspiration, particularly of liquids, from incomplete closure
- Bilateral abductor palsy gives an airway problem with a good voice — the cords lie near the midline.
- Bilateral adductor palsy gives aphonia with a patent airway and a high risk of aspiration
- The causes, in the order worth reciting:
- Surgical and iatrogenic, which is the commonest group — thyroid and parathyroid surgery, which is much the commonest cause of bilateral palsy; oesophageal, cardiac, aortic, cervical spine and carotid surgery; and prolonged intubation
- Malignant — bronchial carcinoma.
- Other — aortic aneurysm; left atrial enlargement (ORTNER syndrome); tuberculosis and mediastinal disease; neurological disease — stroke, motor neurone disease, multiple sclerosis, Guillain-Barré; trauma; viral neuritis; and idiopathic.
- The cardinal investigative rule: a left cord palsy demands imaging of the entire course of the nerve, from the skull base to the mediastinum.
- Investigation — flexible nasendoscopy to confirm the palsy and the position of the cord; CT from skull base to the diaphragm; chest radiograph.
- Laryngeal electromyography distinguishes paralysis from mechanical fixation of the cricoarytenoid joint, and gives prognostic information about reinnervation
- Management of unilateral palsy — treat the cause; and wait, since spontaneous recovery or compensation by the opposite cord occurs in many over 6 to 12 months
- Speech therapy in the interim, teaching compensatory closure and safe swallowing
- Where symptoms persist beyond 9 to 12 months, or where aspiration is significant earlier — medialisation: injection laryngoplasty (fat, hyaluronic acid or calcium hydroxyapatite).
- Management of bilateral abductor palsy — secure the airway first, frequently by tracheostomy.
- Later, if a permanent airway is wanted — cordotomy, arytenoidectomy or lateralisation (cordopexy), endoscopic and by laser
- The unavoidable trade-off must be explained before any such procedure: widening the glottis to improve the airway worsens the voice and increases aspiration, and there is no way around it — the patient chooses which they value
- Wait at least 9 to 12 months before a permanent destructive procedure, in case of recovery
- Bilateral abductor palsy is dangerous precisely because the voice sounds normal and reassures everyone
Benign Lesions of the Vocal Cords
- Benign vocal cord lesions arise chiefly in REINKE’S space, the loose superficial layer of the lamina propria.
- They are largely the result of voice abuse, smoking and reflux, and most are preventable and many are treatable without surgery.
| Lesion | Features and management |
|---|---|
| Vocal nodules (singer nodes) |
|
| Vocal polyp |
|
| REINKE oedema (polypoid degeneration) |
|
| Vocal cyst |
|
| Contact granuloma |
|
| Sulcus vocalis |
|
| Leukoplakia | A white patch that is premalignant and must be biopsied. Stop smoking, treat reflux, and follow up |
- The common thread is that these lesions are caused by mechanical trauma to a delicate layered structure.
- Assessment — videostroboscopy, which is essential, since it distinguishes a nodule from a cyst, reveals a sulcus, and assesses the mucosal wave in ways a still endoscopic view cannot
- Voice assessment and recording before and after treatment
- Principles of management:
- Speech therapy first for nodules, muscle tension and contact granuloma
- Stop smoking, which is indispensable in Reinke oedema and leukoplakia
- Treat reflux, particularly for granuloma and posterior laryngitis
- Voice hygiene — hydration, avoiding shouting, whispering and throat clearing, amplification for teachers
Recurrent Respiratory Papillomatosis
- Recurrent respiratory papillomatosis (laryngeal papillomatosis) is a disease of multiple, recurrent, wart-like papillomas of the respiratory tract, caused by human papillomavirus types 6 and 11.
- It is histologically benign but behaves relentlessly, and is the commonest benign laryngeal tumour in children.
- There are two forms with different behaviour:
- Juvenile-onset, presenting before 5 years, acquired during passage through AN infected birth canal from maternal genital warts. It is more aggressive, more multifocal and recurs more rapidly
- Adult-onset, in the third and fourth decades, associated with sexual transmission; it is less aggressive and more often solitary
- Risk factors for the juvenile form — a first-born child of a young mother delivered vaginally, which is the classical triad, thought to reflect a long second stage and low maternal antibody
- Caesarean section is not routinely recommended for maternal warts, since transmission occurs even with caesarean delivery and the disease is rare
- Presentation in a child — progressive hoarseness or a weak cry, followed by stridor and respiratory distress
- The common and serious error IS misdiagnosis AS asthma or croup — so any child with progressive hoarseness must have the larynx examined, and a hoarse child is never simply given an inhaler
- Sites — most often the true cords and the anterior commissure; spread may occur to the trachea and bronchi, particularly after tracheostomy or repeated instrumentation.
- Management is surgical debulking, repeated as necessary, and the aims are to maintain a safe airway and preserve the voice — not to eradicate the disease.
- Technique — microlaryngoscopy with a microdebrider (now preferred) or CO2 laser, removing papillomas superficially without damaging the underlying ligament
- Tracheostomy IS avoided wherever possible, because it seeds papillomas into the trachea and lower airway and converts a laryngeal disease into a pulmonary one — a key principle
- Do not operate on both sides of the anterior commissure at the same sitting.
- Adjuvant treatments for aggressive disease requiring frequent surgery — intralesional cidofovir; bevacizumab, systemic or intralesional, which has shown promise; interferon; and photodynamic therapy
- The HPV vaccine is expected to reduce the incidence substantially as vaccinated cohorts reach childbearing age, and is also being studied as adjuvant treatment
- Treat reflux, which appears to worsen the disease
Laryngeal Trauma
- Laryngeal trauma is uncommon but immediately life-threatening, and its early management determines both survival and the eventual voice and airway.
- The larynx is protected by the mandible above and the sternum below, so injury implies considerable force.
- Mechanisms — blunt trauma: road traffic accidents (the classical "dashboard" or steering-wheel injury with the neck extended), clothesline injuries from a wire or rope across the neck, assault and sport; penetrating injury from knives and gunshot; strangulation and hanging; iatrogenic injury from intubation and surgery; inhalation burns; and caustic ingestion
- Features — hoarseness or aphonia; stridor and dyspnoea; surgical emphysema.
- The airway may deteriorate suddenly and hours after the injury, as oedema and haematoma develop — so a patient with laryngeal trauma is admitted and observed even if initially comfortable. This is the point most often missed
- Assessment — airway, breathing, circulation and the cervical spine first; then flexible nasendoscopy to assess the mucosa, cord mobility and haematoma; and CT of the larynx in a stable patient.
- Where the airway IS threatened, the airway of choice is a tracheostomy under local anaesthesia
- Endotracheal intubation is hazardous in laryngeal trauma.
Laryngotracheal Stenosis
- Laryngotracheal stenosis is narrowing of the airway from scar, granulation or cartilage collapse
- The commonest cause BY far IS prolonged or traumatic intubation, with the subglottis the usual site.
- Other causes — tracheostomy (at the stoma or the cuff site); external trauma; burns and caustic injury; granulomatosis with polyangiitis.
- Presentation — biphasic stridor, exertional dyspnoea and a normal or near-normal voice (in subglottic disease.
- IT IS repeatedly misdiagnosed AS asthma and treated with inhalers for months — so an "asthmatic" who does not respond to bronchodilators, or who has a history of intubation, should have the airway examined
- A flow-volume loop shows flattening of both the inspiratory and expiratory limbs in a fixed extrathoracic obstruction.
- Assessment — endoscopy, which is definitive, defining the site, length, degree and maturity of the stenosis and the state of the cords; with CT and virtual bronchoscopy
- The cotton-MYER grading classifies subglottic stenosis by the percentage of luminal obstruction
- Also assess reflux, pulmonary function and any systemic disease, and send ANCA
- Management — endoscopic: radial laser incisions with balloon dilatation and topical or injected mitomycin C or steroid, which suits short (under 1 cm), thin, non-circumferential stenoses without cartilage loss; frequently needing repetition
Foreign Body in the Airway
- An inhaled foreign body is a leading cause of accidental death in children under 3 years.
- Its danger lies in a brief, often unwitnessed episode followed by a silent interval, so that the diagnosis is missed and the child is treated for asthma or pneumonia for weeks.
- WHO and what — children aged 6 months to 3 years.
- The commonest objects are organic — peanuts and other nuts, seeds and pulses.
- Site — the right main bronchus is more often affected in adults and older children, being wider, shorter and more vertical; in young children the two sides are more nearly equal.
- The three clinical phases must be described.
- 1. The initial phase — sudden choking, violent coughing, gagging and possibly cyanosis, lasting minutes
- 2. The silent (asymptomatic) interval — the reflexes fatigue and the symptoms settle, lasting hours to weeks. This IS when the diagnosis IS missed.
- 3. The phase of complications — persistent cough, wheeze, recurrent or non-resolving pneumonia, bronchiectasis, lung abscess and atelectasis
- The most important diagnostic principle IS that A clear history OF choking outweighs everything else — a normal examination and a normal radiograph do not exclude an inhaled foreign body, and a convincing history is an indication for bronchoscopy
- Signs — unilateral wheeze or reduced air entry; a monophonic wheeze; and stridor if the object is laryngotracheal
- Any child with a unilateral wheeze, or with asthma that does not respond to treatment, or with pneumonia in the same lobe twice, should be considered for bronchoscopy
- Radiology — most inhaled foreign bodies are radiolucent.
- Obstructive emphysema (air trapping) is the commonest sign, from a ball-valve effect allowing air in but not out — giving a hyperlucent lung that does not deflate on expiration, with mediastinal shift away from the affected side on expiration
- An expiratory film, or a lateral decubitus film in a child too young to cooperate, is therefore essential — an inspiratory film alone will frequently look normal
- Later — collapse and consolidation
- CT is used where the diagnosis is uncertain, but should not delay bronchoscopy where the history is clear
- Management of the acutely choking patient — if coughing effectively, encourage the cough and do not intervene.
Anatomy and the Triangles
- A neck swelling is a common presentation with a wide differential.
- The approach rests on three questions — the age of the patient, the site of the swelling, and the duration — which together narrow the diagnosis before any investigation.
- The neck is divided by sternocleidomastoid into anterior and posterior triangles
Clinical Approach and Investigation
- The age OF the patient IS the first discriminator, and it is decisive:
- In a child or young adult, a neck swelling is inflammatory or congenital — reactive lymphadenitis, tuberculosis, a branchial or thyroglossal cyst, cystic hygroma
- In an adult over 40, a persistent neck swelling is metastatic squamous carcinoma until proved otherwise, and the primary must be sought in the upper aerodigestive tract
- The classical teaching that "a lump in the neck of an adult over 40 is a secondary until proved otherwise" remains sound, and is the single most important sentence in this answer
- Duration — days suggests infection; weeks to months suggests neoplasia or granulomatous disease; and years, unchanged, suggests a benign or congenital lesion
- Site — midline: thyroglossal cyst (which moves on swallowing and on protruding the tongue), thyroid isthmus, dermoid, submental node; anterior triangle: lymph nodes, branchial cyst, carotid body tumour, salivary gland; posterior triangle: nodes, cystic hygroma, lipoma
- The history must include A systematic enquiry for A primary — hoarseness, dysphagia, odynophagia, referred otalgia, a unilateral middle ear effusion, nasal obstruction or epistaxis, a mouth ulcer, and weight loss
- Ask about smoking, alcohol, tobacco and betel quid chewing; and about fever, night sweats, weight loss, TB contact and travel
- Examination of the swelling — site, size, shape, surface, consistency, mobility, fixity to skin or deep structures, tenderness, pulsatility, transillumination and fluctuation
- A hard, fixed, non-tender node in an adult is malignant until proved otherwise
- A pulsatile swelling or one with a bruit suggests a carotid body tumour (chemodectoma) or an aneurysm — a carotid body tumour is characteristically mobile side to side but not vertically (fontaine sign), and must not be biopsied or aspirated blindly
- Then examine the whole upper aerodigestive tract — the oral cavity with palpation of the tongue base and floor of mouth, the ears, the nose, and flexible nasendoscopy of the nasopharynx, oropharynx, hypopharynx and larynx. Examining the neck without examining the mucosa is incomplete
- Examine the scalp and skin, the thyroid, the axillae, the abdomen for hepatosplenomegaly, and all node groups
- Investigation — the order matters greatly:
- Ultrasound with fine needle aspiration cytology (FNAC) is the first-line investigation; it is safe, cheap, repeatable and does not seed tumour or compromise later surgery
- Ultrasound features suggesting malignancy — a round shape with a short-to-long axis ratio above 0.5, loss of the fatty hilum, irregular margins, necrosis, microcalcification (suggesting papillary thyroid carcinoma), and peripheral vascularity
- CT of the neck and chest, and MRI for extent and for a primary; with pet-CT where FNAC shows carcinoma and no primary is found
- Examination under anaesthesia with panendoscopy and directed biopsies where a primary is suspected but not seen
- Blood tests as indicated — full blood count, ESR, Mantoux or interferon-gamma release assay, HIV serology, EBV serology, thyroid function and, in a young adult, tests for infectious mononucleosis and toxoplasmosis
- The cardinal rule OF management: never perform AN open (excision) biopsy OF A neck node AS A first step
- The reasons must be given — it seeds tumour into the tissue planes and skin, increases local recurrence and the risk of distant metastasis, compromises a subsequent neck dissection and requires the scar to be excised, and the diagnosis could almost always have been made by FNAC
- Open biopsy is justified only where lymphoma is suspected and FNAC has been non-diagnostic.
- A persistent lump in an adult over forty is a secondary until proved otherwise, which remains the soundest teaching in this topic
- Never open-biopsy a neck node first; it seeds tumour, worsens recurrence and compromises the later dissection
Causes and Assessment
- Cervical lymphadenopathy is enlargement of the cervical lymph nodes.
- It is extremely common and reactive, but is also the commonest presentation of head and neck malignancy and of lymphoma — so the task is to separate the many benign cases from the few that matter.
- The neck contains 300 of the body’s 800 lymph nodes.
- The causes divide usefully into four groups:
Investigation and Management
- The investigation follows the same order as for any neck lump, and the order is what protects the patient
- Full history and complete ENT examination including nasendoscopy, and examination of the scalp, skin, thyroid and all node groups
- Ultrasound with FNAC as the first-line test
- Where FNAC shows squamous carcinoma — the diagnosis of metastasis is made and the search for the primary begins: CT of neck and chest, pet-CT, and examination under anaesthesia with panendoscopy and directed biopsy, including ipsilateral tonsillectomy and tongue base biopsy where no primary is seen
- Where FNAC suggests lymphoma — a core or excision biopsy is required.
- Where FNAC suggests tuberculosis — send material for ZIEHL-neelsen staining, culture and GeneXpert, and treat with antitubercular chemotherapy
- Where FNAC is inadequate or non-diagnostic — repeat it under ultrasound guidance before considering anything more invasive; a first inadequate sample is common and is not an indication for open biopsy
- Management of a reactive node — treat the underlying infection, reassure, and review at 4 to 6 weeks, with clear instructions to return sooner if it enlarges
- A trial of antibiotics is reasonable where infection is likely, but must not be repeated indefinitely — a node that fails to resolve after one adequate course requires investigation, not a second course. Serial courses of antibiotics for a persistent node are the commonest cause of delayed cancer diagnosis in the neck
- IN children — the great majority are reactive and need only observation; but a persistent, enlarging, or supraclavicular node, or one with systemic symptoms, needs investigation for lymphoma, tuberculosis or atypical mycobacteria
- Atypical mycobacterial adenitis in a child is treated by complete surgical excision.
- Counsel and follow up, since a proportion of apparently benign nodes declare themselves later
- One course of antibiotics is a trial and a second is a delay, which is the commonest reason neck cancer is diagnosed late
- A node persisting beyond three to six weeks requires investigation rather than continued observation
- Supraclavicular nodes are malignant in a high proportion, and should never be watched
- Lymphoma needs architecture, so cytology suggests it but a core or excision biopsy classifies it
- Rubbery, multiple and bilateral in a young patient with B symptoms suggests lymphoma rather than metastasis
- Posterior triangle nodes in a young adult suggest glandular fever, alongside fatigue and splenomegaly
- Nodes painful after alcohol suggest Hodgkin disease, which is rare but striking and worth asking about
- Excise atypical mycobacterial nodes completely; incision and drainage produces a chronic discharging sinus
- A violaceous painless node in a young child suggests atypical mycobacteria rather than ordinary infection
- Repeat an inadequate FNAC under ultrasound before considering anything more invasive
- Send material for GeneXpert where tuberculosis is possible, which gives a rapid answer and rifampicin resistance together
- The neck holds a large share of the body nodes, which is why it is such a frequent site of clinical disease
- Reactive nodes are small, tender and mobile, and resolve over weeks with the infection that caused them
- Check HIV serology where nodes are generalised, particularly in a young adult with constitutional symptoms
- Papillary thyroid carcinoma may present with a cystic node, which is easily mistaken for a branchial cyst in a young adult
- Perform tonsillectomy and tongue base biopsy where squamous carcinoma is found and no primary is visible
- Send a thyroglobulin washout from an aspirated cystic node where thyroid carcinoma is suspected
Anatomy and Inflammatory Disease
- The major salivary glands are the parotid, submandibular and sublingual, with hundreds of minor glands throughout the upper aerodigestive tract.
- Their diseases are obstructive, inflammatory, neoplastic or systemic.
- The parotid is serous, and its duct (stensen’S) opens opposite the upper second molar. It is divided into superficial and deep lobes by the facial nerve.
- The gland has NO true capsule superiorly and is enclosed in the parotid fascia, which is why parotitis causes such severe pain as the gland swells within an unyielding sheath
- The submandibular gland is mixed (seromucous), and its duct (wharton’S) opens at the floor of the mouth beside the frenulum
- Wharton’s duct runs uphill against gravity, is longer, and its secretion is more viscid and alkaline with a higher calcium content — which is exactly why 80% of salivary calculi form in the submandibular system.
- The sublingual gland is mucous and drains by multiple small ducts
- Sialolithiasis (salivary calculi) presents with painful swelling at mealtimes — mealtime syndrome — which settles over an hour or two afterwards. That history is close to diagnostic
- Examine by bimanual palpation of the floor of mouth, which frequently detects a stone that no imaging was needed to find
- Investigation — plain radiograph (80% of submandibular stones are radio-opaque, but only about half of parotid stones); ultrasound; sialography, which is contraindicated in acute infection; and CT or MR sialography
- Treatment — conservative measures first: hydration, sialogogues (lemon drops, chewing gum), gland massage, warm compresses and analgesia.
- Intraoral removal of a palpable distal stone; sialendoscopy with basket retrieval or laser lithotripsy.
- Acute suppurative parotitis occurs in the dehydrated, elderly, postoperative or debilitated patient, with staphylococcus aureus, and presents with a tender, red, swollen gland with pus expressible from the duct
- Treatment — rehydration, which is the key; antistaphylococcal antibiotics; sialogogues and massage; and drainage where an abscess forms, incising parallel to the facial nerve branches
- It is largely preventable by attention to hydration and oral hygiene in the ill and postoperative
- Mumps — paramyxovirus, the commonest cause of bilateral parotid swelling in a child, with orchitis, oophoritis, pancreatitis, meningitis and sensorineural hearing loss as complications; prevented by MMR vaccination
- Other inflammatory conditions — recurrent parotitis of childhood.
Systemic Disease, Xerostomia and Investigation
- Sjogren syndrome — an autoimmune exocrinopathy causing dry eyes (keratoconjunctivitis sicca) and dry mouth (xerostomia), either primary or secondary to rheumatoid arthritis or another connective tissue disease
- Features — recurrent or persistent parotid swelling, dryness, difficulty with dry food and speech, dental caries, and oral candidiasis
- Investigation — anti-Ro (SSA) and anti-La (SSB) antibodies, ANA and rheumatoid factor; schirmer test; minor salivary gland (labial) biopsy.
- The important complication IS lymphoma — there is a substantially increased risk of malt and other non-hodgkin lymphoma, so a persistently enlarging or hard gland in a patient with Sjogren syndrome must be investigated, not attributed to the disease
- Management — symptomatic: artificial tears and saliva, pilocarpine, meticulous dental care and fluoride, treatment of candidiasis, and management of the systemic disease
- Sialadenosis (sialosis) — painless, bilateral, symmetrical parotid enlargement without inflammation, associated with alcoholism, diabetes, malnutrition, bulimia, acromegaly and drugs; treatment is of the underlying condition
- Xerostomia (dry mouth) deserves separate mention because it is common and under-treated
- Its causes — drugs.
- Its consequences are underestimated — rampant dental caries, candidiasis, difficulty with speech, chewing and swallowing, altered taste, denture intolerance, and a genuine reduction in quality of life
- Management — review and change the drugs where possible.
- FROEY (auriculotemporal) syndrome — gustatory sweating and flushing over the parotid region while eating, following parotid surgery or trauma, caused by aberrant regeneration of parasympathetic secretomotor fibres into the divided sympathetic supply of the sweat glands
- It is confirmed by the minor’S starch-iodine test and treated with topical antiperspirants, topical glycopyrrolate or botulinum toxin.
Aetiology, Premalignant Lesions and Presentation
- Carcinoma of the oral cavity is overwhelmingly squamous cell carcinoma.
- It is among the commonest cancers in INDIA, and the commonest cancer in Indian men in many registries — which is entirely attributable to tobacco and areca nut chewing and makes it a largely preventable disease.
- The oral cavity comprises the lips, buccal mucosa, upper and lower alveolus, retromolar trigone, hard palate, floor of mouth and the anterior two-thirds of the tongue (the tongue base being oropharyngeal)
- Aetiology — smokeless tobacco, pan, betel quid and areca nut.
- Smoking, including reverse smoking (the lit end in the mouth), practised in parts of India and causing hard palate carcinoma; alcohol, which is synergistic with tobacco; chronic irritation from a sharp tooth or ill-fitting denture; poor oral hygiene and nutrition; sunlight for lip carcinoma; HPV, whose role is smaller here than in the oropharynx; and immunosuppression
- The premalignant (potentially malignant) disorders must be known.
- Leukoplakia — a white patch that cannot be rubbed off or attributed to another disease; a clinical, diagnosis-of-exclusion term; with malignant transformation of a few per cent, higher where it is non-homogeneous, speckled, on the floor of mouth or ventral tongue, or shows dysplasia
- Erythroplakia — a red, velvety patch.
- Oral submucous fibrosis — almost specific to areca nut chewing and hence to South Asia, causing progressive fibrosis of the submucosa with blanching, palpable fibrous bands, a burning sensation on spicy food, loss of tongue mobility and progressive trismus
- It is irreversible and premalignant, and its trismus makes both examination and later surgery difficult — so it is a major and specifically Indian problem
- Other — oral lichen planus (particularly the erosive form); chronic hyperplastic candidiasis; discoid lupus; and actinic cheilitis
- Presentation — a non-healing ulcer.
- Any oral ulcer persisting beyond 3 weeks must BE biopsied, whatever its appearance and whatever the presumed cause — and this is the rule that would save the most lives if it were followed
Assessment and Management
- Examination — inspect and palpate every surface with good light, a gloved finger and two mirrors; palpation detects induration and the true extent.
- Assess — the site, size and extent; fixity to bone; trismus; tongue mobility; dental state; and both sides of the neck
- Complete a full ENT examination with nasendoscopy, looking for a second primary.
- Investigation — incisional biopsy from the edge of the lesion including some normal tissue, avoiding the necrotic centre which yields only slough
- CT of the neck and chest for nodes, bone erosion and distant disease; MRI, which is superior for soft tissue extent, tongue and perineural spread; orthopantomogram for mandibular involvement and dental assessment; and pet-CT for staging
- Ultrasound with FNAC of the neck; and assessment of nutrition, dental state and fitness
- Treatment is decided by a multidisciplinary team, and for oral cavity cancer surgery is the primary treatment for most resectable disease, with radiotherapy adjuvant — which differs from the larynx and oropharynx
- Early disease (T1 and T2) — wide local excision with a margin of 1 cm, with management of the neck
- The neck must BE addressed even when clinically negative (N0).
- Advanced disease — composite resection including mandibulectomy (marginal where the bone is not invaded, segmental where it is), with neck dissection and reconstruction, followed by adjuvant radiotherapy, with chemoradiotherapy where there are positive margins or extranodal extension
- Reconstruction — primary closure, local and regional flaps (pectoralis major), and free flaps (radial forearm for soft tissue, fibula for mandible)
- Dental assessment and extraction of poor teeth before radiotherapy, to reduce osteoradionecrosis
- Rehabilitation is central and must be planned before surgery — speech and swallowing therapy, dental prosthetics and obturators, nutritional support including gastrostomy, and psychological support
Classification and Indications
- Neck dissection is the systematic removal of the cervical lymph nodes and their surrounding fibrofatty tissue, performed for metastatic or potentially metastatic disease.
- Its evolution has been toward preserving function while retaining oncological control.
- The three non-lymphatic structures that define the classification are the accessory nerve (XI), the internal jugular vein and sternocleidomastoid. Whether these are removed or preserved determines the name of the operation
Complications and Principles
- The structures AT risk, and the deficit each produces, form the core of any answer on complications:
- Accessory nerve (XI) — injury causes shoulder syndrome: trapezius weakness and wasting, a drooping shoulder, winging of the scapula, inability to abduct the arm above 90 degrees, and chronic shoulder pain. This is the single most disabling long-term complication, and is why preservation of the nerve became the priority driving modification of the radical operation
- Marginal mandibular branch of the facial nerve — injury causes weakness of the lower lip with an asymmetrical smile; protected by the HAYES MARTIN manoeuvre, ligating the facial vein and reflecting it upward with the flap
- Hypoglossal nerve (XII) — tongue deviation toward the side of injury, with dysarthria
- Lingual nerve — loss of sensation and taste on the tongue
- Vagus and recurrent laryngeal nerve — vocal cord palsy and aspiration
- Phrenic nerve — diaphragmatic paralysis, seen as a raised hemidiaphragm on the postoperative chest film
- Sympathetic chain — HORNER syndrome
- Thoracic duct on the left — chyle leak, recognised by milky drainage that increases with feeding, confirmed by a high triglyceride content in the drain fluid
- Chyle leak is managed by a low-fat diet with medium-chain triglycerides, pressure dressing and continued drainage; with total parenteral nutrition, octreotide and re-exploration for a high-output leak.
- Internal jugular vein — bilateral ligation causes gross facial and cerebral oedema and raised intracranial pressure, and is avoided or staged with an interval of several weeks if unavoidable
- Air embolism during dissection near the vein
- Other complications — haematoma, which may compromise the airway; infection and flap necrosis, particularly in previously irradiated tissue; pharyngocutaneous fistula where the pharynx has been opened; carotid blowout, heralded by a sentinel bleed and carrying a very high mortality; pneumothorax; shoulder stiffness; and cosmetic deformity and neck stiffness
- The principles that govern the operation:
- Plan the incision so that it gives access, preserves the blood supply of the flaps, and does not lie over the carotid — because a wound breakdown over an exposed carotid leads to blowout
- Raise flaps in the subplatysmal plane, which is bloodless and preserves the flap blood supply
- Work from known to unknown and identify structures before dividing anything
- Remove the specimen EN bloc where possible, and orient and label it by level for the pathologist.
- Handle previously irradiated tissue with particular care.
- Postoperatively — suction drains with careful monitoring of volume and character; early shoulder physiotherapy.
- The pathology report guides adjuvant treatment — the number and level of positive nodes, and above all extranodal extension.
- The accessory nerve is why modification began; shoulder syndrome is the most disabling long-term consequence of a radical dissection
- Three structures define the classification — accessory nerve, internal jugular vein and sternocleidomastoid
- Selective dissection removes only the levels at risk for that particular primary.
- Supraomohyoid for the oral cavity and lateral for the larynx and pharynx.
- Operate electively above about twenty per cent occult risk, which is the accepted threshold and depends on site and T stage
- Early glottic cancer needs no elective dissection, the glottis having almost no lymphatics
- Elective dissection also stages the neck, which determines whether adjuvant radiotherapy is needed
- Use the Hayes Martin manoeuvre to protect the marginal mandibular nerve.
- Milky drainage increasing with feeds is chyle, confirmed by a high triglyceride content in the fluid
Congenital Neck Swellings
Congenital neck swellings arise from embryological remnants, and each has a characteristic site that follows directly from its origin — which is why the anatomy of the developmental tract is the key to both diagnosis and surgery.
- Thyroglossal duct cyst is the commonest congenital neck swelling
- Its embryology explains everything about it: the thyroid descends from the foramen caecum at the tongue base, and its tract passes in intimate relation to, through, the developing hyoid bone
- Hence the cyst is midline (or just off it), at or below the level of the hyoid, and moves on swallowing and, characteristically, on protrusion of the tongue.
- It presents in childhood or young adult life, and may become infected or form a sinus, often after an upper respiratory infection
- The essential preoperative step is to confirm that normal thyroid tissue is present — by ultrasound — because in a small proportion the cyst contains the only functioning thyroid tissue (ectopic thyroid), and removing it renders the patient permanently hypothyroid
- Treatment is the sistrunk operation — excision of the cyst together with the central body of the hyoid bone and the tract up to the foramen caecum
- Removing the hyoid body is not optional: simple excision of the cyst alone has a recurrence rate of the order of 50%, because the tract through the hyoid is left behind — and this is the single most examinable point in the topic
- Branchial cyst arises from remnants of the second branchial cleft in the majority
- It presents in the late teens to thirties as a smooth, fluctuant, painless swelling at the anterior border of sternocleidomastoid at the junction of its upper and middle thirds, and frequently enlarges rapidly after an upper respiratory infection
- Aspiration yields turbid fluid containing cholesterol crystals
- A branchial fistula opens at the lower third of the anterior border of sternocleidomastoid, and its tract passes between the internal and external carotid arteries to the tonsillar fossa
- The critical clinical warning is that a cystic neck swelling in an adult over 40 may be a cystic metastasis — classically from an HPV-related tonsil or tongue base carcinoma, or from papillary thyroid carcinoma
- Therefore a "branchial cyst" presenting for the first time in an older adult must be investigated as a malignant node, with ultrasound, FNAC and full ENT examination including nasendoscopy, before it is simply excised
Tuberculous Cervical Lymphadenitis
- Tuberculous cervical lymphadenitis (scrofula) is the commonest form of extrapulmonary tuberculosis and the commonest cause of chronic cervical lymphadenopathy in INDIA.
- It must be considered in any persistent neck node here.
- Route — lymphatic spread from a primary focus in the tonsil, adenoid, teeth or pharynx, or haematogenous from a pulmonary focus; the upper deep cervical (jugulodigastric) nodes are most often affected
- Mycobacterium tuberculosis in the great majority; atypical (non-tuberculous) mycobacteria in young children.
- The natural history passes through five stages, and describing them is the clearest way to answer:
- 1. Lymphadenitis — firm, discrete, mobile, painless enlarged nodes
- 2. Periadenitis and matting — the capsule is breached and adjacent nodes become matted together into a fixed mass.
- 3. Cold abscess — caseation and liquefaction produce a fluctuant swelling without the redness, heat or tenderness of an acute abscess, hence "cold"
- 4. Collar-stud abscess — pus tracks through the deep fascia to form a superficial collection connected to the deep one by a narrow track, giving the characteristic dumb-bell shape
- 5. Sinus formation — the skin breaks down giving a chronic discharging sinus with undermined, bluish edges and thin watery pus, healing eventually with a puckered scar
- Systemic features — evening rise of temperature, night sweats, weight loss, anorexia and malaise; though many patients are systemically well.
- Investigation — FNAC is the first-line test and is highly informative, showing epithelioid cell granulomas, langhans giant cells and caseation
- Send the aspirate for ZIEHL-neelsen staining, mycobacterial culture and GeneXpert (Xpert MTB/RIF).
- Note that acid-fast bacilli are seen in only a minority of specimens, so a negative smear does not exclude the diagnosis
- Also — ESR; mantoux or an interferon-gamma release assay, remembering that these indicate exposure, not active disease, and are of limited value where BCG is universal; chest radiograph, which may show active or healed pulmonary disease; HIV testing, which should be offered to all; and ultrasound
- Excision biopsy is reserved for cases where FNAC is non-diagnostic
- Treatment is medical — standard antitubercular chemotherapy, under the national programme, 2 months of intensive four-drug therapy followed by 4 months of continuation, though lymph node disease is frequently treated for longer
- The great majority resolve on drugs alone, and surgery is not the primary treatment
Salivary Gland Tumours
- Salivary gland tumours are uncommon and histologically diverse.
- Their behaviour is governed by a useful inverse rule of thumb: the smaller the gland, the higher the proportion of tumours that are malignant.
- The rule OF proportions — 80% of salivary tumours arise in the parotid, and 80% of those are benign, and 80% of the benign ones are pleomorphic adenoma — the so-called "rule of 80s"
- By contrast, half of submandibular tumours and the majority of sublingual and minor gland tumours are malignant — so a tumour of the palate (a minor gland site) is treated with far greater suspicion than one of the parotid
- Pleomorphic adenoma (benign mixed tumour) is much the commonest, presenting as a slow-growing, painless, firm, mobile swelling, in the superficial lobe below and in front of the ear, lifting the ear lobe
- Its three important characteristics — it has a pseudocapsule with microscopic pseudopodia extending through it, so simple enucleation leaves tumour behind and recurs; it recurs multifocally and is then very difficult to treat; and it undergoes malignant transformation to carcinoma EX pleomorphic adenoma in 5% over 10 to 15 years — which is why even a benign tumour should be removed
- Its treatment is superficial (or partial) parotidectomy with facial nerve preservation, taking a cuff of normal tissue
- Warthin tumour (adenolymphoma, papillary cystadenoma lymphomatosum) — the second commonest benign tumour, occurring in older men, strongly associated with smoking, arising almost exclusively in the parotid (the tail), and bilateral or multifocal in 10%
- It is the tumour that takes up technetium-99m and appears hot on a pertechnetate scan.
- The malignant tumours:
- Mucoepidermoid carcinoma — the commonest salivary malignancy overall and the commonest in children; graded low, intermediate and high, with behaviour and prognosis varying accordingly
- Adenoid cystic carcinoma — the commonest malignancy of the submandibular and minor glands, and notable for three things: perineural spread, which is characteristic and causes pain and facial palsy; relentless late local recurrence; and late haematogenous metastasis to the lung, sometimes many years later — so 5-year survival looks good while 20-year survival is poor, and follow-up must be lifelong
- Others — acinic cell carcinoma; carcinoma EX pleomorphic adenoma; adenocarcinoma; squamous carcinoma; and lymphoma, particularly in Sjogren syndrome
- The features suggesting malignancy.
- A facial palsy with a parotid lump is never a pleomorphic adenoma
- Investigation — ultrasound with FNAC.
- Never perform an incisional biopsy of a parotid mass.
Carcinoma of the Hypopharynx
- Carcinoma of the hypopharynx arises in the pyriform fossa (the majority), the postcricoid region or the posterior pharyngeal wall.
- It has the worst prognosis of all head and neck cancers, for reasons that are entirely anatomical and behavioural.
- Why the prognosis IS SO poor — four reasons, and giving them shows real understanding:
- 1. Silent early growth — the hypopharynx is a capacious, distensible space, so a tumour grows substantially before it causes symptoms
- 2. Rich lymphatic drainage — giving early and frequently bilateral nodal metastasis, present in a majority at diagnosis
- 3. Submucosal spread and skip lesions — the tumour extends beneath intact mucosa well beyond its visible edge.
- 4. The patients — elderly, heavy smokers and drinkers, malnourished and with significant comorbidity, and with a high rate of second primary tumours
- Presentation is late — a persistent sore throat; dysphagia, progressive and to solids first; referred otalgia via the vagus (Arnold nerve).
- A persistent sore throat with referred otalgia and a normal-looking oropharynx must prompt examination of the hypopharynx
- Signs — pooling of saliva in the pyriform fossa on nasendoscopy.
- Postcricoid carcinoma is worth separate mention.
- Investigation — flexible nasendoscopy; examination under anaesthesia with rigid pharyngo-oesophagoscopy, biopsy and mapping of the extent.
- Assess nutrition formally and correct it.
- Treatment — decided by a multidisciplinary team, and more radical than for laryngeal cancer at an equivalent stage
- Early disease — radiotherapy or transoral laser surgery in selected cases, with treatment of both sides of the neck because of the high rate of occult and bilateral nodal disease
- Advanced disease — concurrent chemoradiotherapy as organ preservation; or total laryngopharyngectomy with neck dissection and reconstruction, followed by radiotherapy
- Reconstruction after pharyngectomy — a free jejunal graft, a tubed radial forearm or anterolateral thigh free flap, or gastric pull-UP for circumferential defects extending into the oesophagus
- The larynx is sacrificed in advanced disease, so voice rehabilitation must be planned as for laryngectomy
- Palliation is frequently the realistic goal — relief of dysphagia by stenting or gastrostomy, control of pain, and management of secretions; and an honest discussion about the burden of radical treatment in a frail patient is part of good care rather than a failure of it
- Prognosis — 5-year survival of the order of 30% or less overall, and the poorest of any head and neck site
Metastatic Neck Node with an Unknown Primary
- A carcinoma of unknown primary (cup) in the neck is a cervical node containing metastatic carcinoma in which NO primary tumour is found after a thorough and systematic search.
- It represents a small proportion of head and neck cancers, and its management is a disciplined sequence rather than a guess.
- The histology directs the search, so it is established first:
- Squamous carcinoma — the primary is almost always in the upper aerodigestive tract, and most often in the tonsil or the tongue base, both of which have deep crypts in which a small primary hides
- Adenocarcinoma — suggests a salivary, thyroid or infraclavicular primary (lung, breast, stomach, gastrointestinal tract, ovary, prostate)
- Undifferentiated carcinoma with EBV — points strongly to the nasopharynx
- Papillary carcinoma with thyroglobulin — the thyroid
- Melanoma — the scalp, skin, mucosa or eye, so those must be examined specifically
- The level OF the node also predicts the site — levels II and III suggest the oropharynx, oral cavity, larynx or hypopharynx; level V suggests the nasopharynx; and supraclavicular (level IV or V low) suggests an infraclavicular primary.
- The sequence OF investigation, and its order is the answer:
- 1. A meticulous clinical examination — the entire upper aerodigestive tract with flexible nasendoscopy, palpation of the tongue base, tonsil and floor of mouth, and examination of the scalp, skin, ears, thyroid and breasts
- 2. Ultrasound-guided FNAC of the node, with p16 and HPV testing, EBV testing, and thyroglobulin washout as indicated by the cytology
- 3. Imaging before endoscopy — pet-CT is performed before panendoscopy and biopsy.
- Pet-CT identifies a primary in a useful proportion of otherwise occult cases, and also detects distant disease
- 4. Examination under anaesthesia with panendoscopy and directed biopsies of any suspicious area, plus blind biopsies of the nasopharynx, tongue base and pyriform fossae
- 5. Ipsilateral tonsillectomy, which is diagnostic and identifies a primary in a significant proportion; and tongue base mucosectomy, increasingly performed with transoral robotic surgery, which has substantially improved the primary detection rate
- Bilateral tonsillectomy is performed by some.
- Never perform an open biopsy of the node before this sequence is complete, for the reasons given elsewhere — seeding, higher recurrence and a compromised neck dissection
- Treatment once the search is exhausted — neck dissection with radiotherapy, or primary chemoradiotherapy, decided by nodal stage and fitness
Thyroid Swellings
- A thyroid swelling (goitre) presents to the otolaryngologist because of its anatomical relations — the airway, the recurrent laryngeal nerves and the oesophagus.
- The assessment answers three questions: is it toxic, is it malignant, and is it compressing anything?
- A thyroid swelling moves on swallowing.
- It does not move on tongue protrusion, which separates it from a thyroglossal cyst
- Classification — diffuse (physiological, Graves disease, thyroiditis, iodine deficiency); multinodular; solitary nodule; and malignant
- Iodine deficiency remains a cause of endemic goitre in parts of India, particularly the sub-Himalayan belt, and universal salt iodisation has been the principal public health response
- The features suggesting malignancy — a hard, fixed nodule; rapid growth; hoarseness from recurrent laryngeal nerve involvement, which is highly suggestive; cervical lymphadenopathy; age under 20 or over 60; male sex; previous neck irradiation; and a family history of thyroid cancer or men syndrome
- Assessment — examine the gland and the whole neck; assess for retrosternal extension (the lower border not palpable, pemberton’S sign — facial congestion and stridor on raising the arms); and check for tracheal deviation
- Examine the vocal cords by nasendoscopy before any thyroid surgery, without exception — because a pre-existing palsy must be documented, both for surgical planning and for medicolegal protection, and because an asymptomatic palsy suggests malignancy
- Investigation — thyroid function tests first.
- FNAC, reported by the bethesda system.
- Radioisotope scanning only where there is thyrotoxicosis, to distinguish a hot (almost always benign) from a cold nodule
- CT or MRI for retrosternal extension and airway compression, and a calcitonin level where medullary carcinoma is suspected
- The thyroid malignancies, briefly — papillary, the commonest, in younger patients, spreading by lymphatics and with an excellent prognosis; follicular, spreading by blood to bone and lung, and diagnosed only on histology (capsular and vascular invasion), not on cytology, which is why FNAC reports a "follicular lesion" rather than a diagnosis; medullary, from parafollicular C cells, secreting calcitonin and associated with men 2; anaplastic, in the elderly, rapidly growing with airway obstruction and a very poor prognosis; and lymphoma, arising in a background of hashimoto thyroiditis
- Management — observation for benign asymptomatic disease; surgery for compression, retrosternal extension, cosmesis, toxicity or malignancy; and medical or radioiodine treatment for thyrotoxicosis
Principles of Head and Neck Reconstruction
- Reconstruction after head and neck cancer surgery aims to restore form and, more importantly, function — speech, swallowing, the airway and appearance.
- It is planned before the resection, not improvised afterwards.
- The reconstructive ladder runs from simple to complex, and the principle is to choose the simplest method that achieves the functional goal — not the most impressive one
- 1. Healing by secondary intention — for small mucosal defects
- 2. Primary closure — where tissue is adequate and closure does not distort or tether
- 3. Skin graft — split-thickness for large superficial defects and to line a cavity; full-thickness for better colour and contour on the face. A graft requires a vascular bed and will not take on bare bone or cartilage
- 4. Local flaps — nasolabial, forehead, and other facial flaps, giving excellent colour and texture match
- 5. Regional pedicled flaps — the pectoralis major myocutaneous flap.
- Also the deltopectoral, latissimus dorsi, trapezius and supraclavicular artery flaps
- 6. Free (microvascular) tissue transfer.
- Radial forearm free flap — thin, pliable and reliable, ideal for tongue, floor of mouth and buccal defects and for tubing to reconstruct the pharynx; its drawback is donor site morbidity and appearance
- Anterolateral thigh (ALT) free flap — versatile, with a large skin paddle, low donor morbidity and a hidden scar; now widely used in preference to the radial forearm
- Fibula free flap — the standard for mandibular reconstruction, providing a long segment of bone that can be osteotomised to shape and will accept dental implants
- Also the scapula and deep circumflex iliac artery (iliac crest) flaps for bone, and the jejunum and gastric pull-UP for circumferential pharyngeal defects
- The principles OF choice — match the tissue to the defect (thin and pliable for the tongue, bone for the mandible, tube for the pharynx); consider the patient’s fitness and comorbidity.
- Free flap monitoring is the critical postoperative task — clinical observation of colour, temperature, capillary refill and pinprick bleeding, with a handheld Doppler
- The distinction that must be recognised — arterial occlusion gives a pale, cool flap with slow refill and NO bleeding; venous congestion gives a blue, swollen, tense flap with brisk refill and dark bleeding, and is commoner
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